Public risk disclosures
Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.
Total
3,002
Labor
1,792
FSA warnings
1,148
Travel
62
3,002 public records(page 140 of 151)
1 Mar 2013
MJホールディングス株式会社 代表取締役 AGovernment disclosure record
Handled private placement of funds through phone calls and interviews. Recognized through investigation by the Securities and Exchange Surveillance Commission.
1 Mar 2013
PPC SHAREGovernment disclosure record
Engaged in over-the-counter derivative transactions via the internet. The name of the representative is unknown.
1 Mar 2013
株式会社エコ・アジアジャパンGovernment disclosure record
Sent solicitation materials claiming to purchase unlisted stocks, with the same address as Sankei Co., Ltd., which was issued a warning on February 15, 2013. The name of the representative is unknown.
1 Mar 2013
IDSA Investment Ltd.Government disclosure record
Used solicitation materials to accept investment decisions from customers for over-the-counter derivatives trading and conduct investment management. The names of the representatives are unknown. The warning business operator opened accounts with FXDD Malta Limited (FXDD), which had been warned in January 2011, and conducted investment management.
1 Mar 2013
株式会社TA Associates （英語表記（詐称） TA Associates US holding corp） 代表者 AGovernment disclosure record
The company displayed and sent a statement indicating that it conducts financial instruments business. It impersonated the name of [TA Associates US Holding Corp.], a registered qualified institutional investor special business operator.
1 Mar 2013
ドリームシティ株式会社 代表 AGovernment disclosure record
Displayed that they conduct financial instruments business on their website.
1 Feb 2013
ベストアドバイザー投資顧問株式会社 代表取締役 AGovernment disclosure record
Engaged in purchasing unlisted stocks after sending solicitation materials.
1 Feb 2013
株式会社読売商事（読売グループ株式事業部） 代表者 AGovernment disclosure record
Sent solicitation materials claiming to purchase unlisted stocks, but the company was fictitious and not registered at the given name and address.
1 Feb 2013
ビジネスゲート株式会社 代表取締役 AGovernment disclosure record
Sent solicitation materials and handled the offering or private placement of shares.
1 Feb 2013
ジョイントベンチャー株式会社 代表取締役 AGovernment disclosure record
Displayed that they conduct financial instruments business on their website.
1 Feb 2013
株式会社大和ファンド 代表取締役 A ※備考欄のとおり、実在する業者の代表者名を騙っていたもの。Government disclosure record
Sent solicitation materials claiming to purchase unlisted stocks, using the name of the actual company Daiwa Securities Group Inc. without authorization.
1 Feb 2013
株式会社エージェント・バー・ジャパン 代表取締役 AGovernment disclosure record
Engaged in soliciting materials and acting as an intermediary for stock transactions.
1 Feb 2013
株式会社エスティーアンビション 代表取締役社長 A ※備考欄のとおり、実在する業者の名前を騙っていたもの。Government disclosure record
Sent solicitation materials and mediated the sale and purchase of LLC member rights. Impersonated the name of ST Ambition Co., Ltd., a registered qualified institutional investor exception business operator.
1 Feb 2013
（詐称） 住友商事株式会社 代表取締役 A(B) ※備考欄のとおり、実在する業者の名称及びその代表者の名前とよく似た代表者名を騙っていたもの。Government disclosure record
Sent solicitation materials and purchased unlisted shares. Impersonated the name, address, and a similar representative name of the actual Sumitomo Shoji Corporation.
1 Feb 2013
株式会社オリエンタルGovernment disclosure record
They sent solicitation materials and purchased unlisted stocks, among other securities. The names of the representatives are unknown.
1 Feb 2013
A（B)Government disclosure record
Provided investment advice based on an investment advisory contract via the internet.
1 Feb 2013
株式会社新生キャピタル 代表取締役社長 AGovernment disclosure record
Engaged in the sale and purchase of unlisted stocks after sending solicitation materials.
1 Feb 2013
富士工房株式会社 代表取締役 AGovernment disclosure record
Sent solicitation materials and concluded an discretionary investment contract to manage funds.
1 Feb 2013
あすなろ商会株式会社Government disclosure record
Sent solicitation materials and purchased unlisted stocks, etc. The names of the representatives are unknown.
