Public risk disclosures
Search public Japanese government disclosures that name companies or operators even when the record is not a standard administrative enforcement action. Coverage includes labor standards violation disclosures, FSA warnings for unregistered financial operators, and travel agency sanctions.
Total
3,047
Labor
1,837
FSA warnings
1,148
Travel
62
3,047 public records(page 114 of 153)
1 May 2018
Bank of Earth LimitedGovernment disclosure record
An entity solicited over the internet for over-the-counter derivatives trading. The name of the representative is unknown. The services provided are called FXMate and FX-MATE.
1 May 2018
SimpleFX Ltd.Government disclosure record
The entity solicited over-the-counter derivative transactions via the internet. The name of the service provided is SimpleFX. The location of this entity is similar to that of HF Markets (SV) Ltd, which was warned on August 31, 2017, Milton Markets Ltd, warned on January 31, 2018, and TCG Holdings Ltd, warned on June 21, 2017.
1 May 2018
株式会社ゴールドマイン 代表取締役 AGovernment disclosure record
The respondent was engaged in soliciting or handling private placements of funds. On May 29, 2018, the Securities and Exchange Surveillance Commission filed a petition with the court to prohibit and suspend the respondent's violation of the Financial Instruments and Exchange Act, specifically for conducting fund solicitation or private placement handling without registration.
1 May 2018
ジャパンインベストマスター運営局 最高運営責任者 AGovernment disclosure record
Engaged in solicitation of advice based on investment advisory contracts via the internet. The service provided by the company is called [Japan Investment Master].
1 May 2018
株式会社Richesse 責任者 AGovernment disclosure record
An entity provided advice based on an investment advisory contract via the internet. It is reported that after purchasing a product called [GRAND SLAM] by [Hasegawa Naoya], sold by the entity, the customer received notifications for binary options trading timing through a free call app. Additionally, it is reported that the product includes [Full Automation Pack] by [Market Kensuke]. The entity had previously been warned on November 17, 2015, regarding the introduction of [Highlow Australia (Operator: Highlow Markets Pty. Ltd.)] as a binary options account opening destination, and on February 10, 2017, regarding [Big Boss (Operator: Big Boss Financial Limited)] as the designated account opening destination for the [Full Automation Pack].
1 Apr 2018
株式会社エターナル 運営責任者 AGovernment disclosure record
The entity engaged in soliciting investment advisory contracts via the internet under the service name [Market Start Topics]. It was established by JG-company Inc. and two other companies, which had been issued court orders for prohibition and suspension due to violations of the Financial Instruments and Exchange Act on March 29, 2018, and are not real operating companies.
1 Apr 2018
株式会社プロモーター【H29.11末現在】、株式会社クリエイト【旧商号】 運営責任者 AGovernment disclosure record
An entity engaged in soliciting investment advisory services via the internet, offering services named [Kabu King, Kyutou Plus, Shikiho Trend], was established by JG-company and two other companies that had been issued court orders prohibiting and stopping violations of the Financial Instruments and Exchange Act on March 29, 2018. The entity is an unincorporated company set up to operate a website related to investment advice.
1 Apr 2018
株式会社ロハスGovernment disclosure record
The entity engaged in soliciting investment advisory services via the internet under the name [HAN]. The company's representative's name is unknown. It was established by JG-company Inc. and two other companies, which had been issued court orders for prohibition and suspension due to violations of the Financial Instruments and Exchange Act on March 29, 2018, and is an entity without actual business operations, created to establish a website related to investment advice.
1 Apr 2018
株式会社ビーネット 運営責任者 AGovernment disclosure record
The entity engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [Kabu Station]. The entity was established by JG-company Inc. and two other companies, which had been issued court orders for prohibition and suspension related to violations of the Financial Instruments and Exchange Act on March 29, 2018, and is an entity without actual operations, created to establish a website for investment advice.
