Public risk disclosures

Japan Public Risk Disclosures

Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.

Total

3,143

Labor

1,923

FSA warnings

1,158

Travel

3,143 public records(page 123 of 158)

1 Jan 2017

VISTA運営事務局運営責任者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [VISTA].

1 Dec 2016

Tradeview Ltd

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The services provided by the business are called TRADEVIEW MARKETS, TRADEVIEW, and トレードビュー.

1 Dec 2016

Pinnacle Wealth Management Limited

Government disclosure record

FSA unregistered operator warningsWarning issued

Sent solicitation materials and provided advice based on an investment advisory contract. The name of the representative is unknown.

1 Dec 2016

福美株式会社代表取締役 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Asset Creation Corporation and the companies Izumi and Financial Partners Japan, which operate together with Asset Creation Corporation, handled the offering or private placement of bonds issued by these companies.

1 Dec 2016

FXGlobe Ltd

Government disclosure record

FSA unregistered operator warningsWarning issued

1 Dec 2016

株式会社ホープ【警告時】、株式会社トルネード(※) 運営責任者 A【警告時】 ※警告後、商号（業者名）の変更が確認できた場合に当該商号を記載している。

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity solicited investment advisory contracts via the internet. The service provided by the entity is called [Kabu Yomi]. The entity was established by JG-company Inc. and two other companies, which had been issued court orders for prohibition and suspension related to violations of the Financial Instruments and Exchange Act on March 29, 2018, and which are fictitious companies established to set up a website for investment advice.

1 Dec 2016

株式会社アリアーナ運営責任者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity was soliciting advice based on an investment advisory contract via the internet. The service provided by the entity is called [site, SITE, Kabusaito].

1 Nov 2016

株式会社ニューライフ代表取締役 A

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity sent solicitation materials and conducted fund (stock) offerings or private placements. There is information that the entity received materials titled [Guide to TSE IPO Stock Management].

1 Nov 2016

IVA Gold ltd.

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called Banco Capital (バンコキャピタル).

1 Oct 2016

株式会社ロータス代表取締役社長 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting advice based on investment advisory contracts via the internet. The services provided by the entity are named [UP, RANK].

1 Oct 2016

V.O.Ltd

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called [OPTION COLOR].

1 Oct 2016

株式会社アビック代表取締役 A

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity sent solicitation materials and acted as an intermediary for stock trading commissions. After receiving a telephone solicitation related to stock trading from the entity, a document titled [Monthly Report] was sent following the contract.

1 Oct 2016

株式会社アイテム販売責任者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting advice based on investment advisory contracts via the internet. The services provided by the operator are named [MG, MEDIA].

1 Sept 2016

Winwin International Marketing Limited 運営責任者 A （代表 B）

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [CONNECT].

1 Aug 2016

株式会社ZION 代表取締役 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of advice based on investment advisory contracts via the internet. The service provided by the entity is called [compass(COMPASS)].

1 Jul 2016

A （リペアハウス株式会社代表取締役）

Government disclosure record

FSA unregistered operator warningsWarning issued

A company was found to have engaged in mediating contracts for investment decisions involving over-the-counter derivatives and managing funds, as well as soliciting fund subscriptions or private placements. The Securities and Exchange Surveillance Commission conducted an investigation and filed a petition with the court to prohibit and cease these activities. A warning was issued to Repair House Co., Ltd. on January 29, 2016.

1 Jun 2016

株式会社ライト運営責任者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

English translation pending. Open the record to review the original Japanese public-source text.

Show original Japanese text

インターネットを通じて、投資顧問契約に基づく助言の勧誘を行っていたもの。当該業者が提供するサービスの名称は「株ちゃんねる、カブトーーク、VIPインベスターズ」である。当該業者は、H30.3.29付で金融商品取引法違反行為に係る裁判所の禁止及び停止命令の発令があった株式会社JG-company外2社らが、投資助言に関するウェブサイトを開設するために設立した実体のない会社である。

1 Jun 2016

クラッシーキャピタルマネジメント株式会社（Classy Capital Management）代表取締役CIO A

Government disclosure record

FSA unregistered operator warningsWarning issued

The company sent solicitation materials and handled fund募集 or private placements. Information was received that the company sent materials titled 'CAROLINA PARTNERS' and 'Carolina Partners LLC [Pre-Contract Delivery Document]'. Carolina Partners LLC was warned on April 28, 2016, for conducting financial instruments business without registration.

1 Jun 2016

ミリオントレーダーズ運営事務局運営責任者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [Million Traders]. The location of the entity is the same as that of [CINEMA Operation Office], which was issued a warning on May 13, 2016.

