Possible Surcharge Payment Order against 株式会社コンテック
For developers: integration details
You do not need this for normal browsing. Use it when integrating this enforcement record into an internal tool or AI workflow.
/api/v1/enforcements?company=%E6%A0%AA%E5%BC%8F%E4%BC%9A%E7%A4%BE%E3%82%B3%E3%83%B3%E3%83%86%E3%83%83%E3%82%AF&limit=10Action summary
- Company
- 株式会社コンテックJapanese originalOriginal: 株式会社コンテック
- Entity match
- Possible entity match60/100Machine extractedCompany name extracted from the Japanese public disclosure
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Surcharge Payment Order課徴金納付命令
- Action date
- 26 February 2024
- Penalty
- ¥880K (¥880,000)
- Issuing authority
- Financial Services Agency金融庁
Violation
The respondent submitted a statement acknowledging the facts listed in Article 178, Paragraph 1, Item 16 of the Financial Instruments and Exchange Act regarding the surcharge, and the amount of the surcharge to be paid. Based on this, a draft decision to order the payment of the surcharge was submitted by the adjudicator pursuant to the provisions of Article 185-6 of the Act. Therefore, a decision was made to order the payment.
Show original Japanese text
被審人から課徴金に係る金融商品取引法第178条第１項第16号に掲げる事実及び納付すべき課徴金の額を認める旨の答弁書の提出があり、これを受けた審判官から法第185条の６の規定に基づき、課徴金の納付を命ずる旨の決定案が提出されたことから、決定を行った。
Compliance context
Medium-highA formal administrative order requiring payment of a monetary surcharge.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Evidence pack
- Extracted at
- 2026-04-24T23:29:48.534+00:00
- Evidence checked
- 2026-04-24T23:29:48.534+00:00
- Archive captured
- 2026-04-04T18:30:59.524+00:00
Show audit JSON
{
"record": {
"id": "2cf420fe-7b7d-434b-bdef-fbbaa07ccabe",
"url": "https://regbase.jp/en/enforcement/kinshoho-kontetuku-20240226",
"company_name_original": "株式会社コンテック",
"company_name_registry": "株式会社コンテック",
"corporate_number": null,
"law": {
"ja": "金融商品取引法",
"en": "Financial Instruments and Exchange Act"
},
"action_type": {
"ja": "課徴金納付命令",
"en": "Surcharge Payment Order"
},
"authority": {
"ja": "金融庁",
"en": "Financial Services Agency"
}
},
"entity_match": {
"status": "possible",
"confidence": 60,
"method": "extracted_japanese_name",
"method_label": "Company name extracted from the Japanese public disclosure",
"notes": null
},
"review": {
"status": "unreviewed",
"label": "Machine extracted"
},
"compliance_context": {
"severity": "Medium-high",
"actionMeaning": "A formal administrative order requiring payment of a monetary surcharge.",
"practicalNote": "Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.",
"lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
},
"evidence": {
"recordUrl": "https://regbase.jp/en/enforcement/kinshoho-kontetuku-20240226",
"officialSourceUrl": "https://www.fsa.go.jp/news/r5/shouken/20240328-4.html",
"archiveUrl": "https://kiroku.today/view/3d8575e16fko4qru",
"archiveCapturedAt": "2026-04-04T18:30:59.524+00:00",
"extractedAt": "2026-04-24T23:29:48.534+00:00",
"translatedAt": "2026-05-01T06:47:08.556+00:00",
"evidenceCheckedAt": "2026-04-24T23:29:48.534+00:00",
"generatedAt": "2026-05-21T00:35:20.217Z"
},
"limitations": [
"RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
"English summaries are provided for reference. The original Japanese source is authoritative.",
"Possible or unresolved entity matches should be manually verified before use in a decision."
]
}The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.
Language
日本語版を見る (Japanese)About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.