Enforcement record
Issuance of Warning Letter disclosure naming 合同会社西理財
This page records the name used in a government disclosure. The match to a specific legal entity is unconfirmed, so no company profile, Corporate Number, address, representative, or related-company history is attributed here.
Action type
Issuance of Warning Letter
Law
Financial Instruments and Exchange Act
Authority
Financial Services Agency and Local Finance Bureaus
Action date
1 June 2026
RegBase evidence report
Japanese public-record enforcement check
Saveable record of the disclosure name, regulator source, and unconfirmed entity-match status for internal compliance review.
- Report ID
- RB-EN-ENFORCEMENT-KINSHOHO-XI-LI-CA-202607110503
- Generated at
- 11 July 2026 at 14:03
- Record URL
- https://regbase.jp/en/enforcement/kinshoho-xi-li-cai-20260601
1. Review Summary
| Disclosure name | 合同会社西理財 (source disclosure name; entity match unconfirmed) | Corporate Number | Withheld — entity match unconfirmed |
|---|---|---|---|
| Enforcement record | 1 record | Other confirmed records for this company | Not evaluated — entity match unconfirmed |
| Action date | 1 June 2026 | Authority | Financial Services Agency and Local Finance Bureaus |
| Law | Financial Instruments and Exchange Act | Action type | Issuance of Warning Letter |
| Source status | Original-source archive or viewer URL recorded | ||
This report summarizes public Japanese government disclosure data held by RegBase. It is not a credit score, sanctions conclusion, legal opinion, or adverse-media determination. Confirm important decisions against the linked official Japanese source.
2. Disclosure Name (Entity Match Unconfirmed)
| Source disclosure name | 合同会社西理財 |
|---|---|
| Entity match | Unconfirmed — this record is not attributed to a specific legal entity. Company identifiers and profile details are intentionally omitted. |
3. Enforcement Record
| Target name in disclosure | 合同会社西理財 |
|---|---|
| Authority | Financial Services Agency and Local Finance Bureaus (金融庁・財務局) |
| Law / action type | Financial Instruments and Exchange Act / Issuance of Warning Letter |
| Action / announcement date | Action: 1 June 2026 / Announcement: 1 June 2026 |
| English summary | Global Bridge Fund LLC (hereinafter referred to as the 'Issuer') engaged in the solicitation or handling of securities called the Muse Marketing Fund Series, which are small-scale private bonds. The company and its agents explained the product content, application procedures, and deadlines related to the securities called the Muse Marketing Fund Series, and received commissions paid upon the formation of contracts with the issuer. The issuer and the company stated that they could not comprehensively confirm what explanations were given to individual investors during solicitations conducted by third parties. |
| Original Japanese text | グローバルブリッジファンド合同会社（以下「発行体」とする。）が発行する少人数私募債「ミュゼマーケティングファンドシリーズ」と称する有価証券の募集又は私募の取扱いを行っていたもの 当該業者は、自ら又は他者を介して「ミュゼマーケティングファンドシリーズ」と称する有価証券の商品内容、申込手順や期日などの取得申込手続に関する説明を行い、発行体から当該商品の契約成立と連動して支払われる報酬を得ていた。 なお、発行体及び当該業者は、自社以外の者が行う当該商品の勧誘に際し、個別の投資家に対してどのような説明がなされていたのかを網羅的に確認できていない旨を述べている。 |
| Official source | https://www.fsa.go.jp/ordinary/chuui/mutouroku.html |
| Source archive | https://kiroku.today/a/9fa660712el9kyh0 |
| Extraction / evidence timestamps | Extracted: 26 June 2026 at 00:43 / Evidence checked: 26 June 2026 at 00:43 / Archive captured: 26 June 2026 at 03:30 |
4. Business Location and Permit Details
No additional structured business-location or permit fields are recorded for this disclosure.
5. Other Confirmed Records for This Company
Related-company enforcement history is not shown because the match to a specific legal entity is unconfirmed.
Reviewer Notes
| Reviewer | Team / company | ||
|---|---|---|---|
| Review purpose | |||
| Additional notes | |||
- □ Official source URL or archived source was checked.
- □ Corporate Number, address, or other identifiers were reviewed to avoid confusing similarly named entities.
- □ This document is understood as a public-record evidence file, not a credit decision or legal opinion.
Current page: Enforcement record
This screen focuses on one disclosed action and preserves the source name exactly as published. The match to a specific legal entity is unconfirmed; no company profile or company-level history is attributed.
