Enforcement record
Recommendation disclosure naming クリエイトジャパン株式会社
This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.
Action type
Recommendation
Law
Financial Instruments and Exchange Act
Authority
Securities and Exchange Surveillance Commission
Action date
13 November 2020
RegBase evidence report
Japanese public-record enforcement check
Saveable record of the published action, regulator source, source status, and review notes for internal compliance files.
- Report ID
- RB-EN-ENFORCEMENT-KINSHOHO-KURIEITO-202607270950
- Generated at
- 27 July 2026 at 18:50
- Record URL
- https://regbase.jp/en/enforcement/kinshoho-kurieitoziyapan-20201113
1. Review Summary
| Disclosure name | クリエイトジャパン株式会社 | Corporate Number | Not stated in the disclosure |
|---|---|---|---|
| Enforcement record | 1 record | Other confirmed records for this company | Outside this report's scope |
| Action date | 13 November 2020 | Authority | Securities and Exchange Surveillance Commission |
| Law | Financial Instruments and Exchange Act | Action type | Recommendation |
| Source status | Preserved public-source archive recorded | ||
This report summarizes public Japanese government disclosure data held by RegBase. It is not a credit score, sanctions conclusion, legal opinion, or adverse-media determination. Confirm important decisions against the linked official Japanese source.
2. Published Information
| Published name | クリエイトジャパン株式会社 |
|---|
3. Enforcement Record
| Target name in disclosure | クリエイトジャパン株式会社 |
|---|---|
| Authority | Securities and Exchange Surveillance Commission (証券取引等監視委員会) |
| Law / action type | Financial Instruments and Exchange Act / Recommendation |
| Action / announcement date | Action: 13 November 2020 / Announcement: 11 March 2026 |
| English summary | The company handles exchange margin trading. Between January 2019 and January 2020, an investigation into the telephone solicitation activities related to new account openings for 74 prospective clients conducted by 32 sales staff members was carried out. The investigation found the following facts: A. Violation of obligation to confirm acceptance of solicitation: 10 sales staff members, after being refused by prospective clients to open new accounts, engaged in solicitation activities without confirming whether the clients accepted the solicitation, in order to avoid losing the opportunity to solicit. B. Violation of prohibition on re-solicitation: 30 sales staff members, despite receiving rejection from 40 prospective clients to continue solicitation, prioritized their own sales performance and later made follow-up calls to re-solicit the clients. |
| Original Japanese text | 当社は、取引所為替証拠金取引を取り扱っているところ、平成31年１月から令和２年１月までの期間において、当社営業員32名が行った見込顧客74名に対する新規口座開設に向けた当該取引に係る電話勧誘の状況について検証した結果、以下の事実が認められた。ア 勧誘受諾意思確認義務違反 営業員10名は、見込顧客から新規口座開設に向けた勧誘を拒絶され、勧誘を行うことができなくなることを避けるため、18名の見込顧客に対し、当該勧誘に先立って、勧誘受諾意思の有無を確認することなく勧誘行為を行っていた。イ 再勧誘の禁止違反 営業員30名は、40名の見込顧客から勧誘継続の拒絶の意思表示を受けたにもかかわらず、営業員自身の営業成績の向上を優先し、後日、電話を架けて再び勧誘行為を行っていた。 |
| Financial / consumer impact | Penalty: - / Affected amount: - / Affected consumers: 74 |
| Official source | https://www.fsa.go.jp/sesc/news/c_2020/2020/20201113-1.html |
| Source archive | https://kiroku.today/a/713235c46bhdjsws |
| Extraction / evidence timestamps | Extracted: 25 April 2026 at 08:25 / Evidence checked: 25 April 2026 at 08:25 / Archive captured: 12 July 2026 at 14:51 |
4. Business Location and Permit Details
No additional structured business-location or permit fields are recorded for this disclosure.
5. Other Confirmed Records for This Company
This report covers the single government disclosure shown on this page.
Reviewer Notes
| Reviewer | Team / company | ||
|---|---|---|---|
| Review purpose | |||
| Additional notes | |||
- □ Official source URL or archived source was checked.
- □ Corporate Number, address, or other identifiers were reviewed to avoid confusing similarly named entities.
- □ This document is understood as a public-record evidence file, not a credit decision or legal opinion.
Current page: Enforcement record
This screen focuses on one disclosed action: the published name, governing law, authority, facts, source status, and review evidence.
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Preserved evidence by Kiroku
Review the preserved source for クリエイトジャパン株式会社
Open the preserved public source with its capture time, original artifact, available verification data, and downloadable evidence pack.