1 Apr 2018
株式会社アイテック 代表者 AGovernment disclosure record
The entity engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [Kabushiki Journal]. The entity was established by JG-company Inc. and two other companies, which had been issued court orders prohibiting and stopping violations of the Financial Instruments and Exchange Act on March 29, 2018, and are entities that were established to operate a website related to investment advice.
1 Apr 2018
株式会社スタート【H29.11末現在】、株式会社オート【旧商号】 運営責任者 AGovernment disclosure record
The entity engaged in soliciting advice based on investment advisory contracts via the internet. The services provided include [KabuBOOK, KabuLIFE Partner, Japan Stock Research]. The entity was established by JG-company Inc. and two other companies, which had been issued court orders for prohibition and suspension due to violations of the Financial Instruments and Exchange Act on March 29, 2018, and are considered non-existent companies set up to operate websites related to investment advice.
1 Apr 2018
株式会社トランジット 運営責任者 AGovernment disclosure record
An entity engaged in soliciting over the internet for the mediation of over-the-counter derivatives trading. The entity, along with two other companies, was established as a non-physical entity to mediate over-the-counter derivatives trading, and was subject to a court order for prohibition and suspension issued on March 29, 2018, for violations of the Financial Instruments and Exchange Act.
1 Apr 2018
株式会社Installation 運営責任者 AGovernment disclosure record
An entity engaged in soliciting over the internet for the mediation of over-the-counter derivatives trading. The entity, along with two other companies including JG-company, was subject to a court order issued on March 29, 2018, prohibiting and stopping violations of the Financial Instruments and Exchange Act. These companies were established as shell companies to mediate over-the-counter derivatives transactions.
1 Apr 2018
株式会社オーエスワイGovernment disclosure record
An entity named 'Kabu Royal' was soliciting investment advisory services via the internet. The entity was established by JG-company and two other companies, which had been issued court orders prohibiting and stopping violations of the Financial Instruments and Exchange Act on March 29, 2018. The representative's name is unknown.
1 Apr 2018
株式会社フラット 運営責任者 AGovernment disclosure record
The entity engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [Stock Market Online]. The entity was established by JG-company Inc. and two other companies, which had been issued court orders for prohibition and suspension due to violations of the Financial Instruments and Exchange Act on March 29, 2018, and are non-existent entities created to establish a website for investment advice.
1 Mar 2018
合同会社KizunaGovernment disclosure record
An entity mediated the conclusion of investment management contracts for over-the-counter derivative transactions by sending solicitation materials to potential customers, entrusting them with investment decisions and fund management. The name of the representative is unknown. The entity also sent solicitation materials and manuals regarding deposit and withdrawal methods for an investment method called 'Moneymatic Project,' and facilitated the conclusion of investment management contracts with MGK Global Limited, which had issued warnings to the entity.
1 Mar 2018
GL SpeeD Ltd.Government disclosure record
An entity was soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The services offered are called GL Speed FX, GL SPEED, and G・L・Speed. It is reported that after being warned along with the warning to LLC SOULEIADO, which sells a product called GIFT PARTNERS THE FINAL, the customer was instructed to open an account with the entity to manage funds via FX trading.
1 Mar 2018
株式会社S&F 代表取締役 AGovernment disclosure record
The respondent engaged in investment advisory activities and mediated over-the-counter derivatives transactions via the internet without registration.
1 Mar 2018
合同会社SOULEIADO 代表取締役 AGovernment disclosure record
An entity solicited customers via the internet to enter into contracts to entrust investment decisions for over-the-counter derivatives and to operate funds, including the sale of a product called [GIFTパートナーズ・THE・FINAL]. After purchasing this product, customers were directed to open accounts with [GL SpeeD Ltd.] to receive FX trading operations conducted by [Kato Kotaro]. There are also reports that the same entity sold a product called [GIFT of Gold].
