Public risk disclosures

Japan Public Risk Disclosures

Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.

Total

3,047

Labor

1,837

FSA warnings

1,148

Travel

62

3,047 public records(page 111 of 153)

1 Feb 2020

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The service offered by the company is called [GLOBE PRO].

1 Feb 2020

LIRI FINANCIAL LIMITED

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the operator is called [FOREXIN].

1 Feb 2020

Discovery Forex Limited

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [Discovery FX].

1 Jan 2020

Star Formations Limited Fxbinary Administration Office

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the operator is called [fxbinary].

1 Jan 2020

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the entity is called TritonFX.

1 Jan 2020

SVODA GLOBAL MARKETS PTY LIMITED

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the operator is called [SVOFX].

1 Jan 2020

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the entity is called [MYFX Markets].

1 Jan 2020

United Private Partners Limited

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity was soliciting over the internet for over-the-counter derivative transactions. The service provided by the entity is called [KYBALION FX].

1 Jan 2020

Forex Express Ltd.

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the company is called [Forex Express].

1 Dec 2019

Government disclosure record

FSA unregistered operator warningsWarning issued

B (Trade Master Lab), an investment advisory and agency business, used its name to conduct investment advisory activities based on an investment advisory contract. The authorities' inspection revealed that B had allowed an unregistered entity, A, to use B's name to provide investment advice regarding the timing and prices of Nikkei 225 options trading.

1 Dec 2019

株式会社サン（代表取締役 A）

Government disclosure record

FSA unregistered operator warningsWarning issued

B (Trade Master Lab), an investment advisory and agency business, used its name to conduct investment advisory activities based on an investment advisory contract. The authorities' inspection revealed that B allowed an unregistered company, Sun Co., Ltd., to use B’s name to provide investment advice regarding the timing and prices of trades in Nikkei 225 options.

1 Dec 2019

Government disclosure record

FSA unregistered operator warningsWarning issued

A person used the name of Katsumi Horita (Trade Master Lab), an investment advisory and agency business operator, to conduct investment advisory activities based on an investment advisory contract. The authorities' inspection revealed that Horita allowed Shinji Yamane, who was not registered for financial instruments business, to use Horita's name to provide investment advice regarding the timing and prices of Nikkei 225 options trading.

1 Dec 2019

株式会社サン（代表取締役池田勇太郎）

Government disclosure record

FSA unregistered operator warningsWarning issued

Hottoda Katsumi (Trade Master Lab), an investment advisor and agent, was found to have used his name to conduct investment advisory activities based on an investment advisory contract. The authorities' inspection revealed that Hottoda allowed Sun Corporation, which is not registered as a financial instruments business operator, to use his name to provide investment advice regarding the timing and prices of Nikkei 225 options trading.

1 Nov 2019

Virtue Technology Inc.

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting over the internet for over-the-counter derivatives trading. The service provided by the entity is called [Virtue Forex].

1 Nov 2019

Roger Templeton NY Ltd.

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the entity is named [Roger Templeton NY].

1 Oct 2019

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [HighLow, HIGHLOW.COM].

1 Oct 2019

binary option break

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity conducted over-the-counter derivative transactions via the internet. The service provided by the entity is called [binary option break, bobreak.com].

1 Sept 2019

Government disclosure record

FSA unregistered operator warningsWarning issued

An entity provided investment advisory services via the internet under the name [STAGE], based on an investment advisory contract. There is information that the entity was introduced by YI Consulting Co., Ltd. through email.

1 Aug 2019

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [FXSuit].

1 Aug 2019

Red Blue Systems Ltd

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity was soliciting over the internet for over-the-counter derivative transactions. The services provided by the entity are named [8MAX, EIGHT MAX TRADING].

Date	Company / operator	Source	Type	Summary
1 Feb 2020	Globe Pro Ltd. Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The service offered by the company is called [GLOBE PRO].
1 Feb 2020	LIRI FINANCIAL LIMITED Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the operator is called [FOREXIN].
1 Feb 2020	Discovery Forex Limited Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [Discovery FX].
1 Jan 2020	Star Formations Limited Fxbinary Administration Office Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the operator is called [fxbinary].
1 Jan 2020	TritonFX Ltd. Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the entity is called TritonFX.
1 Jan 2020	SVODA GLOBAL MARKETS PTY LIMITED Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the operator is called [SVOFX].
1 Jan 2020	AXIS INC. Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the entity is called [MYFX Markets].
1 Jan 2020	United Private Partners Limited Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity was soliciting over the internet for over-the-counter derivative transactions. The service provided by the entity is called [KYBALION FX].
1 Jan 2020	Forex Express Ltd. Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the company is called [Forex Express].
1 Dec 2019	A Government disclosure record	FSA unregistered operator warnings	Warning issued	B (Trade Master Lab), an investment advisory and agency business, used its name to conduct investment advisory activities based on an investment advisory contract. The authorities' inspection revealed that B had allowed an unregistered entity, A, to use B's name to provide investment advice regarding the timing and prices of Nikkei 225 options trading.
1 Dec 2019	株式会社サン（代表取締役 A） Government disclosure record	FSA unregistered operator warnings	Warning issued	B (Trade Master Lab), an investment advisory and agency business, used its name to conduct investment advisory activities based on an investment advisory contract. The authorities' inspection revealed that B allowed an unregistered company, Sun Co., Ltd., to use B’s name to provide investment advice regarding the timing and prices of trades in Nikkei 225 options.
1 Dec 2019	山根晋爾 Government disclosure record	FSA unregistered operator warnings	Warning issued	A person used the name of Katsumi Horita (Trade Master Lab), an investment advisory and agency business operator, to conduct investment advisory activities based on an investment advisory contract. The authorities' inspection revealed that Horita allowed Shinji Yamane, who was not registered for financial instruments business, to use Horita's name to provide investment advice regarding the timing and prices of Nikkei 225 options trading.
1 Dec 2019	株式会社サン（代表取締役池田勇太郎） Government disclosure record	FSA unregistered operator warnings	Warning issued	Hottoda Katsumi (Trade Master Lab), an investment advisor and agent, was found to have used his name to conduct investment advisory activities based on an investment advisory contract. The authorities' inspection revealed that Hottoda allowed Sun Corporation, which is not registered as a financial instruments business operator, to use his name to provide investment advice regarding the timing and prices of Nikkei 225 options trading.
1 Nov 2019	Virtue Technology Inc. Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting over the internet for over-the-counter derivatives trading. The service provided by the entity is called [Virtue Forex].
1 Nov 2019	Roger Templeton NY Ltd. Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the entity is named [Roger Templeton NY].
1 Oct 2019	HLMI Ltd Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [HighLow, HIGHLOW.COM].
1 Oct 2019	binary option break Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity conducted over-the-counter derivative transactions via the internet. The service provided by the entity is called [binary option break, bobreak.com].
1 Sept 2019	STAGE Government disclosure record	FSA unregistered operator warnings	Warning issued	An entity provided investment advisory services via the internet under the name [STAGE], based on an investment advisory contract. There is information that the entity was introduced by YI Consulting Co., Ltd. through email.
1 Aug 2019	Salvax Limited Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [FXSuit].
1 Aug 2019	Red Blue Systems Ltd Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity was soliciting over the internet for over-the-counter derivative transactions. The services provided by the entity are named [8MAX, EIGHT MAX TRADING].

Important context

This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.