Recommendation against Matiyantobureinzutou Zi Gu Wen K.K.

マーチャントブレインズ投資顧問株式会社 (Financial Instruments and Exchange Act)
Financial Instruments and Exchange ActSecurities and Exchange Surveillance CommissionSeptember 30, 2022

Action summary

Company
Original: マーチャントブレインズ投資顧問株式会社
Corporate Number: 9010001175146
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
Recommendation
勧告
Action date
September 30, 2022
Issuing authority
Securities and Exchange Surveillance Commission
証券取引等監視委員会

Violation

Machine-translated summary — verify against original

Regarding the conclusion or solicitation of financial instrument contracts, acts such as providing false information. Specifically, in emails and advertisements on advisory sites, false information was conveyed to solicit the conclusion of investment advisory contracts. The false content included statements claiming possession of special information without actually obtaining it, limiting the number of contracts, claiming to have no track record of advice on certain stocks, and stating that analysis items and target stock prices were calculated.

Show original Japanese text

金融商品取引契約の締結又はその勧誘に関して、虚偽のことを告げる行為等。具体的には、メールマガジンや助言サイト上の広告において、虚偽の情報を告げて投資顧問契約の締結の勧誘を行った。虚偽の内容には、特別な情報を入手していないにもかかわらず入手しているとする記載、契約人数を限定しているとする記載、助言実績のない銘柄であるとする記載、分析項目数や目標株価の算出を行っているとする記載が含まれる。

Source

Original Securities and Exchange Surveillance Commission announcement (in Japanese)

The original Japanese disclosure is the authoritative record.

Watch this company

Get an email when Matiyantobureinzutou Zi Gu Wen K.K. has new enforcement actions or registry changes (representative, address, business status). Sign-in is via a one-time email link — no password.

Company info

English name
Matiyantobureinzutou Zi Gu Wen K.K. Romanized
Japanese name
マーチャントブレインズ投資顧問株式会社
Corporate Number
9010001175146
Registered address
東京都港区西新橋1丁目6番12号アイオス虎ノ門1202号室
See company profile →

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.