Public risk disclosures
Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.
Total
3,047
Labor
1,837
FSA warnings
1,148
Travel
62
3,047 public records(page 116 of 153)
1 Oct 2017
グローバルリッチ株式会社Government disclosure record
The entity sent solicitation materials and engaged in the buying and selling of unlisted shares. There are reports that the entity solicited the purchase and sale of unlisted shares and requested the submission of a document titled [Shareholder Application Form (Over-the-counter Transaction)] to apply as a shareholder of an unlisted company.
1 Oct 2017
株式会社カイ （Kai Corporation） 運営責任者 AGovernment disclosure record
Engaged in soliciting advice based on investment advisory contracts via the internet. The services provided by the company are called [Nihon Securities Trade, JAPAN SECURITIES TRADE, NST, Nihon Securities Trade].
1 Sept 2017
インスフィック株式会社 販売責任者 AGovernment disclosure record
Engaged in soliciting advice based on investment advisory contracts via the internet. The services provided by the company are named [Stock Information Site DAILY (Daily), Stock Information Site Biz (Biz)].
1 Sept 2017
株式会社ピートレイド 代表取締役 AGovernment disclosure record
A person entered into a contract to entrust investment decisions for over-the-counter derivatives trading and was managing funds. They received an invitation from the business operator to engage in currency trading via FX and were asked to submit a document titled [Deposit Certificate] indicating that they entrusted investment decisions to the operator.
1 Aug 2017
HF Markets (SV) LtdGovernment disclosure record
The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided is called HotForex. Its location is very similar to that of TCG holdings Ltd., which was warned on June 21, 2017.
1 Aug 2017
M Carlo Capital Limited 代表取締役 AGovernment disclosure record
The entity solicited over the internet for over-the-counter derivative transactions under the service name [Monte Carlo Binary]. The location of this entity is the same as that of the entities previously warned by the authorities, namely Capital Works Investment Limited (April 5, 2013) and Profit Plan Limited (December 14, 2015).
1 Aug 2017
株式会社at.dear 代表取締役 AGovernment disclosure record
A company engaged in securities trading and investment management was reported to have solicited investments in stocks and requested the submission of a document titled [Money Deposit Certificate] to entrust investment decisions to the company.
1 Jul 2017
株式会社air 運営責任者 AGovernment disclosure record
An entity engaged in soliciting investment advisory contracts via the internet, using service names such as [Kabu Navigation, kabu-navi-site, KABUSHIKINAVIGATION], and claiming a location at [1-18-3 Higashi-Gotanda, Shinagawa-ku, Tokyo]. This entity was established by JG-Company Inc. and two other companies that received court orders for prohibition and suspension related to violations of the Financial Instruments and Exchange Act on March 29, 2018, and is an entity without actual business operations, created to establish a website for investment advice.
1 Jul 2017
株式会社NAKAMURA RESEARCHGovernment disclosure record
An entity sent solicitation materials and acted as an intermediary for stock trading transactions. The name of the representative is unknown. There was a telephone solicitation related to stock trading from this entity, and after an application was made, a document titled [Trade Report] was received.
1 Jul 2017
株式会社S.TEAM 最高運営責任者 AGovernment disclosure record
Engaged in soliciting advice based on investment advisory contracts via the internet. The services provided by the company are named [Kabu Summit, Investment Summit, Investment Leaders Conference Kabu Summit].
1 Jul 2017
ティー・エム・シー株式会社 代表取締役 AGovernment disclosure record
The entity sent solicitation materials and conducted fund募集 or private placements. They received a solicitation from the same entity, applied using the TMC Investment Limited Partnership Application Form, and received documents titled TMC Investment Limited Partnership Contract and Receipt. The entity's address is the same as MP Japan Co., Ltd., which issued a warning letter on June 30, 2015, for false disclosures. Solicitation materials with the address at 3-3-15 Nihonbashi Ningyocho, Chuo-ku, Tokyo, were confirmed.
