Enforcement record
Issuance of Warning Letter disclosure naming IS6 Technologies Ltd
This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.
Action type
Issuance of Warning Letter
Law
Financial Instruments and Exchange Act
Authority
Financial Services Agency and Local Finance Bureaus
Action date
1 July 2026
RegBase evidence report
Japanese public-record enforcement check
Saveable record of the published action, regulator source, source status, and review notes for internal compliance files.
- Report ID
- RB-EN-ENFORCEMENT-KINSHOHO-IS6TECHN-202607261827
- Generated at
- 27 July 2026 at 03:27
- Record URL
- https://regbase.jp/en/enforcement/kinshoho-is6technologiesltd-20260701
1. Review Summary
| Disclosure name | IS6 Technologies Ltd | Corporate Number | Not stated in the disclosure |
|---|---|---|---|
| Enforcement record | 1 record | Other confirmed records for this company | Outside this report's scope |
| Action date | 1 July 2026 | Authority | Financial Services Agency and Local Finance Bureaus |
| Law | Financial Instruments and Exchange Act | Action type | Issuance of Warning Letter |
| Source status | Official source recorded; preserved archive is being prepared | ||
This report summarizes public Japanese government disclosure data held by RegBase. It is not a credit score, sanctions conclusion, legal opinion, or adverse-media determination. Confirm important decisions against the linked official Japanese source.
2. Published Information
| Published name | IS6 Technologies Ltd |
|---|
3. Enforcement Record
| Target name in disclosure | IS6 Technologies Ltd |
|---|---|
| Authority | Financial Services Agency and Local Finance Bureaus (金融庁・財務局) |
| Law / action type | Financial Instruments and Exchange Act / Issuance of Warning Letter |
| Action / announcement date | Action: 1 July 2026 / Announcement: 1 July 2026 |
| English summary | IS6 Technologies Ltd was warned by the Financial Services Agency for soliciting over-the-counter derivative transactions via the internet using the service name [IS6FX], which is the same as the service name used by TEC Solution Ltd., warned in December 2021. The relationship between IS6 Technologies Ltd and TEC Solution Ltd is unknown. Additionally, other companies with similar or identical addresses have been warned, including: Blue Dragon LLC, JDR Securities Limited, AxiTrader Limited, Rupex Limited, and TEC Solution Ltd. (warnings issued between 2021 and 2023), as well as Capital Crest Ltd, Dynamix Ltd, Profit Pulse Ltd, Bullfxo Ltd, WM Markets Ltd, Trade Tide Ltd, Proxtrend Ltd, Zenith Markets PLC, DAM Group Ltd, Fxonet Ltd, Nakito SA, Swift Trader Ltd, Robertson Finance Inc., and DataWave Tech Ltd, with warnings issued from 2023 back to 2022. The warnings relate to activities involving soliciting OTC derivatives over the internet under the same or similar service names, with addresses that are similar or identical to each other. The source of this information is the FSA's public warning list, with the latest warning issued in July 2023. The location of the entities is overseas, and the activity is categorized as a public risk. |
| Original Japanese text | インターネットを通じて、店頭デリバティブ取引の勧誘を行っていたもの 当該業者が提供するサービスの名称は「IS6FX」であり、令和3年12月に警告した「TEC Solution.Ltd.」が提供していたサービスの名称と同一である。 なお、当該業者との関係性は不明であるが、警告している以下の業者については所在地が同様もしくは酷似している。 ①と所在地が同様もしくは酷似している。 ・「Blue Dragon LLC」(令和7年1月29日付で警告) ・「JDR Securities Limited(令和7年1月29日付で警告) ・「AxiTrader Limited」(令和6年1月24日付で警告) ・「Rupex Limited」(令和5年10月25日付で警告) ・「TEC Solution.Ltd」(令和3年12月22日付で警告) ②と所在地が同様もしくは酷似している。 ・「Capital Crest Ltd(キャピタルクレスト株式会社)」(令和8年7月22日付で警告) ・「Dynamix Ltd(ダイナミックス株式会社)」(令和8年2月25日付で警告) ・「Profit Pulse Ltd」(令和8年1月29日付で警告) ・「Bullfxo Ltd」(令和7年12月19日付で警告) ・「WM Markets Ltd」(令和7年11月27日付で警告) ・「Trade Tide Ltd」(令和7年8月28日付で警告) ・「Proxtrend Ltd」(令和7年6月20日付で警告) ・「Zenith Markets PLC」(令和7年6月20日付で警告) ・「DAM Group Ltd」(令和7年5月28日付で警告) ・「Fxonet Ltd」(令和7年3月26日付で警告) ・「Nakito SA」(令和7年3月26日付で警告) ・「Swift Trader Ltd」(令和6年12月26日付で警告) ・「ロバートソン・ファイナンス(Robertson Finance Inc.)」 (令和6年10月25日付で警告) ・「DataWave Tech Ltd」(令和6年7月24日付で警告) |
| Official source | https://www.fsa.go.jp/ordinary/chuui/mutouroku.html |
| Extraction / evidence timestamps | Extracted: 23 July 2026 at 00:43 / Evidence checked: 27 July 2026 at 00:37 / Archive captured: Not recorded |
4. Business Location and Permit Details
No additional structured business-location or permit fields are recorded for this disclosure.
5. Other Confirmed Records for This Company
This report covers the single government disclosure shown on this page.
Reviewer Notes
| Reviewer | Team / company | ||
|---|---|---|---|
| Review purpose | |||
| Additional notes | |||
- □ Official source URL or archived source was checked.
- □ Corporate Number, address, or other identifiers were reviewed to avoid confusing similarly named entities.
- □ This document is understood as a public-record evidence file, not a credit decision or legal opinion.
