Possible 警告書発出 against アクティブAP株式会社 代表取締役 A
For developers: integration details
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/api/v1/enforcements?company=%E3%82%A2%E3%82%AF%E3%83%86%E3%82%A3%E3%83%96AP%E6%A0%AA%E5%BC%8F%E4%BC%9A%E7%A4%BE%20%E4%BB%A3%E8%A1%A8%E5%8F%96%E7%B7%A0%E5%BD%B9%20A&limit=10Action summary
- Company
- アクティブAP株式会社 代表取締役 AJapanese originalOriginal: アクティブAP株式会社 代表取締役 A
- Entity match
- Possible entity match60/100Machine extractedCompany name extracted from the Japanese public disclosure
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- 警告書発出警告書発出
- Action date
- 1 April 2014
- Issuing authority
- 金融庁・財務局金融庁・財務局
Violation
Show original Japanese text
当社は、以前当局に適格機関投資家等特例業務の届出書を提出していたが、平成24年6月30日に当該業務を廃止する旨当局に届け出た後においても、顧客に「適格機関投資家等特例業務届出書を金融庁に提出しています。」と偽り、ファンドの募集を行っていたもの。 ・本件警告は、当局きんざい金融ホットライン等あてに北海道・東北地方にお住いの方から提供いただいた情報等を端緒にして当局調査結果に基づき発出したもの。 ・「アクティブアセットプロデュース株式会社」と表記しているケースも認められている。
Compliance context
Context neededThis is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the original Japanese source and determine relevance to your counterparty-risk workflow.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Evidence pack
- Extracted at
- 2026-05-14T21:13:26.086+00:00
- Evidence checked
- Not recorded
- Archive captured
- Not archived
Show audit JSON
{
"record": {
"id": "994ab63e-b492-4966-9de0-55b75237b6cb",
"url": "https://regbase.jp/en/enforcement/kinshoho-akuteibuapdai-biao-qu-di-yi-a-20140401",
"company_name_original": "アクティブAP株式会社 代表取締役 A",
"company_name_registry": "アクティブAP株式会社 代表取締役 A",
"corporate_number": null,
"law": {
"ja": "金融商品取引法",
"en": "Financial Instruments and Exchange Act"
},
"action_type": {
"ja": "警告書発出",
"en": "警告書発出"
},
"authority": {
"ja": "金融庁・財務局",
"en": "金融庁・財務局"
}
},
"entity_match": {
"status": "possible",
"confidence": 60,
"method": "extracted_japanese_name",
"method_label": "Company name extracted from the Japanese public disclosure",
"notes": null
},
"review": {
"status": "unreviewed",
"label": "Machine extracted"
},
"compliance_context": {
"severity": "Context needed",
"actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
"practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
"lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
},
"evidence": {
"recordUrl": "https://regbase.jp/en/enforcement/kinshoho-akuteibuapdai-biao-qu-di-yi-a-20140401",
"officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
"archiveUrl": null,
"archiveCapturedAt": null,
"extractedAt": "2026-05-14T21:13:26.086+00:00",
"translatedAt": null,
"evidenceCheckedAt": null,
"generatedAt": "2026-05-15T21:21:47.019Z"
},
"limitations": [
"RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
"English summaries are provided for reference. The original Japanese source is authoritative.",
"Possible or unresolved entity matches should be manually verified before use in a decision."
]
}The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.
Language
日本語版を見る (Japanese)Company info
- English name
- アクティブAP株式会社 代表取締役 A Japanese original
- Japanese name
- アクティブAP株式会社 代表取締役 A
About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.