1 Dec 2022
合同会社KYGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the operator is called [Needs].
Public risk disclosures
Japan Public Risk Disclosures
Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.
Total
3,143
Labor
1,923
FSA warnings
1,158
Travel
62
3,143 public records(page 68 of 158)
1 Dec 2022
Performance Ronnaru Capital LtdGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the entity is called [PRC Broker].
1 Dec 2022
株式会社ZAIX取引所（ZAIX Ltd.）Government disclosure record
FSA unregistered operator warningsWarning issued
The entity was soliciting over the internet for over-the-counter derivative transactions. The services provided by the entity are called [ZAIX, ZAIX Trading Platform].
1 Nov 2022
Focus Markets LLCGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [Focus Markets].
1 Nov 2022
JRV Market Ltd.Government disclosure record
FSA unregistered operator warningsWarning issued
Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the company is called [31FX].
1 Nov 2022
BET GLOBAL MARKET INC.Government disclosure record
FSA unregistered operator warningsWarning issued
Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the entity is called [BI-WINNING], which involves binary options trading.
27 Oct 2022
有限会社桃山ツーリストGovernment disclosure record
Travel agency sanctionsBusiness Suspension
On multiple dates in May 2021, a charter bus operator continued operations with contract fares below the minimum limit and facilitated travelers in receiving services that violate Article 9-2, Paragraph 1 of the Road Transport Law.
20 Oct 2022
株式会社富士ツーリストTravel agency sanctionsBusiness Suspension
The head office sales office did not manage or supervise the Minami-Odaka store and allowed others to use its registered name.
1 Oct 2022
Ec MARKETS Global LLCGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [Ec MARKETS].
1 Sept 2022
W.L.LimitedGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the operator is called [WL].
1 Sept 2022
株式会社ダイバースリンクGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the company is called [Fuji].
1 Aug 2022
Ahead (HK) LimitedGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the operator is called [AHEAD].
1 Aug 2022
TNG Global LimitedGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the company is called TNG Limited.
1 Jun 2022
株式会社Thousand Ventures 代表取締役 吉永智徳Government disclosure record
FSA unregistered operator warningsWarning issued
The entity was involved in soliciting or handling private placements of funds, mediating over-the-counter derivative transactions, and soliciting or handling corporate bonds. On June 28, 2022, the Financial Instruments and Exchange Surveillance Commission filed a petition with the court to prohibit and cease the entity's acts of violating the Financial Instruments and Exchange Act, specifically for engaging in fund solicitation or private placement handling without registration.
1 Jun 2022
株式会社ブライトエースGovernment disclosure record
FSA unregistered operator warningsWarning issued
The entity solicited advice based on an investment advisory contract via the internet. The service provided by the entity is called [Junkan Busshoku Analyzer].
1 Jun 2022
株式会社LINQXGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the company is called [Wadai Kabu Select].
1 Jun 2022
株式会社GrowingGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the operator is called [Growing AI].
26 May 2022
（株）スカイビルメンテックGovernment disclosure record
Labor standards violation disclosuresReferred for prosecution / disclosed
Failure to take measures and having workers perform tasks; did not pay approximately 3.04 million yen in regular wages to 33 workers for two months; a work-related injury requiring more than four days of leave occurred in Asakita, Hiroshima City, Hiroshima Prefecture. Last updated: May 31, 2022.
20 May 2022
東北発電工業（株）Government disclosure record
Labor standards violation disclosuresReferred for prosecution / disclosed
Failure to provide workers with necessary safety measures, including installing handrails at approximately 7 meters height, and allowing subcontractor workers to perform tasks without such safety features. The violation was last updated on May 31, 2022, and involved grinding operations with a rotating diameter of 50 millimeters or more.
20 May 2022
（株）関東製作所Government disclosure record
Labor standards violation disclosuresReferred for prosecution / disclosed
Failure to appoint a dangerous work supervisor and to promptly submit worker injury reports following a work-related injury requiring over a certain number of days of leave.
| Date | Company / operator | Source | Type | Summary |
|---|---|---|---|---|
| 1 Dec 2022 | 合同会社KY Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the operator is called [Needs]. |
| 1 Dec 2022 | Performance Ronnaru Capital Ltd Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the entity is called [PRC Broker]. |
| 1 Dec 2022 | 株式会社ZAIX取引所（ZAIX Ltd.） Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity was soliciting over the internet for over-the-counter derivative transactions. The services provided by the entity are called [ZAIX, ZAIX Trading Platform]. |
| 1 Nov 2022 | Focus Markets LLC Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [Focus Markets]. |
| 1 Nov 2022 | JRV Market Ltd. Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the company is called [31FX]. |
| 1 Nov 2022 | BET GLOBAL MARKET INC. Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the entity is called [BI-WINNING], which involves binary options trading. |
| 27 Oct 2022 | 有限会社桃山ツーリスト Government disclosure record | Travel agency sanctions | Business Suspension | On multiple dates in May 2021, a charter bus operator continued operations with contract fares below the minimum limit and facilitated travelers in receiving services that violate Article 9-2, Paragraph 1 of the Road Transport Law. |
| 20 Oct 2022 | 株式会社富士ツーリスト | Travel agency sanctions | Business Suspension | The head office sales office did not manage or supervise the Minami-Odaka store and allowed others to use its registered name. |
| 1 Oct 2022 | Ec MARKETS Global LLC Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [Ec MARKETS]. |
| 1 Sept 2022 | W.L.Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the operator is called [WL]. |
| 1 Sept 2022 | 株式会社ダイバースリンク Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the company is called [Fuji]. |
| 1 Aug 2022 | Ahead (HK) Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the operator is called [AHEAD]. |
| 1 Aug 2022 | TNG Global Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the company is called TNG Limited. |
| 1 Jun 2022 | 株式会社Thousand Ventures 代表取締役 吉永智徳 Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity was involved in soliciting or handling private placements of funds, mediating over-the-counter derivative transactions, and soliciting or handling corporate bonds. On June 28, 2022, the Financial Instruments and Exchange Surveillance Commission filed a petition with the court to prohibit and cease the entity's acts of violating the Financial Instruments and Exchange Act, specifically for engaging in fund solicitation or private placement handling without registration. |
| 1 Jun 2022 | 株式会社ブライトエース Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity solicited advice based on an investment advisory contract via the internet. The service provided by the entity is called [Junkan Busshoku Analyzer]. |
| 1 Jun 2022 | 株式会社LINQX Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the company is called [Wadai Kabu Select]. |
| 1 Jun 2022 | 株式会社Growing Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the operator is called [Growing AI]. |
| 26 May 2022 | （株）スカイビルメンテック Government disclosure record | Labor standards violation disclosures | Referred for prosecution / disclosed | Failure to take measures and having workers perform tasks; did not pay approximately 3.04 million yen in regular wages to 33 workers for two months; a work-related injury requiring more than four days of leave occurred in Asakita, Hiroshima City, Hiroshima Prefecture. Last updated: May 31, 2022. |
| 20 May 2022 | 東北発電工業（株） Government disclosure record | Labor standards violation disclosures | Referred for prosecution / disclosed | Failure to provide workers with necessary safety measures, including installing handrails at approximately 7 meters height, and allowing subcontractor workers to perform tasks without such safety features. The violation was last updated on May 31, 2022, and involved grinding operations with a rotating diameter of 50 millimeters or more. |
| 20 May 2022 | （株）関東製作所 Government disclosure record | Labor standards violation disclosures | Referred for prosecution / disclosed | Failure to appoint a dangerous work supervisor and to promptly submit worker injury reports following a work-related injury requiring over a certain number of days of leave. |
Important context
This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.