1 Jun 2017
株式会社GoodSpeed 運営責任者 AGovernment disclosure record
Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the company is called [Regency Investment Japan, RTJ].
1 Jun 2017
Formula Investment House Ltd.Government disclosure record
Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the operator is called [iFOREX], which is the same as the service offered by [iFOREX Co., Ltd.] that was warned in January 2011.
1 Jun 2017
株式会社フライト（Flight Co.,LTD） 販売責任者 AGovernment disclosure record
Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [WORD, Word, Theme, Theme].
1 Jun 2017
常勝株式オンライン運営事務局 運営責任者 AGovernment disclosure record
Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the company is called [Jōshō Kabushiki Online].
1 Jun 2017
株LEON運営機構 運営責任者 AGovernment disclosure record
Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [株LEON].
1 Jun 2017
アセットインベストメント（ASSET INVESTMENT） 代表取締役社長 AGovernment disclosure record
The entity sent solicitation materials and engaged in the solicitation or private placement of investment trusts. They sent materials titled [Investment Trust Explanation Document (Delivery Prospectus)], [Trust Management Certificate], and [Dividend Confirmation Certificate], and falsely claimed to be a registered financial instruments business operator, impersonating [Capital Asset Management Co., Ltd.] with registration number [Kanto Finance Bureau Director (Kinsho) No. 383]. Additionally, there are reports that the entity solicited operations through FX trading.
1 Jun 2017
爆騰.com運営事務局 サービス提供責任者 AGovernment disclosure record
Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the operator is called [Bakutou.com].
1 Jun 2017
株式会社フレア 販売責任者 AGovernment disclosure record
The entity solicited advice based on investment advisory contracts via the internet. The service provided by the entity is called [LIST, リスト, RETURN, リターン, WIL, ウィル].
1 Jun 2017
Uzu Capital Partners株式会社 代表取締役 AGovernment disclosure record
Sent solicitation materials and conducted fund recruitment or private placement. Information received indicates that at a seminar hosted by the relevant business operator, materials titled [UZU1 Investment New Business Explanation] and [Limited Partnership Agreement [UZU2 Fund No. 1] Investment Case No. 1 Tourism Resort-Related Fund Investment Business] were distributed.
| Date | Company / operator | Source | Type | Summary |
|---|---|---|---|---|
| 1 Oct 2017 | グローバルリッチ株式会社 Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity sent solicitation materials and engaged in the buying and selling of unlisted shares. There are reports that the entity solicited the purchase and sale of unlisted shares and requested the submission of a document titled [Shareholder Application Form (Over-the-counter Transaction)] to apply as a shareholder of an unlisted company. |
| 1 Oct 2017 | 株式会社カイ （Kai Corporation） 運営責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting advice based on investment advisory contracts via the internet. The services provided by the company are called [Nihon Securities Trade, JAPAN SECURITIES TRADE, NST, Nihon Securities Trade]. |
| 1 Sept 2017 | インスフィック株式会社 販売責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting advice based on investment advisory contracts via the internet. The services provided by the company are named [Stock Information Site DAILY (Daily), Stock Information Site Biz (Biz)]. |
| 1 Sept 2017 | 株式会社ピートレイド 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | A person entered into a contract to entrust investment decisions for over-the-counter derivatives trading and was managing funds. They received an invitation from the business operator to engage in currency trading via FX and were asked to submit a document titled [Deposit Certificate] indicating that they entrusted investment decisions to the operator. |
| 1 Aug 2017 | HF Markets (SV) Ltd Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided is called HotForex. Its location is very similar to that of TCG holdings Ltd., which was warned on June 21, 2017. |
| 1 Aug 2017 | M Carlo Capital Limited 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity solicited over the internet for over-the-counter derivative transactions under the service name [Monte Carlo Binary]. The location of this entity is the same as that of the entities previously warned by the authorities, namely Capital Works Investment Limited (April 5, 2013) and Profit Plan Limited (December 14, 2015). |
