Public risk disclosures
Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.
Total
3,044
Labor
1,834
FSA warnings
1,148
Travel
62
3,044 public records(page 40 of 153)
1 Jun 2024
Vantage Prime Trading LimitedGovernment disclosure record
An entity was soliciting over the internet for over-the-counter derivative transactions. The service name provided by the entity is [Vantage Trading], which is similar to the service name of [Vantage Global Limited], to which a warning was issued on March 29, 2023.
1 Jun 2024
未来のスター投資クラブGovernment disclosure record
The entity displayed on its website that it conducts financial instruments business and listed the associations it is a member of, specifically the Japan Securities Dealers Association and the Japan Investment Advisers Association.
1 Jun 2024
Global Investment Lab株式会社（グローバルインベストメントラボ社） 代表取締役 伊藤良Government disclosure record
The respondent engaged in the solicitation or private placement of interests in a collective investment scheme based on foreign laws. On June 25, 2024, the Financial Instruments and Exchange Surveillance Commission filed a petition with the court to prohibit and suspend the respondent's acts of violating the Financial Instruments and Exchange Act by engaging in such solicitation or private placement without registration, concerning rights listed in Article 2, Paragraph 2, Items 5 and 6 of the Act.
1 Jun 2024
Liberty LTD.Government disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the entity is called [LibertyFX].
1 Jun 2024
伊藤良Government disclosure record
The respondent was involved in soliciting or privately offering interests in a foreign collective investment scheme.
1 May 2024
三豊機関Government disclosure record
The entity displayed on its website that it conducts financial instruments business, including registration details such as 'Sanyo Securities Co., Ltd.', 'Shikoku Finance Bureau Director (Financial Instruments Business) No. 7', and membership in the Japan Securities Dealers Association.
1 May 2024
Go Markets Pty Ltd（MU）Government disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [GO Markets].
1 May 2024
INTERGovernment disclosure record
Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the operator is named [INTER] or [Inter].
1 May 2024
Merry CapitalGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [Merry Capital].
1 May 2024
LEGG MASON GLOBAL ASSET MANAGEMENTGovernment disclosure record
The operator displayed on their website that they conduct financial instruments business, specifically indicating they are a Type II Financial Instruments Business operator and a member of the Japan Investment Advisers Association and the Second-Class Financial Instruments Business Association.
1 Apr 2024
Cloudview OUGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [FX Tampa].
1 Apr 2024
TTCM Traders Capital LimitedGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [TradersTrust].
1 Apr 2024
LIRUNEX LIMITEDGovernment disclosure record
Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the company is named [LIRUNEX].
25 Mar 2024
株式会社キャラバンツアーGovernment disclosure record
On July 12 and from July 14 to 15, 2022, arrangements were made for charter buses to transport passengers whose departure and arrival points were outside the bus company's operational area, in violation of Article 20 of the Road Transport Act.
25 Mar 2024
東武トップツアーズ株式会社Government disclosure record
On September 3, 2022, a service was arranged that involved using a chartered bus at fares below the minimum reported fares, which violated Article 9-2, Paragraph 1 of the Road Transport Act.
25 Mar 2024
株式会社オリオンツアーA travel using chartered buses conducted on September 10 and October 6, 2022, involved arranging bus services at fares below the minimum reported fares by the charter bus operator, which facilitated services in violation of Article 9-2, Paragraph 1 of the Road Transport Act.
22 Mar 2024
有限会社トラベル北大阪On the trip arranged with a chartered bus on August 23, 2021, it was confirmed that the transaction fees affected the collection of fares and charges that the charter bus operator should have received, hindering expenses necessary for safety measures and impacting the safety of the trip.
1 Mar 2024
4Square SY LtdGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the entity is called [Capitalix].
1 Mar 2024
Xtrade International LtdGovernment disclosure record
The entity was soliciting over the internet for over-the-counter derivative transactions. The service provided by the entity is called [Xtrade].