1 Jun 2016

株式会社フライヤー運営責任者 A

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [KabuTime].

Date	Company / operator	Source	Type	Summary
1 Jan 2017	VISTA運営事務局運営責任者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [VISTA].
1 Dec 2016	Tradeview Ltd Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The services provided by the business are called TRADEVIEW MARKETS, TRADEVIEW, and トレードビュー.
1 Dec 2016	Pinnacle Wealth Management Limited Government disclosure record	FSA unregistered operator warnings	Warning issued	Sent solicitation materials and provided advice based on an investment advisory contract. The name of the representative is unknown.
1 Dec 2016	福美株式会社代表取締役 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Asset Creation Corporation and the companies Izumi and Financial Partners Japan, which operate together with Asset Creation Corporation, handled the offering or private placement of bonds issued by these companies.
1 Dec 2016	FXGlobe Ltd Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The services provided by the business are called FXGLOBE and FXグローブ.
1 Dec 2016	株式会社ホープ【警告時】、株式会社トルネード(※) 運営責任者 A【警告時】 ※警告後、商号（業者名）の変更が確認できた場合に当該商号を記載している。 Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity solicited investment advisory contracts via the internet. The service provided by the entity is called [Kabu Yomi]. The entity was established by JG-company Inc. and two other companies, which had been issued court orders for prohibition and suspension related to violations of the Financial Instruments and Exchange Act on March 29, 2018, and which are fictitious companies established to set up a website for investment advice.
1 Dec 2016	株式会社アリアーナ運営責任者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity was soliciting advice based on an investment advisory contract via the internet. The service provided by the entity is called [site, SITE, Kabusaito].
1 Nov 2016	株式会社ニューライフ代表取締役 A Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity sent solicitation materials and conducted fund (stock) offerings or private placements. There is information that the entity received materials titled [Guide to TSE IPO Stock Management].
1 Nov 2016	IVA Gold ltd. Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called Banco Capital (バンコキャピタル).
1 Oct 2016	株式会社ロータス代表取締役社長 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting advice based on investment advisory contracts via the internet. The services provided by the entity are named [UP, RANK].
1 Oct 2016	V.O.Ltd Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The name of the representative is unknown. The service provided by the business is called [OPTION COLOR].
1 Oct 2016	株式会社アビック代表取締役 A Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity sent solicitation materials and acted as an intermediary for stock trading commissions. After receiving a telephone solicitation related to stock trading from the entity, a document titled [Monthly Report] was sent following the contract.
1 Oct 2016	株式会社アイテム販売責任者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting advice based on investment advisory contracts via the internet. The services provided by the operator are named [MG, MEDIA].
1 Sept 2016	Winwin International Marketing Limited 運営責任者 A （代表 B） Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [CONNECT].
1 Aug 2016	株式会社ZION 代表取締役 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of advice based on investment advisory contracts via the internet. The service provided by the entity is called [compass(COMPASS)].
1 Jul 2016	A （リペアハウス株式会社代表取締役） Government disclosure record	FSA unregistered operator warnings	Warning issued	A company was found to have engaged in mediating contracts for investment decisions involving over-the-counter derivatives and managing funds, as well as soliciting fund subscriptions or private placements. The Securities and Exchange Surveillance Commission conducted an investigation and filed a petition with the court to prohibit and cease these activities. A warning was issued to Repair House Co., Ltd. on January 29, 2016.
1 Jun 2016	株式会社ライト運営責任者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	English translation pending. Open the record to review the original Japanese public-source text. Original Japanese インターネットを通じて、投資顧問契約に基づく助言の勧誘を行っていたもの。当該業者が提供するサービスの名称は「株ちゃんねる、カブトーーク、VIPインベスターズ」である。当該業者は、H30.3.29付で金融商品取引法違反行為に係る裁判所の禁止及び停止命令の発令があった株式会社JG-company外2社らが、投資助言に関するウェブサイトを開設するために設立した実体のない会社である。
1 Jun 2016	クラッシーキャピタルマネジメント株式会社（Classy Capital Management）代表取締役CIO A Government disclosure record	FSA unregistered operator warnings	Warning issued	The company sent solicitation materials and handled fund募集 or private placements. Information was received that the company sent materials titled 'CAROLINA PARTNERS' and 'Carolina Partners LLC [Pre-Contract Delivery Document]'. Carolina Partners LLC was warned on April 28, 2016, for conducting financial instruments business without registration.
1 Jun 2016	ミリオントレーダーズ運営事務局運営責任者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [Million Traders]. The location of the entity is the same as that of [CINEMA Operation Office], which was issued a warning on May 13, 2016.
1 Jun 2016	株式会社フライヤー運営責任者 A Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [KabuTime].

Important context

This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.