| 1 Aug 2017 | 株式会社at.dear 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | A company engaged in securities trading and investment management was reported to have solicited investments in stocks and requested the submission of a document titled [Money Deposit Certificate] to entrust investment decisions to the company. |
| 1 Jul 2017 | 株式会社air 運営責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity engaged in soliciting investment advisory contracts via the internet, using service names such as [Kabu Navigation, kabu-navi-site, KABUSHIKINAVIGATION], and claiming a location at [1-18-3 Higashi-Gotanda, Shinagawa-ku, Tokyo]. This entity was established by JG-Company Inc. and two other companies that received court orders for prohibition and suspension related to violations of the Financial Instruments and Exchange Act on March 29, 2018, and is an entity without actual business operations, created to establish a website for investment advice. |
| 1 Jul 2017 | 株式会社NAKAMURA RESEARCH Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity sent solicitation materials and acted as an intermediary for stock trading transactions. The name of the representative is unknown. There was a telephone solicitation related to stock trading from this entity, and after an application was made, a document titled [Trade Report] was received. |
| 1 Jul 2017 | 株式会社S.TEAM 最高運営責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting advice based on investment advisory contracts via the internet. The services provided by the company are named [Kabu Summit, Investment Summit, Investment Leaders Conference Kabu Summit]. |
| 1 Jul 2017 | ティー・エム・シー株式会社 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity sent solicitation materials and conducted fund募集 or private placements. They received a solicitation from the same entity, applied using the TMC Investment Limited Partnership Application Form, and received documents titled TMC Investment Limited Partnership Contract and Receipt. The entity's address is the same as MP Japan Co., Ltd., which issued a warning letter on June 30, 2015, for false disclosures. Solicitation materials with the address at 3-3-15 Nihonbashi Ningyocho, Chuo-ku, Tokyo, were confirmed. |
| 1 Jun 2017 | 株式会社GoodSpeed 運営責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the company is called [Regency Investment Japan, RTJ]. |
| 1 Jun 2017 | Formula Investment House Ltd. Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the operator is called [iFOREX], which is the same as the service offered by [iFOREX Co., Ltd.] that was warned in January 2011. |
| 1 Jun 2017 | 株式会社フライト（Flight Co.,LTD） 販売責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [WORD, Word, Theme, Theme]. |
| 1 Jun 2017 | 常勝株式オンライン運営事務局 運営責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the company is called [Jōshō Kabushiki Online]. |
| 1 Jun 2017 | 株LEON運営機構 運営責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [株LEON]. |
| 1 Jun 2017 | アセットインベストメント（ASSET INVESTMENT） 代表取締役社長 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity sent solicitation materials and engaged in the solicitation or private placement of investment trusts. They sent materials titled [Investment Trust Explanation Document (Delivery Prospectus)], [Trust Management Certificate], and [Dividend Confirmation Certificate], and falsely claimed to be a registered financial instruments business operator, impersonating [Capital Asset Management Co., Ltd.] with registration number [Kanto Finance Bureau Director (Kinsho) No. 383]. Additionally, there are reports that the entity solicited operations through FX trading. |
| 1 Jun 2017 | 爆騰.com運営事務局 サービス提供責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the operator is called [Bakutou.com]. |
| 1 Jun 2017 | 株式会社フレア 販売責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity solicited advice based on investment advisory contracts via the internet. The service provided by the entity is called [LIST, リスト, RETURN, リターン, WIL, ウィル]. |
| 1 Jun 2017 | Uzu Capital Partners株式会社 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and conducted fund recruitment or private placement. Information received indicates that at a seminar hosted by the relevant business operator, materials titled [UZU1 Investment New Business Explanation] and [Limited Partnership Agreement [UZU2 Fund No. 1] Investment Case No. 1 Tourism Resort-Related Fund Investment Business] were distributed. |
Important context
This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.