Public risk disclosures

Japan Public Risk Disclosures

Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.

Total

3,143

Labor

1,923

FSA warnings

1,158

Travel

62

3,143 public records(page 124 of 158)

1 Jun 2016

株式会社ライト【警告時】、株式会社テラス(※) 運営責任者 A【警告時】 ※警告後、商号（業者名）の変更が確認できた場合に当該商号を記載している。

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity engaged in soliciting investment advisory services via the internet under the names [Kabu Channel, Kabuto-iku, VIP Investors]. It was established by JG-company Inc. and two other companies, which had been issued court orders prohibiting and stopping violations of the Financial Instruments and Exchange Act on March 29, 2018, and are considered non-existent entities created to establish websites related to investment advice.

1 Jun 2016

ASSET MANAGEMENT 代表取締役社長 A

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity sent solicitation materials and was involved in soliciting or handling investment trusts or private placements.

1 May 2016

Up Chance Holdings Limited 運営責任者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [Final Stock Project (FINAL STOCK PROJECT)].

1 May 2016

株式会社インテリジェンス代表取締役/CEO A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the company is called [NEXT].

1 May 2016

株CINEMA運営事務局運営責任者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [株CINEMA(株シネマ)].

1 May 2016

Chemmi Holdings Limited

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity solicited over-the-internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided is called BinaryTilt, which is the same as the entities previously warned by the authorities, Sumo Forex Limited (April 1, 2016) and Scent Investments Limited (February 25, 2015).

1 May 2016

Star Material Asset Management.LTD

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the entity is called [i Trader FX].

1 May 2016

Brilliant Stage Limited

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the business is called Brilliant One Forex.

1 May 2016

BINEXT SOLUTIONS SRL LTD

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting over the internet for over-the-counter derivatives trading. The name of the representative is unknown. The service provided by the operator is called [Gbinarys], which is the same as the service offered by [BINEXT GLOBAL LTD.] that was warned on January 13, 2016.

1 May 2016

FUTUREMAKE LTD.

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called [FUTURE MAKE FX].

1 May 2016

Gallop Sea Limited

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the entity is called GALAXY Markets.

1 May 2016

Pacific Investments Private Limited

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called High Trade FX.

1 May 2016

株式会社ALC 運営責任者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [株VISION].

1 May 2016

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service offered by the operator is called 'Trend Option,' which is the same as the service provided by ENTSERV ASIA LTD., which was warned on February 12, 2015.

1 May 2016

Trading Point (Seychelles) Limited

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting over the internet for over-the-counter derivatives trading. The name of the representative is unknown. The service provided by the operator is called [XM.COM (XM)], which is the same as the service offered by [Trading Point of Financial Instruments Ltd.] that was warned on June 14, 2012.

1 Apr 2016

株式会社グローバルマネジメント代表取締役社長 A

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity sent solicitation materials and acted as an intermediary for stock trading commissions. They received a phone solicitation regarding the purchase of listed stocks from the company, followed by the sending of documents titled 'Terms and Conditions/Regulations', 'Comprehensive Service Application Form', and 'Transaction Report'.

1 Apr 2016

ABF Fund Management Company Limited

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity solicited by sending promotional materials to conclude a contract entrusting investment decisions and fund management related to securities. The name of the representative is unknown. There is information that after receiving the promotional materials, the entity was asked to submit a document titled 'Portfolio Management Agreement' to entrust investment decisions to the company.

1 Apr 2016

株式会社ネオクライム運営責任者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the company is called [KabuFestA].

1 Apr 2016

Louis Private Advisory Salon CEO A

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity entered into a contract to delegate investment decisions for over-the-counter derivatives trading and managed funds. They received an invitation from the operator to open an account with [Monkey Trade Karlson (service name: Monkey Trade)] and were asked to submit a document titled [Limited Power of Attorney] authorizing the operator to make investment decisions. [Monkey Trade Karlson] was warned on December 14, 2015, for conducting financial instruments business without registration.

1 Apr 2016

Sumo Forex Limited

Government disclosure record

FSA unregistered operator warningsWarning issued

An entity solicited over-the-internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided is called BinaryTilt, which is the same as the entities warned by the authorities on February 25, 2015, and August 7, 2015, namely Scent Investments Limited and Titan FX Limited.