1 Mar 2018
AGovernment disclosure record
A person was found to have provided investment advice and mediated over-the-counter derivatives transactions via the internet. The Financial Services Agency's investigation confirmed these facts, leading the Securities and Exchange Surveillance Commission to petition the court for an order to prohibit and cease these activities. The court subsequently issued an order as requested.
| Date | Company / operator | Source | Type | Summary |
|---|---|---|---|---|
| 1 May 2018 | Bank of Earth Limited Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity solicited over the internet for over-the-counter derivatives trading. The name of the representative is unknown. The services provided are called FXMate and FX-MATE. |
| 1 May 2018 | SimpleFX Ltd. Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity solicited over-the-counter derivative transactions via the internet. The name of the service provided is SimpleFX. The location of this entity is similar to that of HF Markets (SV) Ltd, which was warned on August 31, 2017, Milton Markets Ltd, warned on January 31, 2018, and TCG Holdings Ltd, warned on June 21, 2017. |
| 1 May 2018 | 株式会社ゴールドマイン 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The respondent was engaged in soliciting or handling private placements of funds. On May 29, 2018, the Securities and Exchange Surveillance Commission filed a petition with the court to prohibit and suspend the respondent's violation of the Financial Instruments and Exchange Act, specifically for conducting fund solicitation or private placement handling without registration. |
| 1 May 2018 | ジャパンインベストマスター運営局 最高運営責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | Engaged in solicitation of advice based on investment advisory contracts via the internet. The service provided by the company is called [Japan Investment Master]. |
| 1 May 2018 | 株式会社Richesse 責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity provided advice based on an investment advisory contract via the internet. It is reported that after purchasing a product called [GRAND SLAM] by [Hasegawa Naoya], sold by the entity, the customer received notifications for binary options trading timing through a free call app. Additionally, it is reported that the product includes [Full Automation Pack] by [Market Kensuke]. The entity had previously been warned on November 17, 2015, regarding the introduction of [Highlow Australia (Operator: Highlow Markets Pty. Ltd.)] as a binary options account opening destination, and on February 10, 2017, regarding [Big Boss (Operator: Big Boss Financial Limited)] as the designated account opening destination for the [Full Automation Pack]. |
| 1 Apr 2018 | 株式会社エターナル 運営責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity engaged in soliciting investment advisory contracts via the internet under the service name [Market Start Topics]. It was established by JG-company Inc. and two other companies, which had been issued court orders for prohibition and suspension due to violations of the Financial Instruments and Exchange Act on March 29, 2018, and are not real operating companies. |
| 1 Apr 2018 | 株式会社プロモーター【H29.11末現在】、株式会社クリエイト【旧商号】 運営責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity engaged in soliciting investment advisory services via the internet, offering services named [Kabu King, Kyutou Plus, Shikiho Trend], was established by JG-company and two other companies that had been issued court orders prohibiting and stopping violations of the Financial Instruments and Exchange Act on March 29, 2018. The entity is an unincorporated company set up to operate a website related to investment advice. |
| 1 Apr 2018 | 株式会社ロハス Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity engaged in soliciting investment advisory services via the internet under the name [HAN]. The company's representative's name is unknown. It was established by JG-company Inc. and two other companies, which had been issued court orders for prohibition and suspension due to violations of the Financial Instruments and Exchange Act on March 29, 2018, and is an entity without actual business operations, created to establish a website related to investment advice. |
| 1 Apr 2018 | 株式会社ビーネット 運営責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [Kabu Station]. The entity was established by JG-company Inc. and two other companies, which had been issued court orders for prohibition and suspension related to violations of the Financial Instruments and Exchange Act on March 29, 2018, and is an entity without actual operations, created to establish a website for investment advice. |
| 1 Apr 2018 | 株式会社アイテック 代表者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [Kabushiki Journal]. The entity was established by JG-company Inc. and two other companies, which had been issued court orders prohibiting and stopping violations of the Financial Instruments and Exchange Act on March 29, 2018, and are entities that were established to operate a website related to investment advice. |
