Public risk disclosures
Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.
Total
3,143
Labor
1,923
FSA warnings
1,158
Travel
62
3,143 public records(page 120 of 158)
1 Mar 2018
菊池ファイナンシャルグループ（Kikuchi Financial Group Inc.、KFG ） 代表取締役 AGovernment disclosure record
An entity engaged in soliciting or handling fund募集 or private placements via the internet. The entity's solicitation materials, including references to the Japan After Service Center, list an address at Matsuyamachi 3-23, Matsuyamaya Tower 401, Chuo-ku, Osaka City, Osaka Prefecture.
1 Feb 2018
アバディーン投資運用アドバイザリー株式会社Government disclosure record
An entity engaged in soliciting funds or private placements via the internet, with an unknown representative's name. The entity's website mimics that of registered financial instruments business operator Aberdeen Standard Investments Inc., using a similar trade name and falsifying location and phone number information.
1 Feb 2018
フリーマンスタイル株式会社 代表取締役 AGovernment disclosure record
Information has been received that, through the internet and based on an investment advisory contract, advice was provided, and after purchasing a product called [(Super) Change Life Project] sold by the operator, notifications about binary options trading timing were received via a free call app.
1 Feb 2018
Blockchain Laboratory Limited 代表者 AGovernment disclosure record
A company solicited funds or private placements via the internet and handled related activities. The company accepted applications for an ICO called [CtC] on its website. The Financial Services Agency issued a warning because the company mediated the buying and selling of virtual currencies over the internet without registration under the Payment Services Act. ICO generally refers to companies issuing tokens electronically to raise funds from the public.
1 Jan 2018
株式会社イーパートナーズ 運営責任者 AGovernment disclosure record
Engaged in soliciting advice based on investment advisory contracts via the internet. The services provided by the company are named [Kabu Stock, Japan Securities Best Advisor].
1 Jan 2018
株式会社ウィナーズグループ 最高運営責任者 AGovernment disclosure record
The entity solicited advice based on an investment advisory contract via the internet. The service provided by the entity is called [Winners Trust].
1 Jan 2018
Milton Markets Ltd.Government disclosure record
The entity solicited over-the-counter derivative transactions via the internet. The name of the service provided is Milton Markets. The location of the entity is the same as HF Markets (SV) Ltd, which was warned on August 31, 2017, and is very similar to TCG Holdings Ltd., which was warned on June 21, 2017. The name of the representative is unknown.
1 Dec 2017
必勝投資運営事務所 運営責任者 AGovernment disclosure record
The entity solicited advice based on investment advisory contracts via the internet. The service provided by the entity is called [Hissho Investment Market, VICTORY INVESTMENT MARKET].
1 Dec 2017
A （FGX LIMITED取締役）Government disclosure record
An entity engaged in over-the-counter derivative transactions via the internet was the subject of a petition to the court by the Securities and Exchange Surveillance Commission on October 24, 2017, seeking to prohibit and order the suspension of violations of the Financial Instruments and Exchange Act (conducting financial instruments business without registration). Additionally, a warning was issued to FGX LIMITED on November 17, 2015.
1 Dec 2017
合同会社ブレイン 運営責任者 AGovernment disclosure record
The entity solicited advice based on investment advisory contracts via the internet. The service provided by the entity is called [National Stock Trade, NATIONAL STOCK TRADE, NST].
1 Dec 2017
ヒューマントラストアセット（Human Trust Asset） 代表取締役 AGovernment disclosure record
A company sent solicitation materials and solicited investments in investment trusts or private placements. The company sent a document titled 'Kōfu Mokuhyo-sho' (Offering Prospectus), which listed itself as a 'Financial Instruments Business Operator' and falsely claimed to be Goldman Sachs Asset Management Co., Ltd., with registration number Kanto Finance Bureau Director (Kinsho) No. 325. Additionally, there are reports that the company also solicited investments in cryptocurrencies.
1 Dec 2017
有限会社ニードインシュアランス 代表取締役 AGovernment disclosure record
A person who was募集 or private placement of a fund received an invitation from the business operator to conduct money management through FX, and invested, then was asked to exchange a document titled [Loan Agreement].
