Public risk disclosures
Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.
Total
3,047
Labor
1,837
FSA warnings
1,148
Travel
62
3,047 public records(page 110 of 153)
1 Jun 2020
株式会社StaredgeGovernment disclosure record
Progress Mind Co., Ltd., an investment advisory and agency business operator, was found to have had individuals who were not registered as financial instruments business operators act as agents in concluding investment advisory contracts related to Progress Mind's investment advisory services. The authorities conducted an inspection of Progress Mind Co., Ltd. and confirmed this conduct.
1 Mar 2020
合同会社GPJベンチャーキャピタル 代表社員 A 専務執行役員 BGovernment disclosure record
The entity was engaged in soliciting or handling private placements of funds. On March 13, 2020, the Financial Instruments and Exchange Surveillance Commission filed a petition with the court to prohibit and suspend the entity's conduct of soliciting or handling funds without registration, in violation of the Financial Instruments and Exchange Act.
1 Mar 2020
Global Seek LimitedGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [GSTrade].
1 Mar 2020
Anzo Capital LimitedGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the operator is called [Anzo Capital].
1 Mar 2020
Tickmill LtdGovernment disclosure record
Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the company is called [TICKMILL].
1 Mar 2020
Quantix Financial Services LimitedGovernment disclosure record
Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the company is called [YADIX].
1 Mar 2020
TariTali Pte, Ltd.Government disclosure record
The entity was soliciting mediation for over-the-counter derivative transactions via the internet. The service provided by the entity is called [TariTali].
1 Mar 2020
International Finance House Ltd.Government disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the entity is called [GKFX PRIME].
1 Mar 2020
GanaTrader IntelliSystem Ltd.Government disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the entity is called [GanaTrader].
1 Mar 2020
Light Forex Co., Ltd.Government disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [Lightning Forex].
1 Mar 2020
合同会社GPJベンチャーキャピタル 代表社員 松橋知朗 専務執行役員 渡邉貴文Government disclosure record
The entity was engaged in soliciting or handling private placements of funds. On March 13, 2020, the Financial Instruments and Exchange Surveillance Commission filed a petition with the court to prohibit and suspend the entity's violation of the Financial Instruments and Exchange Act by conducting fund solicitation or private placement handling without registration.
1 Mar 2020
ARGO FOREXGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called ARGO FOREX.
1 Mar 2020
THOSO FX Limited.Government disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [THOSO FX].
1 Mar 2020
Forex.bz Ltd.Government disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The service (FX trading) provided by the company is called [MILLIONFX, MillionFX].
1 Mar 2020
Central Clearing LtdGovernment disclosure record
Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the company is called [FXCC].
1 Mar 2020
Notesco LimitedGovernment disclosure record
The entity was soliciting over the internet for over-the-counter derivative transactions. The services provided by the entity are named IronFX, FXGiants, and FXlift.
1 Mar 2020
FxPlayer LtdGovernment disclosure record
Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the company is called [FXplayer].
1 Feb 2020
AAFX TRADING COMPANY LIMITEDGovernment disclosure record
The entity was soliciting over the internet for over-the-counter derivative transactions. The service provided by the entity is called [AAFXTrading].
1 Feb 2020
JF Global LimitedGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the entity is called [Justforex].
1 Feb 2020
Genius Trading LTDGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [GENETRADE].
| Date | Company / operator | Source | Type | Summary |
|---|---|---|---|---|
| 1 Jun 2020 | 株式会社Staredge Government disclosure record | FSA unregistered operator warnings | Warning issued | Progress Mind Co., Ltd., an investment advisory and agency business operator, was found to have had individuals who were not registered as financial instruments business operators act as agents in concluding investment advisory contracts related to Progress Mind's investment advisory services. The authorities conducted an inspection of Progress Mind Co., Ltd. and confirmed this conduct. |
| 1 Mar 2020 | 合同会社GPJベンチャーキャピタル 代表社員 A 専務執行役員 B Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity was engaged in soliciting or handling private placements of funds. On March 13, 2020, the Financial Instruments and Exchange Surveillance Commission filed a petition with the court to prohibit and suspend the entity's conduct of soliciting or handling funds without registration, in violation of the Financial Instruments and Exchange Act. |
| 1 Mar 2020 | Global Seek Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [GSTrade]. |
| 1 Mar 2020 | Anzo Capital Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the operator is called [Anzo Capital]. |
| 1 Mar 2020 | Tickmill Ltd Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the company is called [TICKMILL]. |
| 1 Mar 2020 | Quantix Financial Services Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the company is called [YADIX]. |
| 1 Mar 2020 | TariTali Pte, Ltd. Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity was soliciting mediation for over-the-counter derivative transactions via the internet. The service provided by the entity is called [TariTali]. |
| 1 Mar 2020 | International Finance House Ltd. Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the entity is called [GKFX PRIME]. |
| 1 Mar 2020 | GanaTrader IntelliSystem Ltd. Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the entity is called [GanaTrader]. |
| 1 Mar 2020 | Light Forex Co., Ltd. Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [Lightning Forex]. |
| 1 Mar 2020 | 合同会社GPJベンチャーキャピタル 代表社員 松橋知朗 専務執行役員 渡邉貴文 Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity was engaged in soliciting or handling private placements of funds. On March 13, 2020, the Financial Instruments and Exchange Surveillance Commission filed a petition with the court to prohibit and suspend the entity's violation of the Financial Instruments and Exchange Act by conducting fund solicitation or private placement handling without registration. |
| 1 Mar 2020 | ARGO FOREX Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called ARGO FOREX. |
| 1 Mar 2020 | THOSO FX Limited. Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [THOSO FX]. |
| 1 Mar 2020 | Forex.bz Ltd. Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The service (FX trading) provided by the company is called [MILLIONFX, MillionFX]. |
| 1 Mar 2020 | Central Clearing Ltd Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the company is called [FXCC]. |
| 1 Mar 2020 | Notesco Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity was soliciting over the internet for over-the-counter derivative transactions. The services provided by the entity are named IronFX, FXGiants, and FXlift. |
| 1 Mar 2020 | FxPlayer Ltd Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the company is called [FXplayer]. |
| 1 Feb 2020 | AAFX TRADING COMPANY LIMITED Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity was soliciting over the internet for over-the-counter derivative transactions. The service provided by the entity is called [AAFXTrading]. |
| 1 Feb 2020 | JF Global Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the entity is called [Justforex]. |
| 1 Feb 2020 | Genius Trading LTD Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [GENETRADE]. |
Important context
This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.