Enforcement record

Issuance of Warning Letter disclosure naming 不明（高速取引行為者Qube Research & Technologies Singapore Pte. Ltd.の商号等を詐称）

不明（高速取引行為者Qube Research & Technologies Singapore Pte. Ltd.の商号等を詐称） (Financial Instruments and Exchange Act)

This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.

Financial Instruments and Exchange ActFinancial Services Agency and Local Finance BureausGovernment disclosure1 July 2026

Action type

Issuance of Warning Letter

Law

Financial Instruments and Exchange Act

Authority

Financial Services Agency and Local Finance Bureaus

Action date

1 July 2026

Current page: Enforcement record

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Public-source and preservation status

Publishing authority
Financial Services Agency and Local Finance Bureaus
Official source URL
Recorded by RegBase
Entity match
Not confirmed; shown under the published name
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Action summary

Company
不明（高速取引行為者Qube Research & Technologies Singapore Pte. Ltd.の商号等を詐称）Japanese only
Original: 不明（高速取引行為者Qube Research & Technologies Singapore Pte. Ltd.の商号等を詐称）
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
Issuance of Warning Letter
警告書発出
Action date
1 July 2026
Issuing authority
Financial Services Agency and Local Finance Bureaus
金融庁・財務局
Industry context
無登録金融商品取引業者（国内）

Violation

Machine-translated summary — verify against original

The entity displayed on its website and social media that it conducts securities trading and handling of securities offerings. It also falsely claimed to be registered as a high-frequency trading operator under the name Qube Research & Technologies Singapore Pte. Ltd., with registration number Kanto Finance Bureau (High-Speed) No. 84. Despite being unable to participate in IPO allocations, it falsely claimed involvement in IPO distribution. The Financial Services Agency and the Financial Bureau issued a warning regarding these violations.

Show original Japanese text

ウェブサイト及びSNS上で金融商品取引業を行う旨を表示したもの 当該業者は、ウェブサイト及びSNS上で「有価証券の募集の取扱いを行う」旨の表示をしていた。 また、ウェブサイト上で、「会社名：Qube Research & Technologies Singapore Pte. Ltd.」、「登録番号：関東財務局 関東財務局長（高速）第84号」などと表示し、登録を受けた高速取引行為者の商号等を詐称していた。 なお、高速取引行為者はIPO銘柄の配分に関与できないにもかかわらず、IPO銘柄の配分に関与している旨の虚偽の説明を行っていた。

Compliance context

Context needed

This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.

Financial markets law covering securities, investment services, disclosure, and market conduct.

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Language

日本語版を見る (Japanese)

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.