Public risk disclosures

Japan Public Risk Disclosures

Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.

Total

3,143

Labor

1,923

FSA warnings

1,158

Travel

3,143 public records(page 114 of 158)

5 Jun 2020

（株）才賀商店

Government disclosure record

Labor standards violation disclosuresReferred for prosecution / disclosed

Failure to establish and use a designated signal when starting machinery, despite submitting worker injury and illness reports.

4 Jun 2020

（有）アーバン開発

Government disclosure record

Labor standards violation disclosuresReferred for prosecution / disclosed

Failure to promptly submit worker injury and illness reports for disasters requiring over four days of leave, in Sasamachi, involving work at heights of over 2 meters with fall prevention requirements.

4 Jun 2020

谷内建設（株）

Government disclosure record

Labor standards violation disclosuresReferred for prosecution / disclosed

Failure to implement safety measures by not placing a guide and allowing workers to operate rollers near the slope of a compacted embankment, risking collapse.

2 Jun 2020

江藤産業

Government disclosure record

Labor standards violation disclosuresReferred for prosecution / disclosed

Failure to provide special safety education for workers performing tree felling with chainsaws in Chihō Town, Miyazaki Prefecture, on a work platform approximately 3 meters high, and not using safety belts or similar safety equipment.

1 Jun 2020

Government disclosure record

FSA unregistered operator warningsWarning issued

The company Progress Mind Co., Ltd., which is an investment advisory and agency business operator, used the name of another entity to conduct investment advisory activities based on an investment advisory contract. The authorities' inspection of Progress Mind Co., Ltd. revealed that the company allowed an unregistered person in the financial instruments business to use its name to conduct investment advisory activities.

1 Jun 2020

360 Degrees Markets Ltd.

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity was soliciting over the internet for over-the-counter derivative transactions. The service provided by the entity is called [FXGT], which includes FX trading involving cryptocurrencies.

1 Jun 2020

RODEO DRIVE

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [RODEO].

1 Jun 2020

Alpha Tradex Limited

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity was soliciting over the internet for over-the-counter derivative transactions. The service provided by the entity is called [ALPHA TRADEX].

1 Jun 2020

川口京祐

Government disclosure record

FSA unregistered operator warningsWarning issued

An entity used the name of Progress Mind Corporation, an investment advisory and agency business, to conduct investment advisory activities based on an investment advisory contract. The authorities' inspection of Progress Mind Corporation revealed that the company had allowed an unregistered person in the financial instruments business to use its name to conduct investment advisory activities.

1 Jun 2020

Revollet International Limited

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity was soliciting over the internet for over-the-counter derivative transactions. The service provided by the entity is called [REV TRADING], which includes FX trading such as cryptocurrency assets.

1 Jun 2020

和知秀樹

Government disclosure record

FSA unregistered operator warningsWarning issued

Progress Mind Co., Ltd., an investment advisory and agency business operator, used the name of the company to conduct investment advisory activities based on an investment advisory contract. The authorities' inspection revealed that Progress Mind Co., Ltd. (hereafter referred to as [Progress Mind]) allowed an unregistered person in the financial instruments business to use its name to conduct investment advisory activities.

1 Jun 2020

太子建設（株）

Government disclosure record

Labor standards violation disclosuresReferred for prosecution / disclosed

Submission of false worker injury and illness reports following a work-related accident requiring more than four days of leave, involving lifting a metal tank with two cranes.

1 Jun 2020

熊野小型運送（株）

Government disclosure record

Labor standards violation disclosuresReferred for prosecution / disclosed

An employer allowed workers to perform cleaning without stopping them and failed to implement fall prevention measures such as installing handrails when workers were on a roof approximately 6 meters high. The total regular wages for four workers over four months were involved.

1 Jun 2020

Trade12.com

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the operator is called [Trade12].

1 Jun 2020

吉田裕章

Government disclosure record

FSA unregistered operator warningsWarning issued

A company used the name of Progress Mind Inc. to conduct investment advisory activities based on an investment advisory contract. The authorities' inspection revealed that Progress Mind Inc. had allowed unregistered persons to use its name to perform investment advisory activities.

1 Jun 2020

株式会社Staredge

Government disclosure record

FSA unregistered operator warningsWarning issued

Progress Mind Co., Ltd., an investment advisory and agency business operator, was found to have had individuals who were not registered as financial instruments business operators act as agents in concluding investment advisory contracts related to Progress Mind's investment advisory services. The authorities conducted an inspection of Progress Mind Co., Ltd. and confirmed this conduct.

1 Mar 2020

合同会社GPJベンチャーキャピタル代表社員 A 専務執行役員 B

Government disclosure record

FSA unregistered operator warningsWarning issued

The entity was engaged in soliciting or handling private placements of funds. On March 13, 2020, the Financial Instruments and Exchange Surveillance Commission filed a petition with the court to prohibit and suspend the entity's conduct of soliciting or handling funds without registration, in violation of the Financial Instruments and Exchange Act.

1 Mar 2020

International Finance House Ltd.

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the entity is called [GKFX PRIME].

1 Mar 2020

Tickmill Ltd

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the company is called [TICKMILL].

1 Mar 2020

Quantix Financial Services Limited

Government disclosure record

FSA unregistered operator warningsWarning issued

Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the company is called [YADIX].

