Possible Surcharge Payment Order against 株式会社モルフォ
For developers: integration details
You do not need this for normal browsing. Use it when integrating this enforcement record into an internal tool or AI workflow.
/api/v1/enforcements?company=%E6%A0%AA%E5%BC%8F%E4%BC%9A%E7%A4%BE%E3%83%A2%E3%83%AB%E3%83%95%E3%82%A9&limit=10Action summary
- Company
- 株式会社モルフォJapanese originalOriginal: 株式会社モルフォ
- Entity match
- Possible entity match60/100Machine extractedCompany name extracted from the Japanese public disclosure
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Surcharge Payment Order課徴金納付命令
- Action date
- 21 February 2019
- Penalty
- ¥1.3M (¥1,330,000)
- Issuing authority
- Financial Services Agency金融庁
Violation
In a case related to violations of the Financial Instruments and Exchange Act, the respondent was ordered to pay a surcharge to the national treasury as follows: A. Amount of surcharge payable: 1,330,000 yen B. Payment deadline for the surcharge: February 21, 2019
Show original Japanese text
金融商品取引法違反審判事件において、被審人に対し、次のとおり課徴金を国庫に納付することを命ずる。ア 納付すべき課徴金の額 金133万円 イ 課徴金の納付期限 平成31年2月21日
Compliance context
Medium-highA formal administrative order requiring payment of a monetary surcharge.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Evidence pack
- Extracted at
- 2026-04-24T23:27:51.353+00:00
- Evidence checked
- 2026-04-24T23:27:51.353+00:00
- Archive captured
- 2026-04-05T06:30:56.475+00:00
Show audit JSON
{
"record": {
"id": "4e0df852-394e-476e-9c33-23caa4fb2f02",
"url": "https://regbase.jp/en/enforcement/kinshoho-moruhuo-20190221",
"company_name_original": "株式会社モルフォ",
"company_name_registry": "株式会社モルフォ",
"corporate_number": null,
"law": {
"ja": "金融商品取引法",
"en": "Financial Instruments and Exchange Act"
},
"action_type": {
"ja": "課徴金納付命令",
"en": "Surcharge Payment Order"
},
"authority": {
"ja": "金融庁",
"en": "Financial Services Agency"
}
},
"entity_match": {
"status": "possible",
"confidence": 60,
"method": "extracted_japanese_name",
"method_label": "Company name extracted from the Japanese public disclosure",
"notes": null
},
"review": {
"status": "unreviewed",
"label": "Machine extracted"
},
"compliance_context": {
"severity": "Medium-high",
"actionMeaning": "A formal administrative order requiring payment of a monetary surcharge.",
"practicalNote": "Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.",
"lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
},
"evidence": {
"recordUrl": "https://regbase.jp/en/enforcement/kinshoho-moruhuo-20190221",
"officialSourceUrl": "https://www.fsa.go.jp/news/r3/shouken/20211209.html",
"archiveUrl": "https://kiroku.today/view/4be87dc35cldulr1",
"archiveCapturedAt": "2026-04-05T06:30:56.475+00:00",
"extractedAt": "2026-04-24T23:27:51.353+00:00",
"translatedAt": "2026-05-01T06:45:04.348+00:00",
"evidenceCheckedAt": "2026-04-24T23:27:51.353+00:00",
"generatedAt": "2026-07-05T00:08:24.881Z"
},
"limitations": [
"RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
"English summaries are provided for reference. The original Japanese source is authoritative.",
"Possible or unresolved entity matches should be manually verified before use in a decision."
]
}The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.
Language
日本語版を見る (Japanese)About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.