Public risk disclosures
Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.
Total
3,143
Labor
1,923
FSA warnings
1,158
Travel
62
3,143 public records(page 43 of 158)
13 Dec 2024
株式会社おしんGovernment disclosure record
Between April and August of Reiwa 5, the company did not appoint a travel business handling manager and conducted travel operations without a travel business handling manager.
1 Dec 2024
Bosa Finance and Technology LtdGovernment disclosure record
An entity was soliciting over the internet for over-the-counter derivative transactions using the service name [Kroxio]. The relationship between this entity and the warned companies is unknown, but the companies have the same location as the entity. The warned companies are [Tomorrow Technologies Ltd], warned on January 24, Reiwa 6; [Apex mkt Ltd], warned on February 21, Reiwa 6; [ExpertPro Ltd], warned on June 20, Reiwa 6; and [DataWave Tech Ltd], warned on July 24, Reiwa 6.
1 Dec 2024
FinPros Financial LtdGovernment disclosure record
An entity was soliciting over the internet for over-the-counter derivative transactions. The services provided by this entity are called [FinPros.com, FinPros]. The relationship with this entity is unknown, but it shares the same address as [PU Prime Limited], which was warned on December 26, 2024.
1 Dec 2024
PU Prime LimitedGovernment disclosure record
An entity solicited over the internet for over-the-counter derivative transactions. The service provided by this entity is called [PU Prime]. The relationship with the entity is unknown, but the address is similar to that of [FinPros Financial Ltd], which was issued a warning on December 26, 2024.
1 Dec 2024
Quality FX LtdGovernment disclosure record
An entity solicited over-the-counter derivative transactions via the internet, offering a service called [QF Markets]. The relationship between this entity and the warned companies is unknown, but some of their addresses are similar to those of the following warned companies: [HLMI Ltd], [FxPlayer Ltd], [LIRUNEX LIMITED], and [Amazingtick Limited].
1 Dec 2024
ProsperGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the entity is called [PROSPER]. The relationship with the entity is unknown, but the address is similar to that of [XM WebTrader], which was warned on September 25, 2024.
1 Dec 2024
Monaxa LtdGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [Monaxa].
1 Dec 2024
Swift Trader LtdGovernment disclosure record
A business was soliciting over the internet for over-the-counter derivative transactions using the service name [Swift Trader, スイフトトレーダー]. The relationship with the business is unknown, but some of the addresses are similar to those of other warned entities: [Revollet International Limited], warned on June 29, 2020; [DataWave Tech Ltd], warned on July 24, 2024; and [Robertson Finance Inc.], warned on October 25, 2024.
19 Nov 2024
株式会社ＫＥＮドリーム株式会社KENドリーム
On June 29, 2023, a chartered bus trip involved arranging a bus that transported passengers outside the bus operator’s designated business area.
1 Nov 2024
株式会社AdvanceGovernment disclosure record
Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [INVアドバンス].
1 Nov 2024
Finateqs CorpGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [SuperForex].
1 Nov 2024
MEX Global Markets Pte LtdGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the entity is called [MEX Global Markets].
1 Nov 2024
NetGovernment disclosure record
Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the operator is called [Net].
1 Nov 2024
Gradian LTDGovernment disclosure record
The entity solicited over the internet for over-the-counter derivative transactions using services named Tradeopol, Tredopol, and Traling. The relationship with the warning entities is unknown, but they share the same location as the following warned companies: HLMI Ltd, FxPlayer Ltd, LIRUNEX LIMITED, and Amazingtick Limited.
1 Oct 2024
YoutexLimited、 FOTrading LimitedGovernment disclosure record
Engaged in soliciting over the internet for over-the-counter derivative transactions. The services provided by the entity are named [FOTrading, FOFX].
1 Oct 2024
Amazingtick LimitedGovernment disclosure record
A company was soliciting over the internet for over-the-counter derivative transactions using the service name [Amazingtick], which is the same as the service provided by [Rupex Limited], warned on October 25, 2023. The relationship between the companies is unknown, but the addresses of the warned companies are similar.
1 Oct 2024
ロバートソン・ファイナンス(Robertson Finance Inc.)Government disclosure record
An entity solicited over the internet for over-the-counter derivative transactions. The service provided by the entity is called [CapPlace, Kyappu Pureisu]. The relationship with the entity is unknown, but it shares the same address as [Revollet International Limited], which was warned on June 29, 2020.
1 Oct 2024
Little Black Diamond LtdGovernment disclosure record
Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the entity is called [Axon Markets].
30 Sept 2024
株式会社プライムステージGovernment disclosure record
On the trip on November 7, 2020, the charter bus operator was subject to administrative disposition for violating Article 10 of the Road Transport Act due to the interference of brokerage fees in the transportation of the charter bus, which prevented the operator from collecting the fare and charges they should have received and hindered expenses necessary for safety. The travel agency involved in the transaction was also implicated.
