Public risk disclosures

Japan Public Risk Disclosures

Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.

Total

3,047

Labor

1,837

FSA warnings

1,148

Travel

62

3,047 public records(page 119 of 153)

1 Jul 2016

A （リペアハウス株式会社代表取締役）

Government disclosure record

FSA unregistered operator warningsWarning issued

A company was found to have engaged in mediating contracts for investment decisions involving over-the-counter derivatives and managing funds, as well as soliciting fund subscriptions or private placements. The Securities and Exchange Surveillance Commission conducted an investigation and filed a petition with the court to prohibit and cease these activities. A warning was issued to Repair House Co., Ltd. on January 29, 2016.

1 Jun 2016

ASSET MANAGEMENT 代表取締役社長 A

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity sent solicitation materials and was involved in soliciting or handling investment trusts or private placements.

1 Jun 2016

株式会社ライト【警告時】、株式会社テラス(※) 運営責任者 A【警告時】 ※警告後、商号（業者名）の変更が確認できた場合に当該商号を記載している。

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity engaged in soliciting investment advisory services via the internet under the names [Kabu Channel, Kabuto-iku, VIP Investors]. It was established by JG-company Inc. and two other companies, which had been issued court orders prohibiting and stopping violations of the Financial Instruments and Exchange Act on March 29, 2018, and are considered non-existent entities created to establish websites related to investment advice.

1 Jun 2016

クラッシーキャピタルマネジメント株式会社（Classy Capital Management）代表取締役CIO A

Government disclosure record

FSA unregistered operator warningsWarning issued

The company sent solicitation materials and handled fund募集 or private placements. Information was received that the company sent materials titled 'CAROLINA PARTNERS' and 'Carolina Partners LLC [Pre-Contract Delivery Document]'. Carolina Partners LLC was warned on April 28, 2016, for conducting financial instruments business without registration.

1 Jun 2016

ミリオントレーダーズ運営事務局運営責任者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [Million Traders]. The location of the entity is the same as that of [CINEMA Operation Office], which was issued a warning on May 13, 2016.

1 Jun 2016

株式会社フライヤー運営責任者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [KabuTime].

1 May 2016

Brilliant Stage Limited

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the business is called Brilliant One Forex.

1 May 2016

株CINEMA運営事務局運営責任者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [株CINEMA(株シネマ)].

1 May 2016

株式会社インテリジェンス代表取締役/CEO A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the company is called [NEXT].

1 May 2016

BINEXT SOLUTIONS SRL LTD

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting over the internet for over-the-counter derivatives trading. The name of the representative is unknown. The service provided by the operator is called [Gbinarys], which is the same as the service offered by [BINEXT GLOBAL LTD.] that was warned on January 13, 2016.

1 May 2016

Star Material Asset Management.LTD

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the entity is called [i Trader FX].

1 May 2016

Chemmi Holdings Limited

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity solicited over-the-internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided is called BinaryTilt, which is the same as the entities previously warned by the authorities, Sumo Forex Limited (April 1, 2016) and Scent Investments Limited (February 25, 2015).

1 May 2016

FUTUREMAKE LTD.

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called [FUTURE MAKE FX].

1 May 2016

Gallop Sea Limited

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the entity is called GALAXY Markets.

1 May 2016

Pacific Investments Private Limited

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called High Trade FX.

1 May 2016

Up Chance Holdings Limited 運営責任者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [Final Stock Project (FINAL STOCK PROJECT)].

1 May 2016

株式会社ALC 運営責任者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [株VISION].

1 May 2016

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service offered by the operator is called 'Trend Option,' which is the same as the service provided by ENTSERV ASIA LTD., which was warned on February 12, 2015.

1 May 2016

Trading Point (Seychelles) Limited

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting over the internet for over-the-counter derivatives trading. The name of the representative is unknown. The service provided by the operator is called [XM.COM (XM)], which is the same as the service offered by [Trading Point of Financial Instruments Ltd.] that was warned on June 14, 2012.

1 Apr 2016

株式会社エフ・サポート代表取締役 A B

Government disclosure record

FSA unregistered operator warningsWarning issued

An entity engaged in stock trading and brokerage of stock trading. On March 11, 2016, the Securities and Exchange Surveillance Commission filed a petition with the court to prohibit and cease the defendant's violation of the Financial Instruments and Exchange Act by conducting stock trading and brokerage without registration.

