Enforcement record

Issuance of Warning Letter disclosure naming IS6 Technologies Ltd

IS6 Technologies Ltd (Financial Instruments and Exchange Act)

This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.

Financial Instruments and Exchange ActFinancial Services Agency and Local Finance BureausGovernment disclosure1 July 2026

Action type

Issuance of Warning Letter

Law

Financial Instruments and Exchange Act

Authority

Financial Services Agency and Local Finance Bureaus

Action date

1 July 2026

Current page: Enforcement record

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/api/v1/enforcements?company=IS6%20Technologies%20Ltd&limit=10

Action summary

Company
IS6 Technologies LtdJapanese only
Original: IS6 Technologies Ltd
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
Issuance of Warning Letter
警告書発出
Action date
1 July 2026
Issuing authority
Financial Services Agency and Local Finance Bureaus
金融庁・財務局
Industry context
無登録金融商品取引業者(海外)

Violation

Machine-translated summary — verify against original

IS6 Technologies Ltd was warned by the Financial Services Agency for soliciting over-the-counter derivative transactions via the internet using the service name [IS6FX], which is the same as the service name used by TEC Solution Ltd., warned in December 2021. The relationship between IS6 Technologies Ltd and TEC Solution Ltd is unknown. Additionally, other companies with similar or identical addresses have been warned, including: Blue Dragon LLC, JDR Securities Limited, AxiTrader Limited, Rupex Limited, and TEC Solution Ltd. (warnings issued between 2021 and 2023), as well as Capital Crest Ltd, Dynamix Ltd, Profit Pulse Ltd, Bullfxo Ltd, WM Markets Ltd, Trade Tide Ltd, Proxtrend Ltd, Zenith Markets PLC, DAM Group Ltd, Fxonet Ltd, Nakito SA, Swift Trader Ltd, Robertson Finance Inc., and DataWave Tech Ltd, with warnings issued from 2023 back to 2022. The warnings relate to activities involving soliciting OTC derivatives over the internet under the same or similar service names, with addresses that are similar or identical to each other. The source of this information is the FSA's public warning list, with the latest warning issued in July 2023. The location of the entities is overseas, and the activity is categorized as a public risk.

Show original Japanese text

インターネットを通じて、店頭デリバティブ取引の勧誘を行っていたもの 当該業者が提供するサービスの名称は「IS6FX」であり、令和3年12月に警告した「TEC Solution.Ltd.」が提供していたサービスの名称と同一である。 なお、当該業者との関係性は不明であるが、警告している以下の業者については所在地が同様もしくは酷似している。 ①と所在地が同様もしくは酷似している。 ・「Blue Dragon LLC」(令和7年1月29日付で警告) ・「JDR Securities Limited(令和7年1月29日付で警告) ・「AxiTrader Limited」(令和6年1月24日付で警告) ・「Rupex Limited」(令和5年10月25日付で警告) ・「TEC Solution.Ltd」(令和3年12月22日付で警告) ②と所在地が同様もしくは酷似している。 ・「Capital Crest Ltd(キャピタルクレスト株式会社)」(令和8年7月22日付で警告) ・「Dynamix Ltd(ダイナミックス株式会社)」(令和8年2月25日付で警告) ・「Profit Pulse Ltd」(令和8年1月29日付で警告) ・「Bullfxo Ltd」(令和7年12月19日付で警告) ・「WM Markets Ltd」(令和7年11月27日付で警告) ・「Trade Tide Ltd」(令和7年8月28日付で警告) ・「Proxtrend Ltd」(令和7年6月20日付で警告) ・「Zenith Markets PLC」(令和7年6月20日付で警告) ・「DAM Group Ltd」(令和7年5月28日付で警告) ・「Fxonet Ltd」(令和7年3月26日付で警告) ・「Nakito SA」(令和7年3月26日付で警告) ・「Swift Trader Ltd」(令和6年12月26日付で警告) ・「ロバートソン・ファイナンス(Robertson Finance Inc.)」 (令和6年10月25日付で警告) ・「DataWave Tech Ltd」(令和6年7月24日付で警告)

Compliance context

Context needed

This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the original Japanese source and determine relevance to your counterparty-risk workflow.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original Financial Services Agency and Local Finance Bureaus source (Japanese)
Extracted at
2026-07-22T15:43:38.818+00:00
Evidence checked
2026-07-26T15:37:17.541+00:00
Archive captured
Not archived
Show audit JSON
{
  "record": {
    "id": "93723219-c5f7-480f-b95a-2e367d88f439",
    "url": "https://regbase.jp/en/enforcement/kinshoho-is6technologiesltd-20260701",
    "company_name_original": "IS6 Technologies Ltd",
    "company_name_registry": null,
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "警告書発出",
      "en": "Issuance of Warning Letter"
    },
    "authority": {
      "ja": "金融庁・財務局",
      "en": "Financial Services Agency and Local Finance Bureaus"
    }
  },
  "entity_match": {
    "status": "unresolved",
    "confidence": 60,
    "method": "source_name_only_no_registry_match",
    "method_label": "source_name_only_no_registry_match",
    "notes": "公表資料の名称は収録しましたが、法人番号へ安全に結び付ける独立証拠が不足しています。"
  },
  "review": {
    "status": "needs_review",
    "label": "Needs review"
  },
  "compliance_context": {
    "severity": "Context needed",
    "actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
    "practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-is6technologiesltd-20260701",
    "officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
    "officialDocumentUrl": null,
    "archiveUrl": null,
    "archivedSourceUrl": null,
    "archiveCapturedAt": null,
    "extractedAt": "2026-07-22T15:43:38.818+00:00",
    "translatedAt": "2026-07-22T16:01:01.889+00:00",
    "evidenceCheckedAt": "2026-07-26T15:37:17.541+00:00",
    "generatedAt": "2026-07-26T18:27:19.831Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.