Enforcement record
Surcharge Payment Order disclosure naming ジョルダン株式会社
This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.
Action type
Surcharge Payment Order
Law
Financial Instruments and Exchange Act
Authority
Financial Services Agency
Action date
9 April 2021
Current page: Enforcement record
This screen focuses on one disclosed action: the published name, governing law, authority, facts, source status, and review evidence.
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Public-source and preservation status
- Publishing authority
- Financial Services Agency
- Official source URL
- Recorded by RegBase
- Entity match
- Not confirmed; shown under the published name
- Kiroku preservation
- Queued for preservation
- Captured: Jul 12, 2026, 02:52 PM JST
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Action summary
- Company
- ジョルダン株式会社Japanese onlyOriginal: ジョルダン株式会社
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Surcharge Payment Order課徴金納付命令
- Action date
- 9 April 2021
- Penalty
- ¥700K (¥700,000)
- Issuing authority
- Financial Services Agency金融庁
- Industry context
- 証券取引
Violation
Based on the inspection results from the Securities and Exchange Surveillance Commission, the respondent acknowledged the facts related to market manipulation and received a decision to pay the surcharge.
Show original Japanese text
証券取引等監視委員会からの検査結果に基づき、相場操縦の行為に関する事実を認め、課徴金の納付を命じる決定を受けた。
Compliance context
Medium-highA formal administrative order requiring payment of a monetary surcharge.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Language
日本語版を見る (Japanese)About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.