Recommendation against 新生インベストメント・マネジメント株式会社

{
  "record": {
    "id": "d5ad09bc-72bb-4dd5-ad16-01cd35b6ae45",
    "url": "https://regbase.jp/en/enforcement/kinshoho-xin-sheng-inbesutomentomanezimento-20240121",
    "company_name_original": "新生インベストメント・マネジメント株式会社",
    "company_name_registry": "新生インベストメント・マネジメント株式会社",
    "corporate_number": "1010001076871",
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "勧告",
      "en": "Recommendation"
    },
    "authority": {
      "ja": "証券取引等監視委員会",
      "en": "Securities and Exchange Surveillance Commission"
    }
  },
  "entity_match": {
    "status": "confirmed",
    "confidence": 95,
    "method": "normalized_name_with_corporate_number",
    "method_label": "Normalized Japanese name matched to a company profile with Corporate Number",
    "notes": "Matched by normalized Japanese company name to an enriched company profile with a Corporate Number."
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Medium",
    "actionMeaning": "A regulator issued a recommendation or formal request for corrective action.",
    "practicalNote": "Review the facts and follow-up status. This is usually less severe than a suspension or revocation, but still a public enforcement signal.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-xin-sheng-inbesutomentomanezimento-20240121",
    "officialSourceUrl": "https://www.fsa.go.jp/sesc/news/c_2022/2022/20220121-3.html",
    "archiveUrl": "https://kiroku.today/view/581b4fdb13m3ka84",
    "archiveCapturedAt": "2026-04-05T18:30:45.003+00:00",
    "extractedAt": "2026-04-24T23:25:34.155+00:00",
    "translatedAt": "2026-05-01T06:43:12.694+00:00",
    "evidenceCheckedAt": "2026-04-24T23:25:34.155+00:00",
    "generatedAt": "2026-05-20T23:43:02.501Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}