Public risk disclosures
Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.
Total
3,143
Labor
1,923
FSA warnings
1,158
Travel
62
3,143 public records(page 67 of 158)
2 Mar 2023
（有）髙橋屋根工事Government disclosure record
Workers were made to work at locations over 2 meters high without fall prevention measures such as barriers, exceeding the extended working hours under the 36 Agreement for 19 workers.
1 Mar 2023
株式会社ルナシーGovernment disclosure record
Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the company is called [STEP].
1 Mar 2023
Vantage Global LimitedGovernment disclosure record
Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the company is called [Vantage].
1 Mar 2023
Act Plus Holdings Ltd.Government disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [Mtransactional]. A warning was issued to a company with the same name on September 4, 2020.
1 Mar 2023
Rev Trading LimitedGovernment disclosure record
An entity solicited over the internet for over-the-counter derivative transactions. The service offered is called [REV TRADING], which is the same name as the service provided by [Revollet International Limited], which issued a warning on June 29, 2020, but the operator's name and location do not match.
1 Mar 2023
心成工業Government disclosure record
Failed to pay, and without implementing fall prevention measures such as requiring the use of fall arrest equipment at approximately 6 meters height, workers were made to perform tasks using a mobile crane.
1 Mar 2023
冬頭自動車鈑金塗装Government disclosure record
The company was prosecuted and publicly disclosed for violations of the Industrial Safety and Health Act, including allowing workers to perform tasks without proper guidance and entering the operational range of freight vehicles, as well as for a fall through a slate roof.
1 Mar 2023
アサヒセイレン（株）Government disclosure record
Asahi Seiren Co., Ltd. was prosecuted and publicly announced for violations of the Industrial Safety and Health Act, including failing to take necessary safety measures during excavation work and concrete structure dismantling.
1 Mar 2023
（有）ららGovernment disclosure record
Failure to pay approximately 16.05 million yen in regular wages to 7 workers who performed overtime and holiday work, and occurrence of a work-related injury requiring more than four days of leave.
1 Mar 2023
ヘライ建設（株）Government disclosure record
Heralai Construction Co., Ltd. was prosecuted and publicly announced for violations of the Industrial Safety and Health Act, specifically Articles 20 and 242 of the Industrial Safety and Health Regulations, related to unpaid wages and safety measures.
1 Mar 2023
新越梱包（株）Government disclosure record
The company was prosecuted and publicly announced for violations of the Industrial Safety and Health Act, including failure to pay wages and lack of fall prevention measures during work at approximately 5.5 meters height.
1 Feb 2023
MGK InternationalGovernment disclosure record
The entity solicited over the internet for over-the-counter derivative transactions. The service provided by the entity is called [MGK International]. The entity has a name similar to [MGK Global Limited], which issued a warning on March 14, 2018, and shares part of its address.
1 Feb 2023
ACY Capital Australia LimitedGovernment disclosure record
The entity was soliciting over the internet for over-the-counter derivative transactions. The service provided by the entity is called [ACY SECURITIES].
1 Feb 2023
Aroon Trading CompanyGovernment disclosure record
The entity was soliciting over the internet for over-the-counter derivative transactions. The services provided by the entity are named [Aroon] and [Aroon Prime Trader].
1 Feb 2023
Elland Road Capital PTY LTDGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the operator is called [Elland Road].
1 Jan 2023
WeTrade International Ltd.Government disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [WeTrade].
1 Jan 2023
CJC Markets PTY LtdGovernment disclosure record
Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the company is called [CJC MARKETS].
1 Jan 2023
株式会社シードGovernment disclosure record
Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [Lead].
1 Dec 2022
OS-Laugh Marketing Ltd.Government disclosure record
An entity engaged in over-the-counter derivatives trading was found by the Financial Instruments and Exchange Surveillance Commission to be conducting such trading without registration. Additionally, on December 9, 2022, the Commission filed a petition with the court to prohibit and cease the illegal conduct of engaging in over-the-counter derivatives trading without registration, specifically targeting Mr. Hiroshi Yamamoto, who manages the company's OTC derivatives operations.
