Public risk disclosures

Japan Public Risk Disclosures

Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.

Total

3,044

Labor

1,834

FSA warnings

1,148

Travel

3,044 public records(page 39 of 153)

30 Sept 2024

株式会社プライムステージ

Government disclosure record

Travel agency sanctionsBusiness improvement order

On the trip on November 7, 2020, the charter bus operator was subject to administrative disposition for violating Article 10 of the Road Transport Act due to the interference of brokerage fees in the transportation of the charter bus, which prevented the operator from collecting the fare and charges they should have received and hindered expenses necessary for safety. The travel agency involved in the transaction was also implicated.

30 Sept 2024

株式会社日輝

Government disclosure record

Travel agency sanctionsBusiness Suspension

On May 19, 2023, an arrangement was made for a chartered bus trip originating and ending outside the operating area, providing transportation services in violation of Article 20 of the Road Transport Act, with travelers receiving such services.

1 Sept 2024

XM WebTrader

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity was soliciting over the internet for over-the-counter derivative transactions. The service name provided by the entity is [XM WebTrader], which is similar to the service names [XMTRADING, XMTrading] previously provided by [Tradexfin Limited], which was warned on August 21, 2020.

1 Sept 2024

FINDEXA ADVISORY(PTY)LTD

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [STONE WALL CAPITAL].

1 Sept 2024

XS Ltd

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity was soliciting over the internet for over-the-counter derivative transactions. The service provided is called [XS, XS.com]. The relationship with the entities [Tradexfin Limited] and [Nymstar Limited], which were previously warned, is unknown, but they share the same address.

1 Sept 2024

HSJ Partners Pte. Ltd.

Government disclosure record

FSA unregistered operator warningsWarning issued

The operator displayed on their website that they conduct financial instruments business, indicating registration number Kanto Finance Bureau Director (Kinsho) No. 165 and membership in the Japan Securities Dealers Association and Japan Investment Advisers Association.

1 Sept 2024

不明（株式会社SQIジャパンの商号等を詐称）

Government disclosure record

FSA unregistered operator warningsWarning issued

The company displayed on its website that it conducts financial instruments business, falsely claiming to be registered as a financial instruments business operator with the name 'Kabushiki Kaisha SQI Japan', registration number 'Kanto Finance Bureau Director (Kinsho) No. 850', and membership in the Japan Investment Advisers Association with member number '012-02468'.

1 Aug 2024

March Global Ltd

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the service provided by the entity is [March Global Ltd].

1 Aug 2024

YZZ CAPITAL

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the entity is named [YZZ CAPITAL].

1 Aug 2024

LONG ASIA GROUP NZ LIMITED

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [Long Asia, Rongu Ajia].

1 Jul 2024

DataWave Tech Ltd

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the company is called [Maunto].

1 Jul 2024

Doo Prime

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the entity is called [Doo Prime].

1 Jul 2024

Thara Heights Owner's Corporation

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the entity is called [AximTrade].

1 Jul 2024

XMF Capital Pty Ltd

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the service provided by the entity is [XMF].

1 Jul 2024

NipponCapitalFX LLC.

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity was soliciting over the internet for over-the-counter derivative transactions. The service provided by the entity is called [NipponCapitalFX, nipponcapitalfx].

28 Jun 2024

株式会社阪急交通社

Travel agency sanctionsBusiness improvement order

A chartered bus operator involved in a trip using a chartered bus on November 19-20, 2020, was administratively penalized for violating Article 10 of the Road Transport Law by accepting a transaction fee that undercut safety costs and was paid to the travel agency.

1 Jun 2024

不明（株式会社ストックジャパンの商号等を詐称）

Government disclosure record

FSA unregistered operator warningsWarning issued

The company displayed on its website that it conducts financial instruments business, claiming to be [Stock Japan Co., Ltd.], officially registered as a financial instruments business operator with the Kanto Local Finance Bureau, engaged in investment advisory agency business, with registration number [Kanto Local Finance Bureau (Kinsho) No. 2937], and a member of the Japan Investment Advisers Association. The company falsely claimed to have registration details and the name of a registered financial instruments business operator.

1 Jun 2024

栗原稔昌

Government disclosure record

FSA unregistered operator warningsWarning issued

The respondent was involved in soliciting or privately offering interests in a foreign collective investment scheme. On June 25, 2024, the Financial Instruments and Exchange Surveillance Commission filed a petition with the court to prohibit and cease the respondent's acts of engaging in such solicitation or private offering without registration, in violation of the Financial Instruments and Exchange Act.

1 Jun 2024

ExpertPro Ltd

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [BullMarkets].

