| 1 Mar 2026 | 株式会社プロスペリティアシュアランス Government disclosure record | FSA unregistered operator warnings | Warning issued | The respondent engaged in soliciting or handling private placements of interests in a foreign collective investment scheme and mediating the conclusion of investment discretionary contracts. The Financial Services Agency filed a petition on March 31, 2026, to the court seeking an order to prohibit and suspend the respondent's acts of violating the Financial Instruments and Exchange Act by conducting unregistered solicitation, handling of private placements, and mediating the conclusion of investment discretionary contracts related to rights listed under Article 2, Paragraph 2, Items 5 and 6 of the Act. |
| 1 Mar 2026 | 不明（Laurel Advisory Sàrlの商号等を詐称） Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity displayed on its website that it conducts financial instruments business, falsely claiming to be registered as Laurel Advisory Sàrl with registration number Kanto Finance Bureau Director (Kinsho) No. 3361, thereby misrepresenting the name of a registered financial instruments business operator. |
| 1 Mar 2026 | Neon Fx Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [Bull360]. |
| 1 Mar 2026 | 川合純惠 Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity engaged in investment advisory business was found to have conducted such business without registration following an inspection by the Kanto Local Finance Bureau. |
| 1 Mar 2026 | 不明（BNPパリバ・アセットマネジメント株式会社の商号等を詐称） Government disclosure record | FSA unregistered operator warnings | Warning issued | The operator displayed that they conduct financial instruments business on SNS and falsely claimed to be BNP Paribas Asset Management, a registered financial instruments business operator. |
| 1 Mar 2026 | 安藤 正一郎 Government disclosure record | FSA unregistered operator warnings | Warning issued | The respondent was involved in soliciting or privately offering interests in a foreign collective investment scheme and mediating the conclusion of investment discretionary contracts. The Financial Services Agency filed a petition with the court on March 31, 2026, to prohibit and suspend the respondent's activities related to unregistered dealings in rights under the Financial Instruments and Exchange Act, specifically regarding the solicitation, private offering, and mediation of investment discretionary contracts. |
| 1 Mar 2026 | 株式会社産業と経済 実質的支配者 山田晃 Government disclosure record | FSA unregistered operator warnings | Warning issued | The Kanto Local Finance Bureau inspected Yamabiko Investment Advisory Co., Ltd. and found that the company, with Mr. Akira Yamada as its ultimate controller, was offering a paid membership service called [Platinum Member] and conducting investment advisory business based on an investment advisory contract. |
| 1 Mar 2026 | KuCoin Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the entity is called [KuCoin]. |
| 27 Feb 2026 | （株）豊島基礎 Government disclosure record | Labor standards violation disclosures | Referred for prosecution / disclosed | Failure to give signals and allowing workers to enter dangerous areas during work with an earth drill, resulting in a fall through a slate roof in Chuo Ward, Osaka City. |
| 27 Feb 2026 | （有）フクオカ機業 Government disclosure record | Labor standards violation disclosures | Referred for prosecution / disclosed | Failure to provide a proper elevator and unpaid wages to six workers for up to seven months, totaling approximately 4.7 million yen, related to printing work using organic solvents by DNP Techno Pack Kyoto. |
| 25 Feb 2026 | かめいちうどん Government disclosure record | Labor standards violation disclosures | Referred for prosecution / disclosed | The company was prosecuted and publicly announced for violations of the Labor Standards Act and the Industrial Safety and Health Act, including failure to pay 160,000 yen and unpaid wages totaling approximately 130,000 yen for one month to one worker, as well as employing unqualified workers for tasks involving loads of over 1 ton. |
| 25 Feb 2026 | 千石緑建 Government disclosure record | Labor standards violation disclosures | Referred for prosecution / disclosed | Failure to pay 1.23 million yen and failure to stop machinery during adjustment, involving three automobile transport elevators approximately 20 meters high in Chuo Ward, Fukuoka City. |
| 25 Feb 2026 | （株）米澤佐藤畜産 Government disclosure record | Labor standards violation disclosures | Referred for prosecution / disclosed | Company N.Y. TEC Yamagata concluded and submitted an invalid 36 Agreement, leading to illegal overtime work. |
| 24 Feb 2026 | （株）武蔵緑化 Government disclosure record | Labor standards violation disclosures | Referred for prosecution / disclosed | Failure to pay approximately 8.75 million yen in Kawasaki Ward and failure to inform relevant workers about the work plan related to loading construction machinery using freight trucks in Kawasaki Ward. |
| 20 Feb 2026 | （株）MOCA Government disclosure record | Labor standards violation disclosures | Referred for prosecution / disclosed | Failed to pay approximately 1.23 million yen in regular wages to one worker for five months of holiday work in Hachinishi Ward. Stopped machine operation during adjustments. |
| 20 Feb 2026 | （株）山献 Government disclosure record | Labor standards violation disclosures | Referred for prosecution / disclosed | Failed to pay 570,000 yen; used a mobile crane to transport workers and conduct work in Nomachi; did not appoint a designated chemical substances work supervisor. |
| 20 Feb 2026 | 東立エンジニアリング（株） Government disclosure record | Labor standards violation disclosures | Referred for prosecution / disclosed | A company allowed a worker to enter a dangerous area without measuring oxygen and hydrogen sulfide concentrations, and extended work hours beyond the agreement limit. |
| 19 Feb 2026 | モンキートラベル株式会社 | Travel agency sanctions | Registration Revocation | On October 14, 2025, a demand was made for the deposit of business guarantee money and notification to Osaka Prefecture, but the deposit and notification were not completed by the deadline set in the demand. |
| 19 Feb 2026 | （株）A．S．Eプランニン Government disclosure record | Labor standards violation disclosures | Referred for prosecution / disclosed | The company was subject to prosecution and public announcement for violations of the Industrial Safety and Health Act, including failure to implement electric shock prevention measures when handling high-voltage charging circuits and operating forklifts with unqualified workers. |
| 19 Feb 2026 | （株）サンワイズ Government disclosure record | Labor standards violation disclosures | Referred for prosecution / disclosed | The company (株)サンワイズ was prosecuted and publicly announced for violations of the Labor Standards Act, specifically Article 35. |