Free report
Save the disclosure record naming 合同会社西理財
Includes the source disclosure name, regulator, governing law, source links, archive status, and an explicit unconfirmed entity-match notice. Company identifiers are omitted.
Related tool Kiroku
Track website changes for 合同会社西理財 (entity match unconfirmed)
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For developers: JSON integration details
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Action summary
- Company
- 合同会社西理財Japanese onlyOriginal: 合同会社西理財Entity match unconfirmed — source disclosure name only.
- Entity match
- Likely entity match85/100Machine checkednta_strict_name_nationally_uniqueNTA full-download lookup found a nationally unique exact registered-name candidate (合同会社西理財). No Corporate Number was present in the disclosure, so this remains a likely match.
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Issuance of Warning Letter警告書発出
- Action date
- 1 June 2026
- Issuing authority
- Financial Services Agency and Local Finance Bureaus金融庁・財務局
- Industry context
- 無登録金融商品取引業者（国内）
Violation
Global Bridge Fund LLC (hereinafter referred to as the 'Issuer') engaged in the solicitation or handling of securities called the Muse Marketing Fund Series, which are small-scale private bonds. The company and its agents explained the product content, application procedures, and deadlines related to the securities called the Muse Marketing Fund Series, and received commissions paid upon the formation of contracts with the issuer. The issuer and the company stated that they could not comprehensively confirm what explanations were given to individual investors during solicitations conducted by third parties.
Show original Japanese text
グローバルブリッジファンド合同会社（以下「発行体」とする。）が発行する少人数私募債「ミュゼマーケティングファンドシリーズ」と称する有価証券の募集又は私募の取扱いを行っていたもの 当該業者は、自ら又は他者を介して「ミュゼマーケティングファンドシリーズ」と称する有価証券の商品内容、申込手順や期日などの取得申込手続に関する説明を行い、発行体から当該商品の契約成立と連動して支払われる報酬を得ていた。 なお、発行体及び当該業者は、自社以外の者が行う当該商品の勧誘に際し、個別の投資家に対してどのような説明がなされていたのかを網羅的に確認できていない旨を述べている。
Compliance context
Context neededThis is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the original Japanese source and determine relevance to your counterparty-risk workflow.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Evidence pack
- Extracted at
- 2026-06-25T15:43:53.28+00:00
- Evidence checked
- 2026-06-25T15:43:53.28+00:00
- Archive captured
- 2026-06-25T18:30:43.359+00:00
Show audit JSON
{
"record": {
"id": "3c05f9df-213d-4f46-9a62-8607fa41833a",
"url": "https://regbase.jp/en/enforcement/kinshoho-xi-li-cai-20260601",
"company_name_original": "合同会社西理財",
"company_name_registry": null,
"corporate_number": null,
"law": {
"ja": "金融商品取引法",
"en": "Financial Instruments and Exchange Act"
},
"action_type": {
"ja": "警告書発出",
"en": "Issuance of Warning Letter"
},
"authority": {
"ja": "金融庁・財務局",
"en": "Financial Services Agency and Local Finance Bureaus"
}
},
"entity_match": {
"status": "likely",
"confidence": 85,
"method": "nta_strict_name_nationally_unique",
"method_label": "nta_strict_name_nationally_unique",
"notes": "NTA full-download lookup found a nationally unique exact registered-name candidate (合同会社西理財). No Corporate Number was present in the disclosure, so this remains a likely match."
},
"review": {
"status": "machine_reviewed",
"label": "Machine checked"
},
"compliance_context": {
"severity": "Context needed",
"actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
"practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
"lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
},
"evidence": {
"recordUrl": "https://regbase.jp/en/enforcement/kinshoho-xi-li-cai-20260601",
"officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
"archiveUrl": "https://kiroku.today/view/9fa660712el9kyh0",
"archiveCapturedAt": "2026-06-25T18:30:43.359+00:00",
"extractedAt": "2026-06-25T15:43:53.28+00:00",
"translatedAt": "2026-07-06T04:21:43.853+00:00",
"evidenceCheckedAt": "2026-06-25T15:43:53.28+00:00",
"generatedAt": "2026-07-11T05:03:46.956Z"
},
"limitations": [
"RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
"English summaries are provided for reference. The original Japanese source is authoritative.",
"Possible or unresolved entity matches should be manually verified before use in a decision."
]
}The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.
Language
日本語版を見る (Japanese)About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.