| 1 Apr 2018 | 株式会社スタート【H29.11末現在】、株式会社オート【旧商号】 運営責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity engaged in soliciting advice based on investment advisory contracts via the internet. The services provided include [KabuBOOK, KabuLIFE Partner, Japan Stock Research]. The entity was established by JG-company Inc. and two other companies, which had been issued court orders for prohibition and suspension due to violations of the Financial Instruments and Exchange Act on March 29, 2018, and are considered non-existent companies set up to operate websites related to investment advice. |
| 1 Apr 2018 | 株式会社トランジット 運営責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity engaged in soliciting over the internet for the mediation of over-the-counter derivatives trading. The entity, along with two other companies, was established as a non-physical entity to mediate over-the-counter derivatives trading, and was subject to a court order for prohibition and suspension issued on March 29, 2018, for violations of the Financial Instruments and Exchange Act. |
| 1 Apr 2018 | 株式会社Installation 運営責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity engaged in soliciting over the internet for the mediation of over-the-counter derivatives trading. The entity, along with two other companies including JG-company, was subject to a court order issued on March 29, 2018, prohibiting and stopping violations of the Financial Instruments and Exchange Act. These companies were established as shell companies to mediate over-the-counter derivatives transactions. |
| 1 Apr 2018 | 株式会社オーエスワイ Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity named 'Kabu Royal' was soliciting investment advisory services via the internet. The entity was established by JG-company and two other companies, which had been issued court orders prohibiting and stopping violations of the Financial Instruments and Exchange Act on March 29, 2018. The representative's name is unknown. |
| 1 Apr 2018 | 株式会社フラット 運営責任者 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The entity engaged in soliciting advice based on investment advisory contracts via the internet. The service provided by the entity is called [Stock Market Online]. The entity was established by JG-company Inc. and two other companies, which had been issued court orders for prohibition and suspension due to violations of the Financial Instruments and Exchange Act on March 29, 2018, and are non-existent entities created to establish a website for investment advice. |
| 1 Mar 2018 | 合同会社Kizuna Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity mediated the conclusion of investment management contracts for over-the-counter derivative transactions by sending solicitation materials to potential customers, entrusting them with investment decisions and fund management. The name of the representative is unknown. The entity also sent solicitation materials and manuals regarding deposit and withdrawal methods for an investment method called 'Moneymatic Project,' and facilitated the conclusion of investment management contracts with MGK Global Limited, which had issued warnings to the entity. |
| 1 Mar 2018 | GL SpeeD Ltd. Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity was soliciting over the internet for over-the-counter derivative transactions. The name of the representative is unknown. The services offered are called GL Speed FX, GL SPEED, and G・L・Speed. It is reported that after being warned along with the warning to LLC SOULEIADO, which sells a product called GIFT PARTNERS THE FINAL, the customer was instructed to open an account with the entity to manage funds via FX trading. |
| 1 Mar 2018 | 株式会社S&F 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | The respondent engaged in investment advisory activities and mediated over-the-counter derivatives transactions via the internet without registration. |
| 1 Mar 2018 | 合同会社SOULEIADO 代表取締役 A Government disclosure record | FSA unregistered operator warnings | Warning issued | An entity solicited customers via the internet to enter into contracts to entrust investment decisions for over-the-counter derivatives and to operate funds, including the sale of a product called [GIFTパートナーズ・THE・FINAL]. After purchasing this product, customers were directed to open accounts with [GL SpeeD Ltd.] to receive FX trading operations conducted by [Kato Kotaro]. There are also reports that the same entity sold a product called [GIFT of Gold]. |
| 1 Mar 2018 | A Government disclosure record | FSA unregistered operator warnings | Warning issued | A person was found to have provided investment advice and mediated over-the-counter derivatives transactions via the internet. The Financial Services Agency's investigation confirmed these facts, leading the Securities and Exchange Surveillance Commission to petition the court for an order to prohibit and cease these activities. The court subsequently issued an order as requested. |
Important context
This list aggregates public Japanese government disclosures. It is not a sanctions list, credit report, legal opinion, or procurement approval system. Verify material records against the linked original Japanese source before making any compliance, credit, or legal decision.