Possible Recommendation against 株式会社クロサイ

株式会社クロサイ (Financial Instruments and Exchange Act)
Financial Instruments and Exchange ActSecurities and Exchange Surveillance CommissionPossible entity match19 May 2026
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/api/v1/enforcements?company=%E6%A0%AA%E5%BC%8F%E4%BC%9A%E7%A4%BE%E3%82%AF%E3%83%AD%E3%82%B5%E3%82%A4&limit=10

Action summary

Company
株式会社クロサイJapanese original
Original: 株式会社クロサイ
Entity match
Possible entity match60/100Machine extracted
Company name extracted from the Japanese public disclosure
Created from the Japanese company name extracted from the public disclosure. No independent Corporate Number match was available at extraction time.
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
Recommendation
勧告
Action date
19 May 2026
Issuing authority
Securities and Exchange Surveillance Commission
証券取引等監視委員会

Violation

Show original Japanese text

投資助言者が自己の計算において行った取引のうち、投資助言を行ったデイトレ銘柄の29銘柄について、顧客への助言前に同銘柄を買い付け、自身が保有している銘柄であることを顧客に隠して買いを助言し、助言後に売り付ける取引を31件行っていた。

Compliance context

Medium

A regulator issued a recommendation or formal request for corrective action.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the facts and follow-up status. This is usually less severe than a suspension or revocation, but still a public enforcement signal.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original Securities and Exchange Surveillance Commission announcement (Japanese)Archived source snapshot
Extracted at
2026-05-19T12:02:38.827+00:00
Evidence checked
2026-05-19T12:02:39.911+00:00
Archive captured
2026-05-19T12:02:39.618+00:00
Show audit JSON
{
  "record": {
    "id": "a9da3607-78e6-437c-89b9-fa763dd4d451",
    "url": "https://regbase.jp/en/enforcement/kinshoho-kurosai-20260519",
    "company_name_original": "株式会社クロサイ",
    "company_name_registry": "株式会社クロサイ",
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "勧告",
      "en": "Recommendation"
    },
    "authority": {
      "ja": "証券取引等監視委員会",
      "en": "Securities and Exchange Surveillance Commission"
    }
  },
  "entity_match": {
    "status": "possible",
    "confidence": 60,
    "method": "extracted_japanese_name",
    "method_label": "Company name extracted from the Japanese public disclosure",
    "notes": "Created from the Japanese company name extracted from the public disclosure. No independent Corporate Number match was available at extraction time."
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Medium",
    "actionMeaning": "A regulator issued a recommendation or formal request for corrective action.",
    "practicalNote": "Review the facts and follow-up status. This is usually less severe than a suspension or revocation, but still a public enforcement signal.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-kurosai-20260519",
    "officialSourceUrl": "https://www.fsa.go.jp/sesc/news/c_2026/2026/20260519-1.html",
    "archiveUrl": "https://kiroku.today/view/d009597737cl2of4",
    "archiveCapturedAt": "2026-05-19T12:02:39.618+00:00",
    "extractedAt": "2026-05-19T12:02:38.827+00:00",
    "translatedAt": null,
    "evidenceCheckedAt": "2026-05-19T12:02:39.911+00:00",
    "generatedAt": "2026-05-20T05:41:12.772Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

Company info

English name
株式会社クロサイ Japanese original
Japanese name
株式会社クロサイ
See company profile →

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.