1 Mar 2024
EF Worldwide LtdGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [easyMarkets].
| Date | Company / operator | Source | Type | Summary |
|---|---|---|---|---|
| 1 Jun 2024 | Vantage Prime Trading Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity was soliciting over the internet for over-the-counter derivative transactions. The service name provided by the entity is [Vantage Trading], which is similar to the service name of [Vantage Global Limited], to which a warning was issued on March 29, 2023. |
| 1 Jun 2024 | 未来のスター投資クラブ Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity displayed on its website that it conducts financial instruments business and listed the associations it is a member of, specifically the Japan Securities Dealers Association and the Japan Investment Advisers Association. |
| 1 Jun 2024 | Global Investment Lab株式会社（グローバルインベストメントラボ社） 代表取締役 伊藤良 Government disclosure record | FSA unregistered operator warnings | Warning issued | The respondent engaged in the solicitation or private placement of interests in a collective investment scheme based on foreign laws. On June 25, 2024, the Financial Instruments and Exchange Surveillance Commission filed a petition with the court to prohibit and suspend the respondent's acts of violating the Financial Instruments and Exchange Act by engaging in such solicitation or private placement without registration, concerning rights listed in Article 2, Paragraph 2, Items 5 and 6 of the Act. |
| 1 Jun 2024 | Liberty LTD. Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the entity is called [LibertyFX]. |
| 1 Jun 2024 | 伊藤良 Government disclosure record | FSA unregistered operator warnings | Warning issued | The respondent was involved in soliciting or privately offering interests in a foreign collective investment scheme. |
| 1 May 2024 | 三豊機関 Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity displayed on its website that it conducts financial instruments business, including registration details such as 'Sanyo Securities Co., Ltd.', 'Shikoku Finance Bureau Director (Financial Instruments Business) No. 7', and membership in the Japan Securities Dealers Association. |
| 1 May 2024 | Go Markets Pty Ltd（MU） Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [GO Markets]. |
| 1 May 2024 | INTER Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the operator is named [INTER] or [Inter]. |
| 1 May 2024 | Merry Capital Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [Merry Capital]. |
| 1 May 2024 | LEGG MASON GLOBAL ASSET MANAGEMENT Government disclosure record | FSA unregistered operator warnings | Warning issued | The operator displayed on their website that they conduct financial instruments business, specifically indicating they are a Type II Financial Instruments Business operator and a member of the Japan Investment Advisers Association and the Second-Class Financial Instruments Business Association. |
| 1 Apr 2024 | Cloudview OU Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [FX Tampa]. |
| 1 Apr 2024 | TTCM Traders Capital Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [TradersTrust]. |
| 1 Apr 2024 | LIRUNEX LIMITED Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the company is named [LIRUNEX]. |
| 25 Mar 2024 | 株式会社キャラバンツアー Government disclosure record | Travel agency sanctions | Business Suspension | On July 12 and from July 14 to 15, 2022, arrangements were made for charter buses to transport passengers whose departure and arrival points were outside the bus company's operational area, in violation of Article 20 of the Road Transport Act. |
| 25 Mar 2024 | 東武トップツアーズ株式会社 Government disclosure record | Travel agency sanctions | Business Suspension | On September 3, 2022, a service was arranged that involved using a chartered bus at fares below the minimum reported fares, which violated Article 9-2, Paragraph 1 of the Road Transport Act. |
| 25 Mar 2024 | 株式会社オリオンツアー | Travel agency sanctions | Business Suspension | A travel using chartered buses conducted on September 10 and October 6, 2022, involved arranging bus services at fares below the minimum reported fares by the charter bus operator, which facilitated services in violation of Article 9-2, Paragraph 1 of the Road Transport Act. |
| 22 Mar 2024 | 有限会社トラベル北大阪 | Travel agency sanctions | Business improvement order | On the trip arranged with a chartered bus on August 23, 2021, it was confirmed that the transaction fees affected the collection of fares and charges that the charter bus operator should have received, hindering expenses necessary for safety measures and impacting the safety of the trip. |
| 1 Mar 2024 | 4Square SY Ltd Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the entity is called [Capitalix]. |
| 1 Mar 2024 | Xtrade International Ltd Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity was soliciting over the internet for over-the-counter derivative transactions. The service provided by the entity is called [Xtrade]. |
| 1 Mar 2024 | EF Worldwide Ltd Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [easyMarkets]. |
Important context
This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.