Public risk disclosures
Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.
Total
3,047
Labor
1,837
FSA warnings
1,148
Travel
62
3,047 public records(page 120 of 153)
1 Apr 2016
Cheshire Capital Ltd.Government disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the operator is called [TR Binary Options], which is the same as the service offered by [Marblestone Partners Ltd.] that was warned on October 30, 2015.
1 Apr 2016
株式会社グローバルマネジメント 代表取締役社長 AGovernment disclosure record
The entity sent solicitation materials and acted as an intermediary for stock trading commissions. They received a phone solicitation regarding the purchase of listed stocks from the company, followed by the sending of documents titled 'Terms and Conditions/Regulations', 'Comprehensive Service Application Form', and 'Transaction Report'.
1 Apr 2016
ABF Fund Management Company LimitedGovernment disclosure record
The entity solicited by sending promotional materials to conclude a contract entrusting investment decisions and fund management related to securities. The name of the representative is unknown. There is information that after receiving the promotional materials, the entity was asked to submit a document titled 'Portfolio Management Agreement' to entrust investment decisions to the company.
1 Apr 2016
株式会社ネオクライム 運営責任者 AGovernment disclosure record
Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the company is called [KabuFestA].
1 Apr 2016
Louis Private Advisory Salon CEO AGovernment disclosure record
The entity entered into a contract to delegate investment decisions for over-the-counter derivatives trading and managed funds. They received an invitation from the operator to open an account with [Monkey Trade Karlson (service name: Monkey Trade)] and were asked to submit a document titled [Limited Power of Attorney] authorizing the operator to make investment decisions. [Monkey Trade Karlson] was warned on December 14, 2015, for conducting financial instruments business without registration.
1 Apr 2016
Sumo Forex LimitedGovernment disclosure record
An entity solicited over-the-internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided is called BinaryTilt, which is the same as the entities warned by the authorities on February 25, 2015, and August 7, 2015, namely Scent Investments Limited and Titan FX Limited.
1 Apr 2016
キャロライナパートナーズ 合同会社（CAROLINA PARTNERS LLC） 最高執行責任者 AGovernment disclosure record
Sent solicitation materials and conducted募集 or private placement of funds (stocks, real estate, derivatives). Received company overview titled [CAROLINA PARTNERS] and documents titled [Carolina Partners LLC [Pre-contract Delivery Document]] from the relevant business.
1 Mar 2016
ブラックロックジャパン 代表者 AGovernment disclosure record
The company displayed and sent a company profile claiming to be engaged in financial instruments business. The profile included a reference to foreign currency and falsely claimed a registration number similar to the Financial Services Agency's registration number, [Financial Instruments Business Operator No. 1761]. The company also impersonated the representative and location of the registered financial instruments business operator, BlackRock Japan Inc. The profile is similar to those of JAFCO Co., Ltd. and Next Line Co., Ltd., which had been warned in December 2014 and September 2014, respectively.
1 Mar 2016
World Union Lead Trust Limited 代表者 AGovernment disclosure record
Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the entity is called [SimPop].
1 Mar 2016
FXDD Trading, LTD（FXDDトレーディング） 社長 AGovernment disclosure record
The entity was soliciting over the internet for over-the-counter derivative transactions. The service offered is called [FXDD], which is the same name as the service previously provided by [FXDD Malta Limited], which had been warned before.
1 Mar 2016
Lion Sight Treasury Limited Chief Executive Officer AGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [LION SIGHT TREASURY].
1 Mar 2016
株式会社アクセス 運営責任者 AGovernment disclosure record
The entity solicited investment advisory contracts via the internet under the service name [Nikkei Support Center]. It was established by JG-company Inc. and two other companies, which had been subject to court orders prohibiting and stopping violations of the Financial Instruments and Exchange Act on March 29, 2018, and which are non-existent entities created to establish a website related to investment advice.
1 Mar 2016
Exclusive LtdGovernment disclosure record
Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the business is called BitPlutos.
1 Mar 2016
株式会社FPホールド 代表取締役 AGovernment disclosure record
The company displayed and sent a business overview claiming to be engaged in financial instruments business. The overview was a forged website mimicking that of an existing financial intermediary, and it impersonated the registration number [Kinki Finance Bureau Chief (Kinaka No. 24)] similar to that of the registered financial intermediary [Kabushiki Kaisha FP Alliance]. There are reports of being solicited to buy unlisted stocks and corporate bonds from this entity, and subsequently receiving documents such as [Stock Assessment Reports].
1 Mar 2016
Julius Partners S.A. 代表者 AGovernment disclosure record
Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [Kyuto FOCUS].
1 Mar 2016
Megaworld Financial Services LtdGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the operator is called DASHOPTION.
1 Feb 2016
株式会社アドブロ 運営責任者 AGovernment disclosure record
Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the operator is called [Succes Trade].
1 Feb 2016
Yマーケティングサービス株式会社Government disclosure record
The entity solicited over the internet for over-the-counter derivatives trading. The name of the representative is unknown. The service provided is called [Ybinary], which is the same as the entities previously warned by the authorities on June 19, 2015, and January 29, 2016.
1 Feb 2016
BizOption Management OfficeGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called BizOption.
