Possible Surcharge Payment Order against 大成建設株式会社
Action summary
- Company
- 大成建設株式会社Japanese onlyOriginal: 大成建設株式会社
- Entity match
- Possible entity match60/100Machine extractedCompany name extracted from the Japanese public disclosure
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Surcharge Payment Order課徴金納付命令
- Action date
- 28 October 2024
- Penalty
- ¥1.7M (¥1,730,000)
- Issuing authority
- Financial Services Agency金融庁
Violation
Show original Japanese text
証券取引等監視委員会からの検査結果に基づき、内部者取引に関して課徴金納付命令の勧告を受け、審判手続きの結果、課徴金の納付を命じられた。
Compliance context
Medium-highA formal administrative order requiring payment of a monetary surcharge.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Evidence pack
- Extracted at
- 2026-05-09T12:02:55.867+00:00
- Evidence checked
- 2026-05-09T12:02:55.867+00:00
- Archive captured
- 2026-05-09T12:02:56.418+00:00
Show audit JSON
{
"record": {
"id": "3c4b13eb-e73a-4749-ba34-61a3d3e06b97",
"url": "https://regbase.jp/en/enforcement/kinshoho-da-cheng-jian-she-20241028",
"company_name_original": "大成建設株式会社",
"company_name_registry": "大成建設株式会社",
"corporate_number": null,
"law": {
"ja": "金融商品取引法",
"en": "Financial Instruments and Exchange Act"
},
"action_type": {
"ja": "課徴金納付命令",
"en": "Surcharge Payment Order"
},
"authority": {
"ja": "金融庁",
"en": "Financial Services Agency"
}
},
"entity_match": {
"status": "possible",
"confidence": 60,
"method": "extracted_japanese_name",
"method_label": "Company name extracted from the Japanese public disclosure",
"notes": null
},
"review": {
"status": "unreviewed",
"label": "Machine extracted"
},
"compliance_context": {
"severity": "Medium-high",
"actionMeaning": "A formal administrative order requiring payment of a monetary surcharge.",
"practicalNote": "Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.",
"lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
},
"evidence": {
"recordUrl": "https://regbase.jp/en/enforcement/kinshoho-da-cheng-jian-she-20241028",
"officialSourceUrl": "https://www.fsa.go.jp/news/r7/shouken/20250828-5.html",
"archiveUrl": "https://kiroku.today/view/e683e91b7byaoip5",
"archiveCapturedAt": "2026-05-09T12:02:56.418+00:00",
"extractedAt": "2026-05-09T12:02:55.867+00:00",
"translatedAt": null,
"evidenceCheckedAt": "2026-05-09T12:02:55.867+00:00",
"generatedAt": "2026-05-15T06:55:53.513Z"
},
"limitations": [
"RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
"English summaries are provided for reference. The original Japanese source is authoritative.",
"Possible or unresolved entity matches should be manually verified before use in a decision."
]
}The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.
Language
日本語版を見る (Japanese)About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.