Possible 警告書発出 against クラッシーキャピタルマネジメント株式会社（Classy Capital Management）代表取締役CIO A

クラッシーキャピタルマネジメント株式会社（Classy Capital Management）代表取締役CIO A (Financial Instruments and Exchange Act)

Financial Instruments and Exchange Act金融庁・財務局Possible entity match1 June 2016

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/api/v1/enforcements?company=%E3%82%AF%E3%83%A9%E3%83%83%E3%82%B7%E3%83%BC%E3%82%AD%E3%83%A3%E3%83%94%E3%82%BF%E3%83%AB%E3%83%9E%E3%83%8D%E3%82%B8%E3%83%A1%E3%83%B3%E3%83%88%E6%A0%AA%E5%BC%8F%E4%BC%9A%E7%A4%BE%EF%BC%88Classy%20Capital%20Management%EF%BC%89%20%E4%BB%A3%E8%A1%A8%E5%8F%96%E7%B7%A0%E5%BD%B9CIO%20A&limit=10

Open API response API docs

Action summary

Company: クラッシーキャピタルマネジメント株式会社（Classy Capital Management）代表取締役CIO AJapanese original
Original: クラッシーキャピタルマネジメント株式会社（Classy Capital Management）代表取締役CIO A
Entity match: Possible entity match60/100Machine extracted
Company name extracted from the Japanese public disclosure
Governing law: Financial Instruments and Exchange Act
金融商品取引法
Action type: 警告書発出
警告書発出
Action date: 1 June 2016
Issuing authority: 金融庁・財務局
金融庁・財務局

Violation

Show original Japanese text

勧誘資料等を送付したうえで、ファンドの募集又は私募の取扱いを行っていたもの。当該業者から「CAROLINA PARTNERS」と題する会社概要や、「キャロライナパートナーズ合同会社【契約締結前交付書面】」と題する資料の送付を受けたとの情報が寄せられている。キャロライナパートナーズ合同会社は無登録で金融商品取引業等を行っていたとして、平成28年4月28日付で警告を行っている。

Compliance context

Context needed

This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the original Japanese source and determine relevance to your counterparty-risk workflow.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original 金融庁・財務局 announcement (Japanese)Archived source snapshot

Extracted at: 2026-05-14T21:13:26.085+00:00
Evidence checked: Not recorded
Archive captured: 2026-05-20T06:30:38.002+00:00

Show audit JSON

{
  "record": {
    "id": "740c0e31-847e-4403-bca0-a446421d7253",
    "url": "https://regbase.jp/en/enforcement/kinshoho-kuratusikiyapitarumanezimentoclassycapitalmanagementdai-biao-qu-di-yi-cioa-20160601",
    "company_name_original": "クラッシーキャピタルマネジメント株式会社（Classy Capital Management） 代表取締役CIO A",
    "company_name_registry": "クラッシーキャピタルマネジメント株式会社（Classy Capital Management） 代表取締役CIO A",
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "警告書発出",
      "en": "警告書発出"
    },
    "authority": {
      "ja": "金融庁・財務局",
      "en": "金融庁・財務局"
    }
  },
  "entity_match": {
    "status": "possible",
    "confidence": 60,
    "method": "extracted_japanese_name",
    "method_label": "Company name extracted from the Japanese public disclosure",
    "notes": null
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Context needed",
    "actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
    "practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-kuratusikiyapitarumanezimentoclassycapitalmanagementdai-biao-qu-di-yi-cioa-20160601",
    "officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
    "archiveUrl": "https://kiroku.today/view/9fa660712e7967kc",
    "archiveCapturedAt": "2026-05-20T06:30:38.002+00:00",
    "extractedAt": "2026-05-14T21:13:26.085+00:00",
    "translatedAt": null,
    "evidenceCheckedAt": null,
    "generatedAt": "2026-05-20T10:11:11.153Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

Language

日本語版を見る (Japanese)

Company info

English name: クラッシーキャピタルマネジメント株式会社（Classy Capital Management）代表取締役CIO A Japanese original
Japanese name: クラッシーキャピタルマネジメント株式会社（Classy Capital Management）代表取締役CIO A

See company profile →

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.

Possible 警告書発出 against クラッシーキャピタルマネジメント株式会社（Classy Capital Management） 代表取締役CIO A