Surcharge Payment Order against K.K. Deierui
Action summary
- Company
- K.K. DeieruiRomanizedOriginal: 株式会社ディー・エル・イー
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Surcharge Payment Order課徴金納付命令
- Action date
- April 9, 2021
- Penalty
- ¥3M (¥3,050,000)
- Issuing authority
- Financial Services Agency金融庁
Violation
Based on the recommendation for payment of surcharge following inspection results from the Financial Services Agency, a decision was made to commence a trial procedure. A statement acknowledging the facts listed in Article 178, Paragraph 1, Item 16 of the Financial Instruments and Exchange Act and the amount of surcharge to be paid was submitted, leading to the decision to order the payment of the surcharge.
Show original Japanese text
証券取引等監視委員会からの検査結果に基づく課徴金納付命令の勧告を受け、審判手続開始の決定により、金融商品取引法第178条第1項第16号に掲げる事実及び納付すべき課徴金の額を認める答弁書の提出があり、課徴金の納付を命ずる決定がなされた。
Source
Original Financial Services Agency announcement (in Japanese)The original Japanese disclosure is the authoritative record.
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Language
日本語版を見る (Japanese)About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.