Recommendation against 株式会社武蔵野銀行

株式会社武蔵野銀行 (Financial Instruments and Exchange Act)

Financial Instruments and Exchange ActSecurities and Exchange Surveillance CommissionConfirmed entity match9 June 2023

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Action summary

Company: 株式会社武蔵野銀行Japanese original
Original: 株式会社武蔵野銀行
Corporate Number: 6030001002490
Entity match: Confirmed entity match95/100Machine extracted
Normalized Japanese name matched to a company profile with Corporate Number
Matched by normalized Japanese company name to an enriched company profile with a Corporate Number.
Governing law: Financial Instruments and Exchange Act
金融商品取引法
Action type: Recommendation
勧告
Action date: 9 June 2023
Issuing authority: Securities and Exchange Surveillance Commission
証券取引等監視委員会

Violation

Machine-translated summary — verify against original

Without confirming or considering customer attributes, the institution is inducing customers to purchase structured bonds. Cases of inducing customers to structured bonds have been recognized. When proposing structured bonds, it is necessary to thoroughly confirm customer attributes and carefully consider appropriate proposals, rather than merely explaining product details. However, the institution emphasized advantages such as high interest rates and short terms without confirming customer attributes, which is deemed to be problematic in terms of investor protection.

Show original Japanese text

顧客属性を確認及び検討しないまま、顧客を仕組債購入へ誘引している状況。仕組債に誘引している事例が認められた。商品概要の説明のみにとどまらず、仕組債を提案するのであれば、顧客属性を十分確認し、どのような提案が適切であるか慎重に検討した上で行うべきところ、当行においては、顧客属性を確認しないまま、高金利や短期間といった優位性を強調して仕組債に誘引しており、投資者保護上問題のある行為であると認められる。

Compliance context

Medium

A regulator issued a recommendation or formal request for corrective action.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the facts and follow-up status. This is usually less severe than a suspension or revocation, but still a public enforcement signal.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original Securities and Exchange Surveillance Commission announcement (Japanese)Archived source snapshot

Extracted at: 2026-04-24T23:26:14.585+00:00
Evidence checked: 2026-04-24T23:26:14.585+00:00
Archive captured: 2026-04-05T12:31:00.721+00:00

Show audit JSON

{
  "record": {
    "id": "71302d0d-4092-4e26-a56b-010b4df7a168",
    "url": "https://regbase.jp/en/enforcement/kinshoho-wu-zang-ye-yin-xing-20230609",
    "company_name_original": "株式会社武蔵野銀行",
    "company_name_registry": "株式会社武蔵野銀行",
    "corporate_number": "6030001002490",
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "勧告",
      "en": "Recommendation"
    },
    "authority": {
      "ja": "証券取引等監視委員会",
      "en": "Securities and Exchange Surveillance Commission"
    }
  },
  "entity_match": {
    "status": "confirmed",
    "confidence": 95,
    "method": "normalized_name_with_corporate_number",
    "method_label": "Normalized Japanese name matched to a company profile with Corporate Number",
    "notes": "Matched by normalized Japanese company name to an enriched company profile with a Corporate Number."
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Medium",
    "actionMeaning": "A regulator issued a recommendation or formal request for corrective action.",
    "practicalNote": "Review the facts and follow-up status. This is usually less severe than a suspension or revocation, but still a public enforcement signal.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-wu-zang-ye-yin-xing-20230609",
    "officialSourceUrl": "https://www.fsa.go.jp/sesc/news/c_2023/2023/20230609-3.html",
    "archiveUrl": "https://kiroku.today/view/39729bd466lqpnp7",
    "archiveCapturedAt": "2026-04-05T12:31:00.721+00:00",
    "extractedAt": "2026-04-24T23:26:14.585+00:00",
    "translatedAt": "2026-05-01T06:43:35.066+00:00",
    "evidenceCheckedAt": "2026-04-24T23:26:14.585+00:00",
    "generatedAt": "2026-06-19T08:22:39.919Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

Language

日本語版を見る (Japanese)

Company info

English name: 株式会社武蔵野銀行 Japanese original
Japanese name: 株式会社武蔵野銀行
Corporate Number: 6030001002490
Registered address: 埼玉県さいたま市大宮区桜木町１丁目１０番地８

See company profile →

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.