1 Dec 2022
山本紘士Government disclosure record
The respondent engaged in over-the-counter derivative transactions. On December 9, 2022, the Financial Instruments and Exchange Surveillance Commission filed a petition with the court to prohibit and cease the respondent's violation of the Financial Instruments and Exchange Act by conducting over-the-counter derivative transactions without registration.
| Date | Company / operator | Source | Type | Summary |
|---|---|---|---|---|
| 2 Mar 2023 | （有）髙橋屋根工事 Government disclosure record | Labor standards violation disclosures | Referred for prosecution / disclosed | Workers were made to work at locations over 2 meters high without fall prevention measures such as barriers, exceeding the extended working hours under the 36 Agreement for 19 workers. |
| 1 Mar 2023 | 株式会社ルナシー Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the company is called [STEP]. |
| 1 Mar 2023 | Vantage Global Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the company is called [Vantage]. |
| 1 Mar 2023 | Act Plus Holdings Ltd. Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [Mtransactional]. A warning was issued to a company with the same name on September 4, 2020. |
| 1 Mar 2023 | Rev Trading Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity solicited over the internet for over-the-counter derivative transactions. The service offered is called [REV TRADING], which is the same name as the service provided by [Revollet International Limited], which issued a warning on June 29, 2020, but the operator's name and location do not match. |
| 1 Mar 2023 | 心成工業 Government disclosure record | Labor standards violation disclosures | Referred for prosecution / disclosed | Failed to pay, and without implementing fall prevention measures such as requiring the use of fall arrest equipment at approximately 6 meters height, workers were made to perform tasks using a mobile crane. |
| 1 Mar 2023 | 冬頭自動車鈑金塗装 Government disclosure record | Labor standards violation disclosures | Referred for prosecution / disclosed | The company was prosecuted and publicly disclosed for violations of the Industrial Safety and Health Act, including allowing workers to perform tasks without proper guidance and entering the operational range of freight vehicles, as well as for a fall through a slate roof. |
| 1 Mar 2023 | アサヒセイレン（株） Government disclosure record | Labor standards violation disclosures | Referred for prosecution / disclosed | Asahi Seiren Co., Ltd. was prosecuted and publicly announced for violations of the Industrial Safety and Health Act, including failing to take necessary safety measures during excavation work and concrete structure dismantling. |
| 1 Mar 2023 | （有）らら Government disclosure record | Labor standards violation disclosures | Referred for prosecution / disclosed | Failure to pay approximately 16.05 million yen in regular wages to 7 workers who performed overtime and holiday work, and occurrence of a work-related injury requiring more than four days of leave. |
| 1 Mar 2023 | ヘライ建設（株） Government disclosure record | Labor standards violation disclosures | Referred for prosecution / disclosed | Heralai Construction Co., Ltd. was prosecuted and publicly announced for violations of the Industrial Safety and Health Act, specifically Articles 20 and 242 of the Industrial Safety and Health Regulations, related to unpaid wages and safety measures. |
| 1 Mar 2023 | 新越梱包（株） Government disclosure record | Labor standards violation disclosures | Referred for prosecution / disclosed | The company was prosecuted and publicly announced for violations of the Industrial Safety and Health Act, including failure to pay wages and lack of fall prevention measures during work at approximately 5.5 meters height. |
| 1 Feb 2023 | MGK International Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity solicited over the internet for over-the-counter derivative transactions. The service provided by the entity is called [MGK International]. The entity has a name similar to [MGK Global Limited], which issued a warning on March 14, 2018, and shares part of its address. |
| 1 Feb 2023 | ACY Capital Australia Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity was soliciting over the internet for over-the-counter derivative transactions. The service provided by the entity is called [ACY SECURITIES]. |
| 1 Feb 2023 | Aroon Trading Company Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity was soliciting over the internet for over-the-counter derivative transactions. The services provided by the entity are named [Aroon] and [Aroon Prime Trader]. |
| 1 Feb 2023 | Elland Road Capital PTY LTD Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the operator is called [Elland Road]. |
| 1 Jan 2023 | WeTrade International Ltd. Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [WeTrade]. |
| 1 Jan 2023 | CJC Markets PTY Ltd Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the company is called [CJC MARKETS]. |
| 1 Jan 2023 | 株式会社シード Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [Lead]. |
| 1 Dec 2022 | OS-Laugh Marketing Ltd. Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity engaged in over-the-counter derivatives trading was found by the Financial Instruments and Exchange Surveillance Commission to be conducting such trading without registration. Additionally, on December 9, 2022, the Commission filed a petition with the court to prohibit and cease the illegal conduct of engaging in over-the-counter derivatives trading without registration, specifically targeting Mr. Hiroshi Yamamoto, who manages the company's OTC derivatives operations. |
| 1 Dec 2022 | 山本紘士 Government disclosure record | FSA unregistered operator warnings | Warning issued | The respondent engaged in over-the-counter derivative transactions. On December 9, 2022, the Financial Instruments and Exchange Surveillance Commission filed a petition with the court to prohibit and cease the respondent's violation of the Financial Instruments and Exchange Act by conducting over-the-counter derivative transactions without registration. |
Important context
This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.