Date	Company / operator	Source	Type	Summary
1 Jul 2016	A （リペアハウス株式会社代表取締役） Government disclosure record	FSA unregistered operator warnings	Warning issued	A company was found to have engaged in mediating contracts for investment decisions involving over-the-counter derivatives and managing funds, as well as soliciting fund subscriptions or private placements. The Securities and Exchange Surveillance Commission conducted an investigation and filed a petition with the court to prohibit and cease these activities. A warning was issued to Repair House Co., Ltd. on January 29, 2016.
1 Jun 2016	ASSET MANAGEMENT 代表取締役社長 A Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity sent solicitation materials and was involved in soliciting or handling investment trusts or private placements.
1 Jun 2016	株式会社ライト【警告時】、株式会社テラス(※) 運営責任者 A【警告時】 ※警告後、商号（業者名）の変更が確認できた場合に当該商号を記載している。 Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity engaged in soliciting investment advisory services via the internet under the names [Kabu Channel, Kabuto-iku, VIP Investors]. It was established by JG-company Inc. and two other companies, which had been issued court orders prohibiting and stopping violations of the Financial Instruments and Exchange Act on March 29, 2018, and are considered non-existent entities created to establish websites related to investment advice.
1 Jun 2016	クラッシーキャピタルマネジメント株式会社（Classy Capital Management）代表取締役CIO A Government disclosure record	FSA unregistered operator warnings	Warning issued	The company sent solicitation materials and handled fund募集 or private placements. Information was received that the company sent materials titled 'CAROLINA PARTNERS' and 'Carolina Partners LLC [Pre-Contract Delivery Document]'. Carolina Partners LLC was warned on April 28, 2016, for conducting financial instruments business without registration.
1 Jun 2016	ミリオントレーダーズ運営事務局運営責任者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [Million Traders]. The location of the entity is the same as that of [CINEMA Operation Office], which was issued a warning on May 13, 2016.
1 Jun 2016	株式会社フライヤー運営責任者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [KabuTime].
1 May 2016	Brilliant Stage Limited Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the business is called Brilliant One Forex.
1 May 2016	株CINEMA運営事務局運営責任者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [株CINEMA(株シネマ)].
1 May 2016	株式会社インテリジェンス代表取締役/CEO A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the company is called [NEXT].
1 May 2016	BINEXT SOLUTIONS SRL LTD Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting over the internet for over-the-counter derivatives trading. The name of the representative is unknown. The service provided by the operator is called [Gbinarys], which is the same as the service offered by [BINEXT GLOBAL LTD.] that was warned on January 13, 2016.
1 May 2016	Star Material Asset Management.LTD Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the entity is called [i Trader FX].
1 May 2016	Chemmi Holdings Limited Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity solicited over-the-internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided is called BinaryTilt, which is the same as the entities previously warned by the authorities, Sumo Forex Limited (April 1, 2016) and Scent Investments Limited (February 25, 2015).
1 May 2016	FUTUREMAKE LTD. Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called [FUTURE MAKE FX].
1 May 2016	Gallop Sea Limited Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the entity is called GALAXY Markets.
1 May 2016	Pacific Investments Private Limited Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called High Trade FX.
1 May 2016	Up Chance Holdings Limited 運営責任者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [Final Stock Project (FINAL STOCK PROJECT)].
1 May 2016	株式会社ALC 運営責任者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [株VISION].
1 May 2016	TO88 LTD. Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service offered by the operator is called 'Trend Option,' which is the same as the service provided by ENTSERV ASIA LTD., which was warned on February 12, 2015.
1 May 2016	Trading Point (Seychelles) Limited Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting over the internet for over-the-counter derivatives trading. The name of the representative is unknown. The service provided by the operator is called [XM.COM (XM)], which is the same as the service offered by [Trading Point of Financial Instruments Ltd.] that was warned on June 14, 2012.
1 Apr 2016	株式会社エフ・サポート代表取締役 A B Government disclosure record	FSA unregistered operator warnings	Warning issued	An entity engaged in stock trading and brokerage of stock trading. On March 11, 2016, the Securities and Exchange Surveillance Commission filed a petition with the court to prohibit and cease the defendant's violation of the Financial Instruments and Exchange Act by conducting stock trading and brokerage without registration.

Important context

This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.