Date	Company / operator	Source	Type	Summary
1 Jun 2016	株式会社ライト【警告時】、株式会社テラス(※) 運営責任者 A【警告時】 ※警告後、商号（業者名）の変更が確認できた場合に当該商号を記載している。 Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity engaged in soliciting investment advisory services via the internet under the names [Kabu Channel, Kabuto-iku, VIP Investors]. It was established by JG-company Inc. and two other companies, which had been issued court orders prohibiting and stopping violations of the Financial Instruments and Exchange Act on March 29, 2018, and are considered non-existent entities created to establish websites related to investment advice.
1 Jun 2016	ASSET MANAGEMENT 代表取締役社長 A Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity sent solicitation materials and was involved in soliciting or handling investment trusts or private placements.
1 May 2016	Up Chance Holdings Limited 運営責任者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [Final Stock Project (FINAL STOCK PROJECT)].
1 May 2016	株式会社インテリジェンス代表取締役/CEO A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the company is called [NEXT].
1 May 2016	株CINEMA運営事務局運営責任者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [株CINEMA(株シネマ)].
1 May 2016	Chemmi Holdings Limited Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity solicited over-the-internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided is called BinaryTilt, which is the same as the entities previously warned by the authorities, Sumo Forex Limited (April 1, 2016) and Scent Investments Limited (February 25, 2015).
1 May 2016	Star Material Asset Management.LTD Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the entity is called [i Trader FX].
1 May 2016	Brilliant Stage Limited Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the business is called Brilliant One Forex.
1 May 2016	BINEXT SOLUTIONS SRL LTD Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting over the internet for over-the-counter derivatives trading. The name of the representative is unknown. The service provided by the operator is called [Gbinarys], which is the same as the service offered by [BINEXT GLOBAL LTD.] that was warned on January 13, 2016.
1 May 2016	FUTUREMAKE LTD. Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called [FUTURE MAKE FX].
1 May 2016	Gallop Sea Limited Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity was soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided by the entity is called GALAXY Markets.
1 May 2016	Pacific Investments Private Limited Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called High Trade FX.
1 May 2016	株式会社ALC 運営責任者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [株VISION].
1 May 2016	TO88 LTD. Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The service offered by the operator is called 'Trend Option,' which is the same as the service provided by ENTSERV ASIA LTD., which was warned on February 12, 2015.
1 May 2016	Trading Point (Seychelles) Limited Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting over the internet for over-the-counter derivatives trading. The name of the representative is unknown. The service provided by the operator is called [XM.COM (XM)], which is the same as the service offered by [Trading Point of Financial Instruments Ltd.] that was warned on June 14, 2012.
1 Apr 2016	株式会社グローバルマネジメント代表取締役社長 A Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity sent solicitation materials and acted as an intermediary for stock trading commissions. They received a phone solicitation regarding the purchase of listed stocks from the company, followed by the sending of documents titled 'Terms and Conditions/Regulations', 'Comprehensive Service Application Form', and 'Transaction Report'.
1 Apr 2016	ABF Fund Management Company Limited Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity solicited by sending promotional materials to conclude a contract entrusting investment decisions and fund management related to securities. The name of the representative is unknown. There is information that after receiving the promotional materials, the entity was asked to submit a document titled 'Portfolio Management Agreement' to entrust investment decisions to the company.
1 Apr 2016	株式会社ネオクライム運営責任者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the company is called [KabuFestA].
1 Apr 2016	Louis Private Advisory Salon CEO A Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity entered into a contract to delegate investment decisions for over-the-counter derivatives trading and managed funds. They received an invitation from the operator to open an account with [Monkey Trade Karlson (service name: Monkey Trade)] and were asked to submit a document titled [Limited Power of Attorney] authorizing the operator to make investment decisions. [Monkey Trade Karlson] was warned on December 14, 2015, for conducting financial instruments business without registration.
1 Apr 2016	Sumo Forex Limited Government disclosure record	FSA unregistered operator warnings	Warning issued	An entity solicited over-the-internet for over-the-counter derivative transactions. The name of the representative is unknown. The service provided is called BinaryTilt, which is the same as the entities warned by the authorities on February 25, 2015, and August 7, 2015, namely Scent Investments Limited and Titan FX Limited.

Important context

This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.