1 Apr 2018
株式会社スタート【H29.11末現在】、株式会社オート【旧商号】 運営責任者 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
The entity engaged in soliciting advice based on investment advisory contracts via the internet. The services provided include [KabuBOOK, KabuLIFE Partner, Japan Stock Research]. The entity was established by JG-company Inc. and two other companies, which had been issued court orders for prohibition and suspension due to violations of the Financial Instruments and Exchange Act on March 29, 2018, and are considered non-existent companies set up to operate websites related to investment advice.
1 Apr 2018
株式会社ビーネット 運営責任者 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
The entity engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [Kabu Station]. The entity was established by JG-company Inc. and two other companies, which had been issued court orders for prohibition and suspension related to violations of the Financial Instruments and Exchange Act on March 29, 2018, and is an entity without actual operations, created to establish a website for investment advice.
1 Apr 2018
株式会社エターナル 運営責任者 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
The entity engaged in soliciting investment advisory contracts via the internet under the service name [Market Start Topics]. It was established by JG-company Inc. and two other companies, which had been issued court orders for prohibition and suspension due to violations of the Financial Instruments and Exchange Act on March 29, 2018, and are not real operating companies.
1 Apr 2018
株式会社プロモーター【H29.11末現在】、株式会社クリエイト【旧商号】 運営責任者 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
An entity engaged in soliciting investment advisory services via the internet, offering services named [Kabu King, Kyutou Plus, Shikiho Trend], was established by JG-company and two other companies that had been issued court orders prohibiting and stopping violations of the Financial Instruments and Exchange Act on March 29, 2018. The entity is an unincorporated company set up to operate a website related to investment advice.
1 Apr 2018
株式会社ロハスGovernment disclosure record
FSA unregistered operator warningsWarning issued
The entity engaged in soliciting investment advisory services via the internet under the name [HAN]. The company's representative's name is unknown. It was established by JG-company Inc. and two other companies, which had been issued court orders for prohibition and suspension due to violations of the Financial Instruments and Exchange Act on March 29, 2018, and is an entity without actual business operations, created to establish a website related to investment advice.
1 Apr 2018
株式会社アイテック 代表者 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
The entity engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [Kabushiki Journal]. The entity was established by JG-company Inc. and two other companies, which had been issued court orders prohibiting and stopping violations of the Financial Instruments and Exchange Act on March 29, 2018, and are entities that were established to operate a website related to investment advice.
1 Apr 2018
株式会社トランジット 運営責任者 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
An entity engaged in soliciting over the internet for the mediation of over-the-counter derivatives trading. The entity, along with two other companies, was established as a non-physical entity to mediate over-the-counter derivatives trading, and was subject to a court order for prohibition and suspension issued on March 29, 2018, for violations of the Financial Instruments and Exchange Act.
1 Apr 2018
株式会社Installation 運営責任者 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
An entity engaged in soliciting over the internet for the mediation of over-the-counter derivatives trading. The entity, along with two other companies including JG-company, was subject to a court order issued on March 29, 2018, prohibiting and stopping violations of the Financial Instruments and Exchange Act. These companies were established as shell companies to mediate over-the-counter derivatives transactions.
1 Apr 2018
株式会社オーエスワイGovernment disclosure record
FSA unregistered operator warningsWarning issued
An entity named 'Kabu Royal' was soliciting investment advisory services via the internet. The entity was established by JG-company and two other companies, which had been issued court orders prohibiting and stopping violations of the Financial Instruments and Exchange Act on March 29, 2018. The representative's name is unknown.
1 Apr 2018
株式会社フラット 運営責任者 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
The entity engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [Stock Market Online]. The entity was established by JG-company Inc. and two other companies, which had been issued court orders for prohibition and suspension due to violations of the Financial Instruments and Exchange Act on March 29, 2018, and are non-existent entities created to establish a website for investment advice.
1 Mar 2018
株式会社S&F 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
The respondent engaged in investment advisory activities and mediated over-the-counter derivatives transactions via the internet without registration.
1 Mar 2018
合同会社KizunaGovernment disclosure record
FSA unregistered operator warningsWarning issued
An entity mediated the conclusion of investment management contracts for over-the-counter derivative transactions by sending solicitation materials to potential customers, entrusting them with investment decisions and fund management. The name of the representative is unknown. The entity also sent solicitation materials and manuals regarding deposit and withdrawal methods for an investment method called 'Moneymatic Project,' and facilitated the conclusion of investment management contracts with MGK Global Limited, which had issued warnings to the entity.
1 Mar 2018
合同会社SOULEIADO 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
An entity solicited customers via the internet to enter into contracts to entrust investment decisions for over-the-counter derivatives and to operate funds, including the sale of a product called [GIFTパートナーズ・THE・FINAL]. After purchasing this product, customers were directed to open accounts with [GL SpeeD Ltd.] to receive FX trading operations conducted by [Kato Kotaro]. There are also reports that the same entity sold a product called [GIFT of Gold].
1 Mar 2018
GL SpeeD Ltd.Government disclosure record
FSA unregistered operator warningsWarning issued
An entity was soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The services offered are called GL Speed FX, GL SPEED, and G・L・Speed. It is reported that after being warned along with the warning to LLC SOULEIADO, which sells a product called GIFT PARTNERS THE FINAL, the customer was instructed to open an account with the entity to manage funds via FX trading.
1 Mar 2018
AGovernment disclosure record
FSA unregistered operator warningsWarning issued
A person was found to have provided investment advice and mediated over-the-counter derivatives transactions via the internet. The Financial Services Agency's investigation confirmed these facts, leading the Securities and Exchange Surveillance Commission to petition the court for an order to prohibit and cease these activities. The court subsequently issued an order as requested.
1 Mar 2018
株式会社Master 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
The respondent engaged in investment advisory activities and mediated over-the-counter derivatives transactions via the internet without registration.
1 Mar 2018
MGK Global LimitedGovernment disclosure record
FSA unregistered operator warningsWarning issued
An entity engaged in over-the-counter derivatives trading, entered into contracts authorizing investment decisions and managed funds, while also soliciting OTC derivatives trading via the internet. The name of the representative is unknown. The services provided are called MGK GLOBAL and MGK.GLOBAL. Following a warning to this entity and a warning to Kizuna LLC, which sold the Moneymatic Project manual, the entity opened an account and deposited funds with the entity to operate FX trading. It is reported that the entity received trading history documents titled Daily Confirmation and Monthly Statement from the entity.
1 Mar 2018
株式会社JSC 運営責任者 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
The entity was soliciting advice based on an investment advisory contract via the internet. The service provided by the entity is called [SELECTION, Selection].
1 Mar 2018
株式会社CSSS（インベスター運営事務局） 責任者 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
The entity was soliciting advice based on an investment advisory contract via the internet. The service provided by the entity is called [株式投資INVESTOR, 株式投資インベスター, INVESTOR].
1 Mar 2018
株式会社JG-company 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
The respondent engaged in investment advisory activities and mediated over-the-counter derivatives transactions via the internet without registration.