| 1 Apr 2026 | 不明（Viking Global Investors LPの商号等を詐称） Government disclosure record | FSA unregistered operator warnings | Warning issued | The operator displayed on SNS that it conducts financial instruments business, showing the trade name Viking Global Investors L.P., registration category as financial instruments business operator, registration number as Kanto Finance Bureau License No. 132272, and membership in the Japan Securities Dealers Association. It also displayed the name Viking Global Investors on SNS, falsely claiming to be an American investment management company. Additionally, the operator indicated on SNS that it handles securities offerings. |
| 1 Apr 2026 | Kraemfx Trading CoLtd Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The services provided by the company are named [FOREXstock, FOREXstockLimited]. |
| 1 Apr 2026 | MJM Capita株式会社(MJM Capita Japan Co.,Ltd) Government disclosure record | FSA unregistered operator warnings | Warning issued | The company displayed on its website that it conducts financial instruments business and falsely claimed registration numbers and titles, including [Kanto Financial Bureau Director (Kinsho) No. 3434] and [Financial Instruments Business (Investment Management)]. The registration number [Kanto Financial Bureau Director (Kinsho) No. 3434] belongs to Monterey Capital Management Japan Corporation, which is a registered financial instruments business operator. |
| 1 Apr 2026 | 株式会社ジャッジ Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in investment advisory activities through SNS and other platforms based on an investment advisory contract. The service provided by the operator is called [AI Referee]. |
| 1 Apr 2026 | 不明（キャンターフィッツジェラルド証券株式会社の商号等を詐称） Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity displayed on its website and social media that it conducts financial instruments business, claimed to handle securities offerings, and falsely used the names 'Cantor Fitzgerald' and 'キャンター・フィッツジェラルド' to impersonate a registered financial instruments business operator. It also used fictitious service names such as 'CF取引口座' and 'CF'. |
| 31 Mar 2026 | （有）楽水技研 Government disclosure record | Labor standards violation disclosures | Referred for prosecution / disclosed | Workers were made to enter dangerous areas during work using a drag shovel, violating safety regulations in Kawasaki City, Kanagawa Prefecture. |
| 27 Mar 2026 | （株）LC Government disclosure record | Labor standards violation disclosures | Referred for prosecution / disclosed | Failure to pay one worker a month's regular wages and failure to provide regular health checkups to workers at least once a year. |
| 27 Mar 2026 | 南総通運（株） Government disclosure record | Labor standards violation disclosures | Referred for prosecution / disclosed | Did not perform specific voluntary inspections of forklifts; allowed workers to enter dangerous areas while using forklifts. |
| 27 Mar 2026 | 出光興産（株） Government disclosure record | Labor standards violation disclosures | Referred for prosecution / disclosed | Did not provide a written document containing necessary safety information as required by Article 31-2 of the Industrial Safety and Health Act. |
| 26 Mar 2026 | 東和商工 Government disclosure record | Labor standards violation disclosures | Referred for prosecution / disclosed | Failure to take appropriate measures to prevent burns while working on a residential roof approximately 2.7 meters high, resulting in a fall through the roof. |
| 26 Mar 2026 | 河辺運送（有） Government disclosure record | Labor standards violation disclosures | Referred for prosecution / disclosed | The company was prosecuted and publicly announced for violations of labor laws, including operating a forklift without proper agreements and allowing illegal overtime work. |
| 26 Mar 2026 | （株）クリフ Government disclosure record | Labor standards violation disclosures | Referred for prosecution / disclosed | Submitted a worker injury and illness report with false content regarding a work-related accident requiring more than four days of leave. Paid one month's regular wages to one worker in Naniwa Ward, Osaka City, Osaka Prefecture. |
| 26 Mar 2026 | 炭火焼鳥とりだん本町店 Government disclosure record | Labor standards violation disclosures | Referred for prosecution / disclosed | Kawa Ward failed to pay premium wages for overtime and late-night work to one worker over a period of seven months, related to a work-related injury requiring more than four days of leave. |
| 26 Mar 2026 | （有）ホテル芭蕉 Government disclosure record | Labor standards violation disclosures | Referred for prosecution / disclosed | Failure to supervise workers and failure to pay one worker a month's regular wages; failure to designate a waiting area in advance during felling operations. |
| 26 Mar 2026 | （株）双和金属 Government disclosure record | Labor standards violation disclosures | Referred for prosecution / disclosed | Failure to pay 360,000 yen and forcing three workers to perform illegal overtime exceeding the extended hours under the 36 Agreement on scaffolding over 1.5 meters high in Nishitsugaru District, Aomori Prefecture. |
| 25 Mar 2026 | （株）マルテツ東予 Government disclosure record | Labor standards violation disclosures | Referred for prosecution / disclosed | Failure to pay 130,000 yen; allowed unqualified workers to operate forklifts with a maximum load of over 1 ton; failed to conclude and notify a 36 Agreement for one worker. |
| 25 Mar 2026 | （同）ダッハ運送 Government disclosure record | Labor standards violation disclosures | Referred for prosecution / disclosed | The Kuwana workplace conducted overtime and holiday work without authorization, failed to pay a total of 1.42 million yen in regular wages to one worker over four months, and a work-related injury requiring more than four days of leave occurred. |
| 25 Mar 2026 | （株）天川組 Government disclosure record | Labor standards violation disclosures | Referred for prosecution / disclosed | Failure to take necessary measures and operating a concrete mixer truck exceeding the maximum load capacity in Tsumagoi, Agatsuma District, Gunma Prefecture, when hiring workers. |
| 25 Mar 2026 | （有）とうかいフーズ Government disclosure record | Labor standards violation disclosures | Referred for prosecution / disclosed | Did not pay approximately 360,000 yen in regular wages for one month to two workers; exceeded the extended working hours under the 36 Agreement for three workers. |
| 24 Mar 2026 | （有）ジェイエイファーム Government disclosure record | Labor standards violation disclosures | Referred for prosecution / disclosed | Failure to pay 1.01 million yen and allowing Miyazaki Chuo to use a forklift for purposes other than its main use, by the Okinawa Erebun Agricultural Development Organization in Kagoshima Prefecture, Oshima District, W. |