1 Nov 2017
株式会社ONE ROAD （株式会社ワンロード） 代表取締役 AGovernment disclosure record
The operator sent solicitation materials and provided advice based on an investment advisory contract. After purchasing a product called [One Action], information was received that an email containing listed stock information was sent. The operator was issued a three-month business suspension order and instructions by the Kanto Bureau of Economy, Trade and Industry on July 5, 2017, for violating the Act against Unjustifiable Premiums and Misleading Representations as a door-to-door sales operator.
1 Nov 2017
光栄企画株式会社（KoueiKikaku Co.,Ltd.） 代表取締役社長 AGovernment disclosure record
The entity sent solicitation materials and conducted fund募集 or private placement. They received materials titled [Koei Investment Business Limited Liability Partnership Information]. The solicitation materials list the address as [Bico Building 5th Floor, 2-24-2 Shinkawa, Chuo-ku, Tokyo].
1 Oct 2017
グローバルリッチ株式会社Government disclosure record
The entity sent solicitation materials and engaged in the buying and selling of unlisted shares. There are reports that the entity solicited the purchase and sale of unlisted shares and requested the submission of a document titled [Shareholder Application Form (Over-the-counter Transaction)] to apply as a shareholder of an unlisted company.
1 Oct 2017
SENER CEO AGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the operator is called [SENER, Sener].
1 Oct 2017
株式会社カイ （Kai Corporation） 運営責任者 AGovernment disclosure record
Engaged in soliciting advice based on investment advisory contracts via the internet. The services provided by the company are called [Nihon Securities Trade, JAPAN SECURITIES TRADE, NST, Nihon Securities Trade].
1 Sept 2017
インスフィック株式会社 販売責任者 AGovernment disclosure record
Engaged in soliciting advice based on investment advisory contracts via the internet. The services provided by the company are named [Stock Information Site DAILY (Daily), Stock Information Site Biz (Biz)].
1 Sept 2017
株式会社ピートレイド 代表取締役 AGovernment disclosure record
A person entered into a contract to entrust investment decisions for over-the-counter derivatives trading and was managing funds. They received an invitation from the business operator to engage in currency trading via FX and were asked to submit a document titled [Deposit Certificate] indicating that they entrusted investment decisions to the operator.
1 Aug 2017
HF Markets (SV) LtdGovernment disclosure record
The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided is called HotForex. Its location is very similar to that of TCG holdings Ltd., which was warned on June 21, 2017.
| Date | Company / operator | Source | Type | Summary |
|---|---|---|---|---|
| 1 Mar 2018 | 菊池ファイナンシャルグループ（Kikuchi Financial Group Inc.、KFG ） 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity engaged in soliciting or handling fund募集 or private placements via the internet. The entity's solicitation materials, including references to the Japan After Service Center, list an address at Matsuyamachi 3-23, Matsuyamaya Tower 401, Chuo-ku, Osaka City, Osaka Prefecture. |
| 1 Feb 2018 | アバディーン投資運用アドバイザリー株式会社 Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity engaged in soliciting funds or private placements via the internet, with an unknown representative's name. The entity's website mimics that of registered financial instruments business operator Aberdeen Standard Investments Inc., using a similar trade name and falsifying location and phone number information. |
| 1 Feb 2018 | フリーマンスタイル株式会社 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Information has been received that, through the internet and based on an investment advisory contract, advice was provided, and after purchasing a product called [(Super) Change Life Project] sold by the operator, notifications about binary options trading timing were received via a free call app. |
| 1 Feb 2018 | Blockchain Laboratory Limited 代表者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | A company solicited funds or private placements via the internet and handled related activities. The company accepted applications for an ICO called [CtC] on its website. The Financial Services Agency issued a warning because the company mediated the buying and selling of virtual currencies over the internet without registration under the Payment Services Act. ICO generally refers to companies issuing tokens electronically to raise funds from the public. |
| 1 Jan 2018 | 株式会社イーパートナーズ 運営責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting advice based on investment advisory contracts via the internet. The services provided by the company are named [Kabu Stock, Japan Securities Best Advisor]. |
| 1 Jan 2018 | 株式会社ウィナーズグループ 最高運営責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity solicited advice based on an investment advisory contract via the internet. The service provided by the entity is called [Winners Trust]. |
