Recommendation against Avuatoredoziyapan K.K.
Action summary
- Company
- Avuatoredoziyapan K.K.RomanizedOriginal: アヴァトレード・ジャパン株式会社Corporate Number: 2010401081157
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Recommendation勧告
- Action date
- April 23, 2024
- Issuing authority
- Securities and Exchange Surveillance Commission証券取引等監視委員会
Violation
Around May 2021, due to worsening stress test results, the company requested the parent company's compliance department head to falsify customer data. From the end of May 2021 to the end of March 2023, on at least 13 days each month, the company conducted stress tests after deleting data of some large transaction customers from customer data. Furthermore, from May 2023 to the end of August 2023, on at least 24 days, the company conducted stress tests after deleting some customer data. These actions involved performing stress tests with tampered data that should have been conducted correctly, and the company did not report these to the association.
Show original Japanese text
令和３年５月頃、ストレステストの結果が悪化しつつあったため、親会社のコンプライアンス部門の最高責任者に対し、顧客データの改ざんを依頼し、令和３年５月末から令和５年３月末の各月末のうち少なくとも13日、顧客データから大口取引顧客の上位数名のデータを削除したうえでストレステストを実施した。さらに、令和５年５月から８月末までの少なくとも24日、顧客データの一部を削除したうえでストレステストを実施した。これらの行為は、正しく実施すべきストレステストを改ざんしたデータで行い、協会への報告も行っていなかった。
Source
Original Securities and Exchange Surveillance Commission announcement (in Japanese)The original Japanese disclosure is the authoritative record.
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Language
日本語版を見る (Japanese)Company info
- English name
- Avuatoredoziyapan K.K. Romanized
- Japanese name
- アヴァトレード・ジャパン株式会社
- Corporate Number
- 2010401081157
- Registered address
- 東京都港区赤坂２丁目１８番１号赤坂ヒルサイドビル４階
About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.