Current page: Enforcement record
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Save the disclosure record naming IS6 Technologies Ltd
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Action summary
- Company
- IS6 Technologies LtdJapanese onlyOriginal: IS6 Technologies Ltd
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Issuance of Warning Letter警告書発出
- Action date
- 1 July 2026
- Issuing authority
- Financial Services Agency and Local Finance Bureaus金融庁・財務局
- Industry context
- 無登録金融商品取引業者(海外)
Violation
IS6 Technologies Ltd was warned by the Financial Services Agency for soliciting over-the-counter derivative transactions via the internet using the service name [IS6FX], which is the same as the service name used by TEC Solution Ltd., warned in December 2021. The relationship between IS6 Technologies Ltd and TEC Solution Ltd is unknown. Additionally, other companies with similar or identical addresses have been warned, including: Blue Dragon LLC, JDR Securities Limited, AxiTrader Limited, Rupex Limited, and TEC Solution Ltd. (warnings issued between 2021 and 2023), as well as Capital Crest Ltd, Dynamix Ltd, Profit Pulse Ltd, Bullfxo Ltd, WM Markets Ltd, Trade Tide Ltd, Proxtrend Ltd, Zenith Markets PLC, DAM Group Ltd, Fxonet Ltd, Nakito SA, Swift Trader Ltd, Robertson Finance Inc., and DataWave Tech Ltd, with warnings issued from 2023 back to 2022. The warnings relate to activities involving soliciting OTC derivatives over the internet under the same or similar service names, with addresses that are similar or identical to each other. The source of this information is the FSA's public warning list, with the latest warning issued in July 2023. The location of the entities is overseas, and the activity is categorized as a public risk.
Show original Japanese text
インターネットを通じて、店頭デリバティブ取引の勧誘を行っていたもの 当該業者が提供するサービスの名称は「IS6FX」であり、令和3年12月に警告した「TEC Solution.Ltd.」が提供していたサービスの名称と同一である。 なお、当該業者との関係性は不明であるが、警告している以下の業者については所在地が同様もしくは酷似している。 ①と所在地が同様もしくは酷似している。 ・「Blue Dragon LLC」(令和7年1月29日付で警告) ・「JDR Securities Limited(令和7年1月29日付で警告) ・「AxiTrader Limited」(令和6年1月24日付で警告) ・「Rupex Limited」(令和5年10月25日付で警告) ・「TEC Solution.Ltd」(令和3年12月22日付で警告) ②と所在地が同様もしくは酷似している。 ・「Capital Crest Ltd(キャピタルクレスト株式会社)」(令和8年7月22日付で警告) ・「Dynamix Ltd(ダイナミックス株式会社)」(令和8年2月25日付で警告) ・「Profit Pulse Ltd」(令和8年1月29日付で警告) ・「Bullfxo Ltd」(令和7年12月19日付で警告) ・「WM Markets Ltd」(令和7年11月27日付で警告) ・「Trade Tide Ltd」(令和7年8月28日付で警告) ・「Proxtrend Ltd」(令和7年6月20日付で警告) ・「Zenith Markets PLC」(令和7年6月20日付で警告) ・「DAM Group Ltd」(令和7年5月28日付で警告) ・「Fxonet Ltd」(令和7年3月26日付で警告) ・「Nakito SA」(令和7年3月26日付で警告) ・「Swift Trader Ltd」(令和6年12月26日付で警告) ・「ロバートソン・ファイナンス(Robertson Finance Inc.)」 (令和6年10月25日付で警告) ・「DataWave Tech Ltd」(令和6年7月24日付で警告)
Compliance context
Context neededThis is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the original Japanese source and determine relevance to your counterparty-risk workflow.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Evidence pack
- Extracted at
- 2026-07-22T15:43:38.818+00:00
- Evidence checked
- 2026-07-26T15:37:17.541+00:00
- Archive captured
- Not archived
Show audit JSON
{
"record": {
"id": "93723219-c5f7-480f-b95a-2e367d88f439",
"url": "https://regbase.jp/en/enforcement/kinshoho-is6technologiesltd-20260701",
"company_name_original": "IS6 Technologies Ltd",
"company_name_registry": null,
"corporate_number": null,
"law": {
"ja": "金融商品取引法",
"en": "Financial Instruments and Exchange Act"
},
"action_type": {
"ja": "警告書発出",
"en": "Issuance of Warning Letter"
},
"authority": {
"ja": "金融庁・財務局",
"en": "Financial Services Agency and Local Finance Bureaus"
}
},
"entity_match": {
"status": "unresolved",
"confidence": 60,
"method": "source_name_only_no_registry_match",
"method_label": "source_name_only_no_registry_match",
"notes": "公表資料の名称は収録しましたが、法人番号へ安全に結び付ける独立証拠が不足しています。"
},
"review": {
"status": "needs_review",
"label": "Needs review"
},
"compliance_context": {
"severity": "Context needed",
"actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
"practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
"lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
},
"evidence": {
"recordUrl": "https://regbase.jp/en/enforcement/kinshoho-is6technologiesltd-20260701",
"officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
"officialDocumentUrl": null,
"archiveUrl": null,
"archivedSourceUrl": null,
"archiveCapturedAt": null,
"extractedAt": "2026-07-22T15:43:38.818+00:00",
"translatedAt": "2026-07-22T16:01:01.889+00:00",
"evidenceCheckedAt": "2026-07-26T15:37:17.541+00:00",
"generatedAt": "2026-07-26T18:27:19.831Z"
},
"limitations": [
"RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
"English summaries are provided for reference. The original Japanese source is authoritative.",
"Possible or unresolved entity matches should be manually verified before use in a decision."
]
}The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.
Language
日本語版を見る (Japanese)About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.