Date	Company / operator	Source	Type	Summary
5 Jun 2020	（株）才賀商店 Government disclosure record	Labor standards violation disclosures	Referred for prosecution / disclosed	Failure to establish and use a designated signal when starting machinery, despite submitting worker injury and illness reports.
4 Jun 2020	（有）アーバン開発 Government disclosure record	Labor standards violation disclosures	Referred for prosecution / disclosed	Failure to promptly submit worker injury and illness reports for disasters requiring over four days of leave, in Sasamachi, involving work at heights of over 2 meters with fall prevention requirements.
4 Jun 2020	谷内建設（株） Government disclosure record	Labor standards violation disclosures	Referred for prosecution / disclosed	Failure to implement safety measures by not placing a guide and allowing workers to operate rollers near the slope of a compacted embankment, risking collapse.
2 Jun 2020	江藤産業 Government disclosure record	Labor standards violation disclosures	Referred for prosecution / disclosed	Failure to provide special safety education for workers performing tree felling with chainsaws in Chihō Town, Miyazaki Prefecture, on a work platform approximately 3 meters high, and not using safety belts or similar safety equipment.
1 Jun 2020	A Government disclosure record	FSA unregistered operator warnings	Warning issued	The company Progress Mind Co., Ltd., which is an investment advisory and agency business operator, used the name of another entity to conduct investment advisory activities based on an investment advisory contract. The authorities' inspection of Progress Mind Co., Ltd. revealed that the company allowed an unregistered person in the financial instruments business to use its name to conduct investment advisory activities.
1 Jun 2020	360 Degrees Markets Ltd. Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity was soliciting over the internet for over-the-counter derivative transactions. The service provided by the entity is called [FXGT], which includes FX trading involving cryptocurrencies.
1 Jun 2020	RODEO DRIVE Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the company is called [RODEO].
1 Jun 2020	Alpha Tradex Limited Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity was soliciting over the internet for over-the-counter derivative transactions. The service provided by the entity is called [ALPHA TRADEX].
1 Jun 2020	川口京祐 Government disclosure record	FSA unregistered operator warnings	Warning issued	An entity used the name of Progress Mind Corporation, an investment advisory and agency business, to conduct investment advisory activities based on an investment advisory contract. The authorities' inspection of Progress Mind Corporation revealed that the company had allowed an unregistered person in the financial instruments business to use its name to conduct investment advisory activities.
1 Jun 2020	Revollet International Limited Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity was soliciting over the internet for over-the-counter derivative transactions. The service provided by the entity is called [REV TRADING], which includes FX trading such as cryptocurrency assets.
1 Jun 2020	和知秀樹 Government disclosure record	FSA unregistered operator warnings	Warning issued	Progress Mind Co., Ltd., an investment advisory and agency business operator, used the name of the company to conduct investment advisory activities based on an investment advisory contract. The authorities' inspection revealed that Progress Mind Co., Ltd. (hereafter referred to as [Progress Mind]) allowed an unregistered person in the financial instruments business to use its name to conduct investment advisory activities.
1 Jun 2020	太子建設（株） Government disclosure record	Labor standards violation disclosures	Referred for prosecution / disclosed	Submission of false worker injury and illness reports following a work-related accident requiring more than four days of leave, involving lifting a metal tank with two cranes.
1 Jun 2020	熊野小型運送（株） Government disclosure record	Labor standards violation disclosures	Referred for prosecution / disclosed	An employer allowed workers to perform cleaning without stopping them and failed to implement fall prevention measures such as installing handrails when workers were on a roof approximately 6 meters high. The total regular wages for four workers over four months were involved.
1 Jun 2020	Trade12.com Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the operator is called [Trade12].
1 Jun 2020	吉田裕章 Government disclosure record	FSA unregistered operator warnings	Warning issued	A company used the name of Progress Mind Inc. to conduct investment advisory activities based on an investment advisory contract. The authorities' inspection revealed that Progress Mind Inc. had allowed unregistered persons to use its name to perform investment advisory activities.
1 Jun 2020	株式会社Staredge Government disclosure record	FSA unregistered operator warnings	Warning issued	Progress Mind Co., Ltd., an investment advisory and agency business operator, was found to have had individuals who were not registered as financial instruments business operators act as agents in concluding investment advisory contracts related to Progress Mind's investment advisory services. The authorities conducted an inspection of Progress Mind Co., Ltd. and confirmed this conduct.
1 Mar 2020	合同会社GPJベンチャーキャピタル代表社員 A 専務執行役員 B Government disclosure record	FSA unregistered operator warnings	Warning issued	The entity was engaged in soliciting or handling private placements of funds. On March 13, 2020, the Financial Instruments and Exchange Surveillance Commission filed a petition with the court to prohibit and suspend the entity's conduct of soliciting or handling funds without registration, in violation of the Financial Instruments and Exchange Act.
1 Mar 2020	International Finance House Ltd. Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in solicitation of over-the-counter derivative transactions via the internet. The service provided by the entity is called [GKFX PRIME].
1 Mar 2020	Tickmill Ltd Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the company is called [TICKMILL].
1 Mar 2020	Quantix Financial Services Limited Government disclosure record	FSA unregistered operator warnings	Warning issued	Engaged in soliciting over the internet for over-the-counter derivative transactions. The service provided by the company is called [YADIX].

Important context

This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.