1 Feb 2016
GOLD PEGASUS LTD. Director AGovernment disclosure record
Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the entity is called [GOLD PEGASUS FOREX].
| Date | Company / operator | Source | Type | Summary |
|---|---|---|---|---|
| 1 Apr 2016 | Cheshire Capital Ltd. Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the operator is called [TR Binary Options], which is the same as the service offered by [Marblestone Partners Ltd.] that was warned on October 30, 2015. |
| 1 Apr 2016 | 株式会社グローバルマネジメント 代表取締役社長 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity sent solicitation materials and acted as an intermediary for stock trading commissions. They received a phone solicitation regarding the purchase of listed stocks from the company, followed by the sending of documents titled 'Terms and Conditions/Regulations', 'Comprehensive Service Application Form', and 'Transaction Report'. |
| 1 Apr 2016 | ABF Fund Management Company Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity solicited by sending promotional materials to conclude a contract entrusting investment decisions and fund management related to securities. The name of the representative is unknown. There is information that after receiving the promotional materials, the entity was asked to submit a document titled 'Portfolio Management Agreement' to entrust investment decisions to the company. |
| 1 Apr 2016 | 株式会社ネオクライム 運営責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the company is called [KabuFestA]. |
| 1 Apr 2016 | Louis Private Advisory Salon CEO A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity entered into a contract to delegate investment decisions for over-the-counter derivatives trading and managed funds. They received an invitation from the operator to open an account with [Monkey Trade Karlson (service name: Monkey Trade)] and were asked to submit a document titled [Limited Power of Attorney] authorizing the operator to make investment decisions. [Monkey Trade Karlson] was warned on December 14, 2015, for conducting financial instruments business without registration. |
| 1 Apr 2016 | Sumo Forex Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity solicited over-the-internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided is called BinaryTilt, which is the same as the entities warned by the authorities on February 25, 2015, and August 7, 2015, namely Scent Investments Limited and Titan FX Limited. |
| 1 Apr 2016 | キャロライナパートナーズ 合同会社（CAROLINA PARTNERS LLC） 最高執行責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and conducted募集 or private placement of funds (stocks, real estate, derivatives). Received company overview titled [CAROLINA PARTNERS] and documents titled [Carolina Partners LLC [Pre-contract Delivery Document]] from the relevant business. |
| 1 Mar 2016 | ブラックロックジャパン 代表者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The company displayed and sent a company profile claiming to be engaged in financial instruments business. The profile included a reference to foreign currency and falsely claimed a registration number similar to the Financial Services Agency's registration number, [Financial Instruments Business Operator No. 1761]. The company also impersonated the representative and location of the registered financial instruments business operator, BlackRock Japan Inc. The profile is similar to those of JAFCO Co., Ltd. and Next Line Co., Ltd., which had been warned in December 2014 and September 2014, respectively. |
| 1 Mar 2016 | World Union Lead Trust Limited 代表者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the entity is called [SimPop]. |
| 1 Mar 2016 | FXDD Trading, LTD（FXDDトレーディング） 社長 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity was soliciting over the internet for over-the-counter derivative transactions. The service offered is called [FXDD], which is the same name as the service previously provided by [FXDD Malta Limited], which had been warned before. |
| 1 Mar 2016 | Lion Sight Treasury Limited Chief Executive Officer A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [LION SIGHT TREASURY]. |
| 1 Mar 2016 | 株式会社アクセス 運営責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity solicited investment advisory contracts via the internet under the service name [Nikkei Support Center]. It was established by JG-company Inc. and two other companies, which had been subject to court orders prohibiting and stopping violations of the Financial Instruments and Exchange Act on March 29, 2018, and which are non-existent entities created to establish a website related to investment advice. |
| 1 Mar 2016 | Exclusive Ltd Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the business is called BitPlutos. |
| 1 Mar 2016 | 株式会社FPホールド 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The company displayed and sent a business overview claiming to be engaged in financial instruments business. The overview was a forged website mimicking that of an existing financial intermediary, and it impersonated the registration number [Kinki Finance Bureau Chief (Kinaka No. 24)] similar to that of the registered financial intermediary [Kabushiki Kaisha FP Alliance]. There are reports of being solicited to buy unlisted stocks and corporate bonds from this entity, and subsequently receiving documents such as [Stock Assessment Reports]. |
| 1 Mar 2016 | Julius Partners S.A. 代表者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [Kyuto FOCUS]. |
| 1 Mar 2016 | Megaworld Financial Services Ltd Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the operator is called DASHOPTION. |
| 1 Feb 2016 | 株式会社アドブロ 運営責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the operator is called [Succes Trade]. |
| 1 Feb 2016 | Yマーケティングサービス株式会社 Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity solicited over the internet for over-the-counter derivatives trading. The name of the representative is unknown. The service provided is called [Ybinary], which is the same as the entities previously warned by the authorities on June 19, 2015, and January 29, 2016. |
| 1 Feb 2016 | BizOption Management Office Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called BizOption. |
| 1 Feb 2016 | GOLD PEGASUS LTD. Director A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the entity is called [GOLD PEGASUS FOREX]. |
Important context
This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.