1 Feb 2013
株式会社ユニオンオーナーズコンサルティングジャパンGovernment disclosure record
Sent solicitation materials and conducted fund募集 or private placement. The name of the representative is unknown.
| Date | Company / operator | Source | Type | Summary |
|---|---|---|---|---|
| 1 Mar 2013 | MJホールディングス株式会社 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Handled private placement of funds through phone calls and interviews. Recognized through investigation by the Securities and Exchange Surveillance Commission. |
| 1 Mar 2013 | PPC SHARE Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in over-the-counter derivative transactions via the internet. The name of the representative is unknown. |
| 1 Mar 2013 | 株式会社エコ・アジアジャパン Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials claiming to purchase unlisted stocks, with the same address as Sankei Co., Ltd., which was issued a warning on February 15, 2013. The name of the representative is unknown. |
| 1 Mar 2013 | IDSA Investment Ltd. Government disclosure record | FSA unregistered operator warnings | Warning issued | Used solicitation materials to accept investment decisions from customers for over-the-counter derivatives trading and conduct investment management. The names of the representatives are unknown. The warning business operator opened accounts with FXDD Malta Limited (FXDD), which had been warned in January 2011, and conducted investment management. |
| 1 Mar 2013 | 株式会社TA Associates （英語表記（詐称） TA Associates US holding corp） 代表者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The company displayed and sent a statement indicating that it conducts financial instruments business. It impersonated the name of [TA Associates US Holding Corp.], a registered qualified institutional investor special business operator. |
| 1 Mar 2013 | ドリームシティ株式会社 代表 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Displayed that they conduct financial instruments business on their website. |
| 1 Feb 2013 | ベストアドバイザー投資顧問株式会社 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in purchasing unlisted stocks after sending solicitation materials. |
| 1 Feb 2013 | 株式会社読売商事（読売グループ株式事業部） 代表者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials claiming to purchase unlisted stocks, but the company was fictitious and not registered at the given name and address. |
| 1 Feb 2013 | ビジネスゲート株式会社 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and handled the offering or private placement of shares. |
| 1 Feb 2013 | ジョイントベンチャー株式会社 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Displayed that they conduct financial instruments business on their website. |
| 1 Feb 2013 | 株式会社大和ファンド 代表取締役 A ※備考欄のとおり、実在する業者の代表者名を騙っていたもの。 Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials claiming to purchase unlisted stocks, using the name of the actual company Daiwa Securities Group Inc. without authorization. |
| 1 Feb 2013 | 株式会社エージェント・バー・ジャパン 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting materials and acting as an intermediary for stock transactions. |
| 1 Feb 2013 | 株式会社エスティーアンビション 代表取締役社長 A ※備考欄のとおり、実在する業者の名前を騙っていたもの。 Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and mediated the sale and purchase of LLC member rights. Impersonated the name of ST Ambition Co., Ltd., a registered qualified institutional investor exception business operator. |
| 1 Feb 2013 | （詐称） 住友商事株式会社 代表取締役 A(B) ※備考欄のとおり、実在する業者の名称及びその代表者の名前とよく似た代表者名を騙っていたもの。 Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and purchased unlisted shares. Impersonated the name, address, and a similar representative name of the actual Sumitomo Shoji Corporation. |
| 1 Feb 2013 | 株式会社オリエンタル Government disclosure record | FSA unregistered operator warnings | Warning issued | They sent solicitation materials and purchased unlisted stocks, among other securities. The names of the representatives are unknown. |
| 1 Feb 2013 | A（B) Government disclosure record | FSA unregistered operator warnings | Warning issued | Provided investment advice based on an investment advisory contract via the internet. |
| 1 Feb 2013 | 株式会社新生キャピタル 代表取締役社長 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in the sale and purchase of unlisted stocks after sending solicitation materials. |
| 1 Feb 2013 | 富士工房株式会社 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and concluded an discretionary investment contract to manage funds. |
| 1 Feb 2013 | あすなろ商会株式会社 Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and purchased unlisted stocks, etc. The names of the representatives are unknown. |
| 1 Feb 2013 | 株式会社ユニオンオーナーズコンサルティングジャパン Government disclosure record | FSA unregistered operator warnings | Warning issued | Sent solicitation materials and conducted fund募集 or private placement. The name of the representative is unknown. |
Important context
This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.