30 Sept 2024
株式会社日輝Government disclosure record
On May 19, 2023, an arrangement was made for a chartered bus trip originating and ending outside the operating area, providing transportation services in violation of Article 20 of the Road Transport Act, with travelers receiving such services.
| Date | Company / operator | Source | Type | Summary |
|---|---|---|---|---|
| 13 Dec 2024 | 株式会社おしん Government disclosure record | Travel agency sanctions | Business Suspension | Between April and August of Reiwa 5, the company did not appoint a travel business handling manager and conducted travel operations without a travel business handling manager. |
| 1 Dec 2024 | Bosa Finance and Technology Ltd Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity was soliciting over the internet for over-the-counter derivative transactions using the service name [Kroxio]. The relationship between this entity and the warned companies is unknown, but the companies have the same location as the entity. The warned companies are [Tomorrow Technologies Ltd], warned on January 24, Reiwa 6; [Apex mkt Ltd], warned on February 21, Reiwa 6; [ExpertPro Ltd], warned on June 20, Reiwa 6; and [DataWave Tech Ltd], warned on July 24, Reiwa 6. |
| 1 Dec 2024 | FinPros Financial Ltd Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity was soliciting over the internet for over-the-counter derivative transactions. The services provided by this entity are called [FinPros.com, FinPros]. The relationship with this entity is unknown, but it shares the same address as [PU Prime Limited], which was warned on December 26, 2024. |
| 1 Dec 2024 | PU Prime Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity solicited over the internet for over-the-counter derivative transactions. The service provided by this entity is called [PU Prime]. The relationship with the entity is unknown, but the address is similar to that of [FinPros Financial Ltd], which was issued a warning on December 26, 2024. |
| 1 Dec 2024 | Quality FX Ltd Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity solicited over-the-counter derivative transactions via the internet, offering a service called [QF Markets]. The relationship between this entity and the warned companies is unknown, but some of their addresses are similar to those of the following warned companies: [HLMI Ltd], [FxPlayer Ltd], [LIRUNEX LIMITED], and [Amazingtick Limited]. |
| 1 Dec 2024 | Prosper Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the entity is called [PROSPER]. The relationship with the entity is unknown, but the address is similar to that of [XM WebTrader], which was warned on September 25, 2024. |
| 1 Dec 2024 | Monaxa Ltd Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [Monaxa]. |
| 1 Dec 2024 | Swift Trader Ltd Government disclosure record | FSA unregistered operator warnings | Warning issued | A business was soliciting over the internet for over-the-counter derivative transactions using the service name [Swift Trader, スイフトトレーダー]. The relationship with the business is unknown, but some of the addresses are similar to those of other warned entities: [Revollet International Limited], warned on June 29, 2020; [DataWave Tech Ltd], warned on July 24, 2024; and [Robertson Finance Inc.], warned on October 25, 2024. |
| 19 Nov 2024 | 株式会社ＫＥＮドリーム 株式会社KENドリーム | Travel agency sanctions | Business Suspension | On June 29, 2023, a chartered bus trip involved arranging a bus that transported passengers outside the bus operator’s designated business area. |
| 1 Nov 2024 | 株式会社Advance Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [INVアドバンス]. |
| 1 Nov 2024 | Finateqs Corp Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [SuperForex]. |
| 1 Nov 2024 | MEX Global Markets Pte Ltd Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the entity is called [MEX Global Markets]. |
| 1 Nov 2024 | Net Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the operator is called [Net]. |
| 1 Nov 2024 | Gradian LTD Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity solicited over the internet for over-the-counter derivative transactions using services named Tradeopol, Tredopol, and Traling. The relationship with the warning entities is unknown, but they share the same location as the following warned companies: HLMI Ltd, FxPlayer Ltd, LIRUNEX LIMITED, and Amazingtick Limited. |
| 1 Oct 2024 | YoutexLimited、 FOTrading Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in soliciting over the internet for over-the-counter derivative transactions. The services provided by the entity are named [FOTrading, FOFX]. |
| 1 Oct 2024 | Amazingtick Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | A company was soliciting over the internet for over-the-counter derivative transactions using the service name [Amazingtick], which is the same as the service provided by [Rupex Limited], warned on October 25, 2023. The relationship between the companies is unknown, but the addresses of the warned companies are similar. |
| 1 Oct 2024 | ロバートソン・ファイナンス(Robertson Finance Inc.) Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity solicited over the internet for over-the-counter derivative transactions. The service provided by the entity is called [CapPlace, Kyappu Pureisu]. The relationship with the entity is unknown, but it shares the same address as [Revollet International Limited], which was warned on June 29, 2020. |
| 1 Oct 2024 | Little Black Diamond Ltd Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the entity is called [Axon Markets]. |
| 30 Sept 2024 | 株式会社プライムステージ Government disclosure record | Travel agency sanctions | Business improvement order | On the trip on November 7, 2020, the charter bus operator was subject to administrative disposition for violating Article 10 of the Road Transport Act due to the interference of brokerage fees in the transportation of the charter bus, which prevented the operator from collecting the fare and charges they should have received and hindered expenses necessary for safety. The travel agency involved in the transaction was also implicated. |
| 30 Sept 2024 | 株式会社日輝 Government disclosure record | Travel agency sanctions | Business Suspension | On May 19, 2023, an arrangement was made for a chartered bus trip originating and ending outside the operating area, providing transportation services in violation of Article 20 of the Road Transport Act, with travelers receiving such services. |
Important context
This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.