1 Jun 2024

山田武穂

Government disclosure record

FSA unregistered operator warningsWarning issued

Date	Company / operator	Source	Type	Summary
30 Sept 2024	株式会社プライムステージ Government disclosure record	Travel agency sanctions	Business improvement order	On the trip on November 7, 2020, the charter bus operator was subject to administrative disposition for violating Article 10 of the Road Transport Act due to the interference of brokerage fees in the transportation of the charter bus, which prevented the operator from collecting the fare and charges they should have received and hindered expenses necessary for safety. The travel agency involved in the transaction was also implicated.
30 Sept 2024	株式会社日輝 Government disclosure record	Travel agency sanctions	Business Suspension	On May 19, 2023, an arrangement was made for a chartered bus trip originating and ending outside the operating area, providing transportation services in violation of Article 20 of the Road Transport Act, with travelers receiving such services.
1 Sept 2024	XM WebTrader Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity was soliciting over the internet for over-the-counter derivative transactions. The service name provided by the entity is [XM WebTrader], which is similar to the service names [XMTRADING, XMTrading] previously provided by [Tradexfin Limited], which was warned on August 21, 2020.
1 Sept 2024	FINDEXA ADVISORY(PTY)LTD Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [STONE WALL CAPITAL].
1 Sept 2024	XS Ltd Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity was soliciting over the internet for over-the-counter derivative transactions. The service provided is called [XS, XS.com]. The relationship with the entities [Tradexfin Limited] and [Nymstar Limited], which were previously warned, is unknown, but they share the same address.
1 Sept 2024	HSJ Partners Pte. Ltd. Government disclosure record	FSA unregistered operator warnings	Warning issued	The operator displayed on their website that they conduct financial instruments business, indicating registration number Kanto Finance Bureau Director (Kinsho) No. 165 and membership in the Japan Securities Dealers Association and Japan Investment Advisers Association.
1 Sept 2024	不明（株式会社SQIジャパンの商号等を詐称） Government disclosure record	FSA unregistered operator warnings	Warning issued	The company displayed on its website that it conducts financial instruments business, falsely claiming to be registered as a financial instruments business operator with the name 'Kabushiki Kaisha SQI Japan', registration number 'Kanto Finance Bureau Director (Kinsho) No. 850', and membership in the Japan Investment Advisers Association with member number '012-02468'.
1 Aug 2024	March Global Ltd Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the service provided by the entity is [March Global Ltd].
1 Aug 2024	YZZ CAPITAL Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the entity is named [YZZ CAPITAL].
1 Aug 2024	LONG ASIA GROUP NZ LIMITED Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [Long Asia, Rongu Ajia].
1 Jul 2024	DataWave Tech Ltd Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the company is called [Maunto].
1 Jul 2024	Doo Prime Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the entity is called [Doo Prime].
1 Jul 2024	Thara Heights Owner's Corporation Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the entity is called [AximTrade].
1 Jul 2024	XMF Capital Pty Ltd Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the service provided by the entity is [XMF].
1 Jul 2024	NipponCapitalFX LLC. Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity was soliciting over the internet for over-the-counter derivative transactions. The service provided by the entity is called [NipponCapitalFX, nipponcapitalfx].
28 Jun 2024	株式会社阪急交通社	Travel agency sanctions	Business improvement order	A chartered bus operator involved in a trip using a chartered bus on November 19-20, 2020, was administratively penalized for violating Article 10 of the Road Transport Law by accepting a transaction fee that undercut safety costs and was paid to the travel agency.
1 Jun 2024	不明（株式会社ストックジャパンの商号等を詐称） Government disclosure record	FSA unregistered operator warnings	Warning issued	The company displayed on its website that it conducts financial instruments business, claiming to be [Stock Japan Co., Ltd.], officially registered as a financial instruments business operator with the Kanto Local Finance Bureau, engaged in investment advisory agency business, with registration number [Kanto Local Finance Bureau (Kinsho) No. 2937], and a member of the Japan Investment Advisers Association. The company falsely claimed to have registration details and the name of a registered financial instruments business operator.
1 Jun 2024	栗原稔昌 Government disclosure record	FSA unregistered operator warnings	Warning issued	The respondent was involved in soliciting or privately offering interests in a foreign collective investment scheme. On June 25, 2024, the Financial Instruments and Exchange Surveillance Commission filed a petition with the court to prohibit and cease the respondent's acts of engaging in such solicitation or private offering without registration, in violation of the Financial Instruments and Exchange Act.
1 Jun 2024	ExpertPro Ltd Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [BullMarkets].
1 Jun 2024	山田武穂 Government disclosure record	FSA unregistered operator warnings	Warning issued	The respondent was involved in soliciting or privately offering interests in a foreign collective investment scheme. On June 25, 2024, the Financial Instruments and Exchange Surveillance Commission filed a petition with the court to prohibit and cease the respondent's acts of engaging in such solicitation or private offering without registration, in violation of the Financial Instruments and Exchange Act.

Important context

This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.