1 Dec 2022
OS-Laugh Marketing Ltd.Government disclosure record
FSA unregistered operator warningsWarning issued
An entity engaged in over-the-counter derivatives trading was found by the Financial Instruments and Exchange Surveillance Commission to be conducting such trading without registration. Additionally, on December 9, 2022, the Commission filed a petition with the court to prohibit and cease the illegal conduct of engaging in over-the-counter derivatives trading without registration, specifically targeting Mr. Hiroshi Yamamoto, who manages the company's OTC derivatives operations.
1 Dec 2022
山本紘士Government disclosure record
FSA unregistered operator warningsWarning issued
The respondent engaged in over-the-counter derivative transactions. On December 9, 2022, the Financial Instruments and Exchange Surveillance Commission filed a petition with the court to prohibit and cease the respondent's violation of the Financial Instruments and Exchange Act by conducting over-the-counter derivative transactions without registration.
1 Dec 2022
合同会社KYGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the operator is called [Needs].
1 Dec 2022
株式会社ZAIX取引所（ZAIX Ltd.）Government disclosure record
FSA unregistered operator warningsWarning issued
The entity was soliciting over the internet for over-the-counter derivative transactions. The services provided by the entity are called [ZAIX, ZAIX Trading Platform].
1 Dec 2022
Performance Ronnaru Capital LtdGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the entity is called [PRC Broker].
1 Nov 2022
JRV Market Ltd.Government disclosure record
FSA unregistered operator warningsWarning issued
Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the company is called [31FX].
1 Nov 2022
Focus Markets LLCGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [Focus Markets].
1 Nov 2022
BET GLOBAL MARKET INC.Government disclosure record
FSA unregistered operator warningsWarning issued
Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the entity is called [BI-WINNING], which involves binary options trading.
27 Oct 2022
有限会社桃山ツーリストGovernment disclosure record
Travel agency sanctionsBusiness Suspension
On multiple dates in May 2021, a charter bus operator continued operations with contract fares below the minimum limit and facilitated travelers in receiving services that violate Article 9-2, Paragraph 1 of the Road Transport Law.
20 Oct 2022
株式会社富士ツーリストTravel agency sanctionsBusiness Suspension
The head office sales office did not manage or supervise the Minami-Odaka store and allowed others to use its registered name.
1 Oct 2022
Ec MARKETS Global LLCGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [Ec MARKETS].
1 Sept 2022
株式会社ダイバースリンクGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the company is called [Fuji].
1 Sept 2022
W.L.LimitedGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the operator is called [WL].
1 Aug 2022
TNG Global LimitedGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the company is called TNG Limited.
1 Aug 2022
Ahead (HK) LimitedGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the operator is called [AHEAD].
1 Jun 2022
株式会社GrowingGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the operator is called [Growing AI].
1 Jun 2022
株式会社ブライトエースGovernment disclosure record
FSA unregistered operator warningsWarning issued
The entity solicited advice based on an investment advisory contract via the internet. The service provided by the entity is called [Junkan Busshoku Analyzer].
1 Jun 2022
株式会社Thousand Ventures 代表取締役 吉永智徳Government disclosure record
FSA unregistered operator warningsWarning issued
The entity was involved in soliciting or handling private placements of funds, mediating over-the-counter derivative transactions, and soliciting or handling corporate bonds. On June 28, 2022, the Financial Instruments and Exchange Surveillance Commission filed a petition with the court to prohibit and cease the entity's acts of violating the Financial Instruments and Exchange Act, specifically for engaging in fund solicitation or private placement handling without registration.
1 Jun 2022
株式会社LINQXGovernment disclosure record
FSA unregistered operator warningsWarning issued
Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the company is called [Wadai Kabu Select].
26 May 2022
（株）スカイビルメンテックGovernment disclosure record
Labor standards violation disclosuresReferred for prosecution / disclosed
Failure to take measures and having workers perform tasks; did not pay approximately 3.04 million yen in regular wages to 33 workers for two months; a work-related injury requiring more than four days of leave occurred in Asakita, Hiroshima City, Hiroshima Prefecture. Last updated: May 31, 2022.