1 Mar 2014
ひまわりGovernment disclosure record
FSA unregistered operator warningsWarning issued
Sent solicitation materials claiming to purchase unlisted stocks, with the name of the representative unknown.
Public risk disclosures
Japan Public Risk Disclosures
Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.
Total
3,143
Labor
1,923
FSA warnings
1,158
Travel
62
3,143 public records(page 140 of 158)
1 Mar 2014
Chatter Box LTD.Government disclosure record
FSA unregistered operator warningsWarning issued
An entity conducts over-the-counter derivatives trading via the internet. The name of the representative is unknown. The sites operated by the entity are named VIPoption and 60Trader.
1 Mar 2014
株式会社中央マネージメント 代表者 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
A company sent solicitation materials claiming to buy unlisted stocks and other securities, including a postcard titled 'We will take back unnecessary claims,' and later solicited via phone for the purchase of unlisted stocks. The solicitation materials falsely claimed to be associated with a registration number similar to the Financial Services Agency's registration number, and stated that financial product regulations would be tightened by the law effective April 1, which is not true.
1 Mar 2014
TradeRush-GBM Ventures LtdGovernment disclosure record
FSA unregistered operator warningsWarning issued
An entity conducts over-the-counter derivative transactions via the internet. The name of the representative is unknown. The website operated by the entity is named TRADE RUSH.
1 Mar 2014
Binary88（バイナリー88）Government disclosure record
FSA unregistered operator warningsWarning issued
Engaging in over-the-counter derivative transactions via the internet. The name of the representative is unknown.
1 Mar 2014
株式会社LUKOIL JAPAN（株式会社ルクオイルジャパン） 代表取締役社長 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
The entity sent solicitation materials claiming to handle energy fund offerings or private placements, and included the name of MEIKOU Corporation, which had a warning issued on the same day, and also stated that it had filed with the Kanto Finance Bureau on July 10, 2009. The solicitation materials are similar to those of LIP Corporation (Life Innovation Planning), which had a warning issued on October 16, 2013.
1 Mar 2014
株式会社アースドア 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Sent solicitation materials and conducted募集 or private placement for a fund (solar power generation project).
1 Mar 2014
Gallant Capital Markets Ltd.（ギャラント・キャピタル・マーケッツ）Government disclosure record
FSA unregistered operator warningsWarning issued
Engaging in over-the-counter derivative transactions via the internet. The name of the representative is unknown. The site operated by the business is called Garrant FX.
1 Mar 2014
eToro Europe LimitedGovernment disclosure record
FSA unregistered operator warningsWarning issued
The entity claims to conduct over-the-counter derivative transactions via the internet. The name of the representative is unknown. The website operated by the entity is called AmigaFX.
1 Feb 2014
松井証券株式会社 代表取締役社長 A ※備考欄のとおり、登録を受けた金融商品取引業者の名称を騙っていたもの。Government disclosure record
FSA unregistered operator warningsWarning issued
Sent solicitation materials claiming to purchase unlisted stocks, impersonating Matsui Securities Co., Ltd., a registered financial instruments business operator, including its name, representative, address, and registration number.
1 Feb 2014
株式会社Japan Partner Limited（ジャパン・パートナー・リミテッド、(略称)JPL） 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in mediating stock transactions after sending solicitation materials.
1 Feb 2014
TO3 Incorporated 運営責任者 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Conducting over-the-counter derivative transactions via the internet. The site operated by the relevant business is named [BOBOX].
1 Feb 2014
Bnet online LTD. 代表者 A（B）Government disclosure record
FSA unregistered operator warningsWarning issued
Engaging in over-the-counter derivative transactions via the internet. The site operated by the relevant business is [Opteck (opteck-jp.com)].
1 Feb 2014
財団法人預金支援センター 代表者 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
A company sent solicitation materials claiming to purchase unlisted stocks and related securities, and subsequently solicited via phone. The materials falsely claimed affiliation with a Securities Monitoring Committee similar to the Financial Services Agency and used a registration number similar to that of the Financial Bureau. The company's address and phone number matched those of Asahi Support Co., Ltd., which had been issued a warning on February 3, 2014.
1 Feb 2014
ezOPTION LTDGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaging in over-the-counter derivative transactions via the internet. The name of the representative is unknown.
1 Feb 2014
株式会社イメージ 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
A company was conducting investment advisory business under the name of Travis Consulting Inc. without registration. An inspection by the Kanto Local Finance Bureau revealed that the company was performing investment advisory activities without proper registration.
1 Feb 2014
株式会社インデックス (旧商号：株式会社アスクバンク) 代表取締役 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
A company was conducting investment advisory business under the name of Travis Consulting Inc. without registration. An inspection by the Kanto Local Finance Bureau revealed that the company was performing investment advisory activities without proper registration.
1 Feb 2014
FPコーポレーション株式会社 代表取締役社長 A （B）Government disclosure record
FSA unregistered operator warningsWarning issued
Sent solicitation materials and claimed to purchase unlisted stocks, etc.
1 Feb 2014
株式会社アドベントインターナショナル（又は、アドベント・インターナショナル株式会社） CEO AGovernment disclosure record
FSA unregistered operator warningsWarning issued
The company displayed and sent a business overview claiming to conduct special operations for qualified institutional investors. It impersonated a real company, Advent International Corporation, with a similar trade name. The authority sent a request to stop the use of personal information, and subsequently, information was received that the company recovered damages via phone and was solicited for fund investments as a condition.