| 1 Jan 2018 | Milton Markets Ltd. Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity solicited over-the-counter derivative transactions via the internet. The name of the service provided is Milton Markets. The location of the entity is the same as HF Markets (SV) Ltd, which was warned on August 31, 2017, and is very similar to TCG Holdings Ltd., which was warned on June 21, 2017. The name of the representative is unknown. |
| 1 Dec 2017 | 必勝投資運営事務所 運営責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity solicited advice based on investment advisory contracts via the internet. The service provided by the entity is called [Hissho Investment Market, VICTORY INVESTMENT MARKET]. |
| 1 Dec 2017 | A （FGX LIMITED取締役） Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity engaged in over-the-counter derivative transactions via the internet was the subject of a petition to the court by the Securities and Exchange Surveillance Commission on October 24, 2017, seeking to prohibit and order the suspension of violations of the Financial Instruments and Exchange Act (conducting financial instruments business without registration). Additionally, a warning was issued to FGX LIMITED on November 17, 2015. |
| 1 Dec 2017 | 合同会社ブレイン 運営責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity solicited advice based on investment advisory contracts via the internet. The service provided by the entity is called [National Stock Trade, NATIONAL STOCK TRADE, NST]. |
| 1 Dec 2017 | ヒューマントラストアセット（Human Trust Asset） 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | A company sent solicitation materials and solicited investments in investment trusts or private placements. The company sent a document titled 'Kōfu Mokuhyo-sho' (Offering Prospectus), which listed itself as a 'Financial Instruments Business Operator' and falsely claimed to be Goldman Sachs Asset Management Co., Ltd., with registration number Kanto Finance Bureau Director (Kinsho) No. 325. Additionally, there are reports that the company also solicited investments in cryptocurrencies. |
| 1 Dec 2017 | 有限会社ニードインシュアランス 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | A person who was募集 or private placement of a fund received an invitation from the business operator to conduct money management through FX, and invested, then was asked to exchange a document titled [Loan Agreement]. |
| 1 Nov 2017 | 株式会社ONE ROAD （株式会社ワンロード） 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The operator sent solicitation materials and provided advice based on an investment advisory contract. After purchasing a product called [One Action], information was received that an email containing listed stock information was sent. The operator was issued a three-month business suspension order and instructions by the Kanto Bureau of Economy, Trade and Industry on July 5, 2017, for violating the Act against Unjustifiable Premiums and Misleading Representations as a door-to-door sales operator. |
| 1 Nov 2017 | 光栄企画株式会社（KoueiKikaku Co.,Ltd.） 代表取締役社長 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity sent solicitation materials and conducted fund募集 or private placement. They received materials titled [Koei Investment Business Limited Liability Partnership Information]. The solicitation materials list the address as [Bico Building 5th Floor, 2-24-2 Shinkawa, Chuo-ku, Tokyo]. |
| 1 Oct 2017 | グローバルリッチ株式会社 Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity sent solicitation materials and engaged in the buying and selling of unlisted shares. There are reports that the entity solicited the purchase and sale of unlisted shares and requested the submission of a document titled [Shareholder Application Form (Over-the-counter Transaction)] to apply as a shareholder of an unlisted company. |
| 1 Oct 2017 | SENER CEO A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the operator is called [SENER, Sener]. |
| 1 Oct 2017 | 株式会社カイ （Kai Corporation） 運営責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting advice based on investment advisory contracts via the internet. The services provided by the company are called [Nihon Securities Trade, JAPAN SECURITIES TRADE, NST, Nihon Securities Trade]. |
| 1 Sept 2017 | インスフィック株式会社 販売責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting advice based on investment advisory contracts via the internet. The services provided by the company are named [Stock Information Site DAILY (Daily), Stock Information Site Biz (Biz)]. |
| 1 Sept 2017 | 株式会社ピートレイド 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | A person entered into a contract to entrust investment decisions for over-the-counter derivatives trading and was managing funds. They received an invitation from the business operator to engage in currency trading via FX and were asked to submit a document titled [Deposit Certificate] indicating that they entrusted investment decisions to the operator. |
| 1 Aug 2017 | HF Markets (SV) Ltd Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided is called HotForex. Its location is very similar to that of TCG holdings Ltd., which was warned on June 21, 2017. |
Important context
This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.