Enforcement record
Issuance of Warning Letter disclosure naming ネフロン株式会社
This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.
Action type
Issuance of Warning Letter
Law
Financial Instruments and Exchange Act
Authority
Financial Services Agency and Local Finance Bureaus
Action date
1 July 2020
Current page: Enforcement record
This screen focuses on one disclosed action: the published name, governing law, authority, facts, source status, and review evidence.
Source verification
Public-source and preservation status
- Publishing authority
- Financial Services Agency and Local Finance Bureaus
- Official source URL
- Recorded by RegBase
- Entity match
- Not confirmed; shown under the published name
- Kiroku preservation
- Saved content requires review
- Captured: May 23, 2026, 09:30 AM JST
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Action summary
- Company
- ネフロン株式会社Japanese onlyOriginal: ネフロン株式会社
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Issuance of Warning Letter警告書発出
- Action date
- 1 July 2020
- Issuing authority
- Financial Services Agency and Local Finance Bureaus金融庁・財務局
- Industry context
- 無登録金融商品取引業者（国内）
Violation
A business solicited customers through the internet to enter into contracts to entrust investment decisions such as over-the-counter derivative transactions and to operate funds. It is reported that purchasing a product called [SUBARU ver.50] sold by the business allows the customer to have a professional trader, [Shinichi Hiyama], manage FX trading. Additionally, there are reports that [HAKUTO], claimed to have developed the product, and the [HAKUTO Operations Office] are selling a product called [Team HAKUTO Omakase FX].
Show original Japanese text
インターネットを通じて、顧客から店頭デリバティブ取引等の投資判断を一任され、金銭等の運用をする旨の契約の締結を勧誘していたもの 当該業者が販売する「SUBARU ver.50」という名称の商品を購入すると、プロトレーダーである「樋山真一」にFXで運用してもらえるとの情報が寄せられている。その他、当該商品を開発したとする「HAKUTO」に関して、「HAKUTO運営事務局」が「チームHAKUTOのおまかせFX」と称する商品を販売しているという情報も寄せられている。
Public documents and saved materials
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Compliance context
Context neededThis is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.
Financial markets law covering securities, investment services, disclosure, and market conduct.
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Language
日本語版を見る (Japanese)About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.