Enforcement record

Recommendation disclosure naming 株式会社武蔵野銀行

株式会社武蔵野銀行 (Financial Instruments and Exchange Act)

This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.

Financial Instruments and Exchange ActSecurities and Exchange Surveillance CommissionGovernment disclosure9 June 2023

Action type

Recommendation

Law

Financial Instruments and Exchange Act

Authority

Securities and Exchange Surveillance Commission

Action date

9 June 2023

Current page: Enforcement record

This screen focuses on one disclosed action: the published name, governing law, authority, facts, source status, and review evidence.

Source verification

Public-source and preservation status

Publishing authority: Securities and Exchange Surveillance Commission
Official source URL: Recorded by RegBase
Entity match: Not confirmed; shown under the published name
Kiroku preservation: Completed archive verified; Captured: Jul 12, 2026, 02:51 PM JST

“Confirmed” means that RegBase matched this record to the cited public disclosure or entity under the stated checks. It does not verify the truth of the disclosure or guarantee the entity’s current status, creditworthiness, or any legal conclusion.

Open the official source links in the section below to review the original disclosure.

Action summary

Company: 株式会社武蔵野銀行Japanese only
Original: 株式会社武蔵野銀行
Governing law: Financial Instruments and Exchange Act
金融商品取引法
Action type: Recommendation
勧告
Action date: 9 June 2023
Issuing authority: Securities and Exchange Surveillance Commission
証券取引等監視委員会
Industry context: 金融業

Violation

Machine-translated summary — verify against original

Without confirming or considering customer attributes, the institution is inducing customers to purchase structured bonds. Cases of inducing customers to structured bonds have been recognized. When proposing structured bonds, it is necessary to thoroughly confirm customer attributes and carefully consider appropriate proposals, rather than merely explaining product details. However, the institution emphasized advantages such as high interest rates and short terms without confirming customer attributes, which is deemed to be problematic in terms of investor protection.

Show original Japanese text

顧客属性を確認及び検討しないまま、顧客を仕組債購入へ誘引している状況。仕組債に誘引している事例が認められた。商品概要の説明のみにとどまらず、仕組債を提案するのであれば、顧客属性を十分確認し、どのような提案が適切であるか慎重に検討した上で行うべきところ、当行においては、顧客属性を確認しないまま、高金利や短期間といった優位性を強調して仕組債に誘引しており、投資者保護上問題のある行為であると認められる。

Compliance context

Medium

A regulator issued a recommendation or formal request for corrective action.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the facts and follow-up status. This is usually less severe than a suspension or revocation, but still a public enforcement signal.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Open original sources and verification detailsOfficial URL, direct PDF, and Kiroku archive

Original Securities and Exchange Surveillance Commission source (Japanese)Open preserved source and evidence pack

Extracted at: 2026-04-24T23:26:14.585+00:00
Evidence checked: 2026-04-24T23:26:14.585+00:00
Archive captured: 2026-07-12T05:51:16.737252+00:00

Show audit JSON

{
  "record": {
    "id": "71302d0d-4092-4e26-a56b-010b4df7a168",
    "url": "https://regbase.jp/en/enforcement/kinshoho-wu-zang-ye-yin-xing-20230609",
    "company_name_original": "株式会社武蔵野銀行",
    "company_name_registry": null,
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "勧告",
      "en": "Recommendation"
    },
    "authority": {
      "ja": "証券取引等監視委員会",
      "en": "Securities and Exchange Surveillance Commission"
    }
  },
  "entity_match": {
    "status": "unresolved",
    "confidence": 85,
    "method": "nta_strict_name_nationally_unique",
    "method_label": "nta_strict_name_nationally_unique",
    "notes": "NTA full-download lookup found a nationally unique exact registered-name candidate (株式会社武蔵野銀行). No Corporate Number was present in the disclosure, so this remains a likely match."
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Medium",
    "actionMeaning": "A regulator issued a recommendation or formal request for corrective action.",
    "practicalNote": "Review the facts and follow-up status. This is usually less severe than a suspension or revocation, but still a public enforcement signal.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-wu-zang-ye-yin-xing-20230609",
    "officialSourceUrl": "https://www.fsa.go.jp/sesc/news/c_2023/2023/20230609-3.html",
    "officialDocumentUrl": null,
    "archiveUrl": "https://kiroku.today/a/39729bd466hdjtkd",
    "archivedSourceUrl": "https://www.fsa.go.jp/sesc/news/c_2023/2023/20230609-3.html",
    "archiveCapturedAt": "2026-07-12T05:51:16.737252+00:00",
    "extractedAt": "2026-04-24T23:26:14.585+00:00",
    "translatedAt": "2026-05-01T06:43:35.066+00:00",
    "evidenceCheckedAt": "2026-04-24T23:26:14.585+00:00",
    "generatedAt": "2026-10-03T05:06:33.959Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

Language

日本語版を見る (Japanese)

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.