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Action summary
- Company
- クリエイトジャパン株式会社Japanese onlyOriginal: クリエイトジャパン株式会社
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Recommendation勧告
- Action date
- 13 November 2020
- Issuing authority
- Securities and Exchange Surveillance Commission証券取引等監視委員会
- Industry context
- 金融商品取引業
- Affected consumers
- 74
Violation
The company handles exchange margin trading. Between January 2019 and January 2020, an investigation into the telephone solicitation activities related to new account openings for 74 prospective clients conducted by 32 sales staff members was carried out. The investigation found the following facts: A. Violation of obligation to confirm acceptance of solicitation: 10 sales staff members, after being refused by prospective clients to open new accounts, engaged in solicitation activities without confirming whether the clients accepted the solicitation, in order to avoid losing the opportunity to solicit. B. Violation of prohibition on re-solicitation: 30 sales staff members, despite receiving rejection from 40 prospective clients to continue solicitation, prioritized their own sales performance and later made follow-up calls to re-solicit the clients.
Show original Japanese text
当社は、取引所為替証拠金取引を取り扱っているところ、平成31年１月から令和２年１月までの期間において、当社営業員32名が行った見込顧客74名に対する新規口座開設に向けた当該取引に係る電話勧誘の状況について検証した結果、以下の事実が認められた。ア 勧誘受諾意思確認義務違反 営業員10名は、見込顧客から新規口座開設に向けた勧誘を拒絶され、勧誘を行うことができなくなることを避けるため、18名の見込顧客に対し、当該勧誘に先立って、勧誘受諾意思の有無を確認することなく勧誘行為を行っていた。イ 再勧誘の禁止違反 営業員30名は、40名の見込顧客から勧誘継続の拒絶の意思表示を受けたにもかかわらず、営業員自身の営業成績の向上を優先し、後日、電話を架けて再び勧誘行為を行っていた。
Compliance context
MediumA regulator issued a recommendation or formal request for corrective action.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the facts and follow-up status. This is usually less severe than a suspension or revocation, but still a public enforcement signal.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Evidence pack
- Extracted at
- 2026-04-24T23:25:00.334+00:00
- Evidence checked
- 2026-04-24T23:25:00.334+00:00
- Archive captured
- 2026-07-12T05:51:00.270648+00:00
Show audit JSON
{
"record": {
"id": "25054b12-192c-48dc-b2f6-cd0e269259ca",
"url": "https://regbase.jp/en/enforcement/kinshoho-kurieitoziyapan-20201113",
"company_name_original": "クリエイトジャパン株式会社",
"company_name_registry": null,
"corporate_number": null,
"law": {
"ja": "金融商品取引法",
"en": "Financial Instruments and Exchange Act"
},
"action_type": {
"ja": "勧告",
"en": "Recommendation"
},
"authority": {
"ja": "証券取引等監視委員会",
"en": "Securities and Exchange Surveillance Commission"
}
},
"entity_match": {
"status": "unresolved",
"confidence": 60,
"method": "extracted_japanese_name",
"method_label": "Company name extracted from the Japanese public disclosure",
"notes": "The linked company profile has not been verified under the current identity policy."
},
"review": {
"status": "unreviewed",
"label": "Machine extracted"
},
"compliance_context": {
"severity": "Medium",
"actionMeaning": "A regulator issued a recommendation or formal request for corrective action.",
"practicalNote": "Review the facts and follow-up status. This is usually less severe than a suspension or revocation, but still a public enforcement signal.",
"lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
},
"evidence": {
"recordUrl": "https://regbase.jp/en/enforcement/kinshoho-kurieitoziyapan-20201113",
"officialSourceUrl": "https://www.fsa.go.jp/sesc/news/c_2020/2020/20201113-1.html",
"officialDocumentUrl": null,
"archiveUrl": "https://kiroku.today/a/713235c46bhdjsws",
"archivedSourceUrl": "https://www.fsa.go.jp/sesc/news/c_2020/2020/20201113-1.html",
"archiveCapturedAt": "2026-07-12T05:51:00.270648+00:00",
"extractedAt": "2026-04-24T23:25:00.334+00:00",
"translatedAt": "2026-05-01T06:42:53.106+00:00",
"evidenceCheckedAt": "2026-04-24T23:25:00.334+00:00",
"generatedAt": "2026-07-27T09:50:28.521Z"
},
"limitations": [
"RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
"English summaries are provided for reference. The original Japanese source is authoritative.",
"Possible or unresolved entity matches should be manually verified before use in a decision."
]
}The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.
Language
日本語版を見る (Japanese)About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.