Possible 警告書発出 against Bu Ming(new Mountain Capital Japan LLC Noshang Hao Deng Wozha Cheng)

不明(New Mountain Capital Japan合同会社の商号等を詐称) (Financial Instruments and Exchange Act)
Financial Instruments and Exchange Act金融庁・財務局Possible entity match1 September 2025

Action summary

Company
Original: 不明(New Mountain Capital Japan合同会社の商号等を詐称)
Entity match
Possible entity match60/100Machine extracted
Company name extracted from the Japanese public disclosure
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
警告書発出
警告書発出
Action date
1 September 2025
Issuing authority
金融庁・財務局
金融庁・財務局

Violation

Show original Japanese text

SNS上に金融商品取引業を行う旨を表示したもの 当該業者は、SNS上で「New Mountain Capital」と表示し、登録を受けた金融商品取引業者の商号を詐称していた。

Compliance context

Context needed

This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the original Japanese source and determine relevance to your counterparty-risk workflow.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original 金融庁・財務局 announcement (Japanese)
Extracted at
2026-05-14T21:13:26.083+00:00
Evidence checked
Not recorded
Archive captured
Not archived
Show audit JSON
{
  "record": {
    "id": "1d35c3e6-f3f2-4e34-bf40-39eee208446e",
    "url": "https://regbase.jp/en/enforcement/kinshoho-bu-ming-newmountaincapitaljapannoshang-hao-deng-wozha-cheng-20250901",
    "company_name_original": "不明(New Mountain Capital Japan合同会社の商号等を詐称)",
    "company_name_registry": "不明(New Mountain Capital Japan合同会社の商号等を詐称)",
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "警告書発出",
      "en": "警告書発出"
    },
    "authority": {
      "ja": "金融庁・財務局",
      "en": "金融庁・財務局"
    }
  },
  "entity_match": {
    "status": "possible",
    "confidence": 60,
    "method": "extracted_japanese_name",
    "method_label": "Company name extracted from the Japanese public disclosure",
    "notes": null
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Context needed",
    "actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
    "practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-bu-ming-newmountaincapitaljapannoshang-hao-deng-wozha-cheng-20250901",
    "officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
    "archiveUrl": null,
    "archiveCapturedAt": null,
    "extractedAt": "2026-05-14T21:13:26.083+00:00",
    "translatedAt": null,
    "evidenceCheckedAt": null,
    "generatedAt": "2026-05-15T03:55:50.690Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

Watch this company

Get an email when Bu Ming(new Mountain Capital Japan LLC Noshang Hao Deng Wozha Cheng) has new enforcement actions or registry changes (representative, address, business status). Sign-in is via a one-time email link — no password.

Company info

English name
Bu Ming(new Mountain Capital Japan LLC Noshang Hao Deng Wozha Cheng) Romanized
Japanese name
不明(New Mountain Capital Japan合同会社の商号等を詐称)
See company profile →

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.