1 Feb 2014
株式会社朝日サポート 代表者 AGovernment disclosure record
FSA unregistered operator warningsWarning issued
Sent solicitation materials claiming affiliation with the Securities and Exchange Surveillance Commission and impersonating a financial bureau registration number, offering to buy unlisted stocks. The materials are similar to those issued as warnings to Nikisho Trade Co., Ltd. and Nikisho Fund Management Co., Ltd.
| Date | Company / operator | Source | Type | Summary |
|---|---|---|---|---|
| 1 Mar 2014 | ひまわり Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials claiming to purchase unlisted stocks, with the name of the representative unknown. |
| 1 Mar 2014 | Chatter Box LTD. Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity conducts over-the-counter derivatives trading via the internet. The name of the representative is unknown. The sites operated by the entity are named VIPoption and 60Trader. |
| 1 Mar 2014 | 株式会社中央マネージメント 代表者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | A company sent solicitation materials claiming to buy unlisted stocks and other securities, including a postcard titled 'We will take back unnecessary claims,' and later solicited via phone for the purchase of unlisted stocks. The solicitation materials falsely claimed to be associated with a registration number similar to the Financial Services Agency's registration number, and stated that financial product regulations would be tightened by the law effective April 1, which is not true. |
| 1 Mar 2014 | TradeRush-GBM Ventures Ltd Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity conducts over-the-counter derivative transactions via the internet. The name of the representative is unknown. The website operated by the entity is named TRADE RUSH. |
| 1 Mar 2014 | Binary88（バイナリー88） Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaging in over-the-counter derivative transactions via the internet. The name of the representative is unknown. |
| 1 Mar 2014 | 株式会社LUKOIL JAPAN（株式会社ルクオイルジャパン） 代表取締役社長 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity sent solicitation materials claiming to handle energy fund offerings or private placements, and included the name of MEIKOU Corporation, which had a warning issued on the same day, and also stated that it had filed with the Kanto Finance Bureau on July 10, 2009. The solicitation materials are similar to those of LIP Corporation (Life Innovation Planning), which had a warning issued on October 16, 2013. |
| 1 Mar 2014 | 株式会社アースドア 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and conducted募集 or private placement for a fund (solar power generation project). |
| 1 Mar 2014 | Gallant Capital Markets Ltd.（ギャラント・キャピタル・マーケッツ） Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaging in over-the-counter derivative transactions via the internet. The name of the representative is unknown. The site operated by the business is called Garrant FX. |
| 1 Mar 2014 | eToro Europe Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity claims to conduct over-the-counter derivative transactions via the internet. The name of the representative is unknown. The website operated by the entity is called AmigaFX. |
| 1 Feb 2014 | 松井証券株式会社 代表取締役社長 A ※備考欄のとおり、登録を受けた金融商品取引業者の名称を騙っていたもの。 Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials claiming to purchase unlisted stocks, impersonating Matsui Securities Co., Ltd., a registered financial instruments business operator, including its name, representative, address, and registration number. |
| 1 Feb 2014 | 株式会社Japan Partner Limited（ジャパン・パートナー・リミテッド、(略称)JPL） 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in mediating stock transactions after sending solicitation materials. |
| 1 Feb 2014 | TO3 Incorporated 運営責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Conducting over-the-counter derivative transactions via the internet. The site operated by the relevant business is named [BOBOX]. |
| 1 Feb 2014 | Bnet online LTD. 代表者 A（B） Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaging in over-the-counter derivative transactions via the internet. The site operated by the relevant business is [Opteck (opteck-jp.com)]. |
| 1 Feb 2014 | 財団法人預金支援センター 代表者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | A company sent solicitation materials claiming to purchase unlisted stocks and related securities, and subsequently solicited via phone. The materials falsely claimed affiliation with a Securities Monitoring Committee similar to the Financial Services Agency and used a registration number similar to that of the Financial Bureau. The company's address and phone number matched those of Asahi Support Co., Ltd., which had been issued a warning on February 3, 2014. |
| 1 Feb 2014 | ezOPTION LTD Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaging in over-the-counter derivative transactions via the internet. The name of the representative is unknown. |
| 1 Feb 2014 | 株式会社イメージ 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | A company was conducting investment advisory business under the name of Travis Consulting Inc. without registration. An inspection by the Kanto Local Finance Bureau revealed that the company was performing investment advisory activities without proper registration. |
| 1 Feb 2014 | 株式会社インデックス (旧商号：株式会社アスクバンク) 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | A company was conducting investment advisory business under the name of Travis Consulting Inc. without registration. An inspection by the Kanto Local Finance Bureau revealed that the company was performing investment advisory activities without proper registration. |
| 1 Feb 2014 | FPコーポレーション株式会社 代表取締役社長 A （B） Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and claimed to purchase unlisted stocks, etc. |
| 1 Feb 2014 | 株式会社アドベントインターナショナル（又は、アドベント・インターナショナル株式会社） CEO A Government disclosure record | FSA unregistered operator warnings | Warning issued | The company displayed and sent a business overview claiming to conduct special operations for qualified institutional investors. It impersonated a real company, Advent International Corporation, with a similar trade name. The authority sent a request to stop the use of personal information, and subsequently, information was received that the company recovered damages via phone and was solicited for fund investments as a condition. |
| 1 Feb 2014 | 株式会社朝日サポート 代表者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials claiming affiliation with the Securities and Exchange Surveillance Commission and impersonating a financial bureau registration number, offering to buy unlisted stocks. The materials are similar to those issued as warnings to Nikisho Trade Co., Ltd. and Nikisho Fund Management Co., Ltd. |
Important context
This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.