Surcharge Payment Order against K.K. SHIFT

株式会社SHIFT (Financial Instruments and Exchange Act)
Financial Instruments and Exchange ActFinancial Services AgencyJune 12, 2017

Action summary

Company
K.K. SHIFTRomanized
Original: 株式会社SHIFT
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
Surcharge Payment Order
課徴金納付命令
Action date
June 12, 2017
Penalty
¥3.5M (¥3,510,000)
Issuing authority
Financial Services Agency
金融庁

Violation

Machine-translated summary — verify against original

In the 2015 (Heisei 27) No. 39 Financial Instruments and Exchange Act violation trial case, the respondent was ordered to pay the surcharge to the national treasury as specified.

Show original Japanese text

平成27年度(判)第39号金融商品取引法違反審判事件 被審人に対し、次のとおり課徴金を国庫に納付することを命ずる。

Source

Original Financial Services Agency announcement (in Japanese)

The original Japanese disclosure is the authoritative record.

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Company info

English name
K.K. SHIFT Romanized
Japanese name
株式会社SHIFT
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About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.