Enforcement record
Issuance of Warning Letter disclosure naming 株式会社ジャフコ 代表者 A
This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.
Action type
Issuance of Warning Letter
Law
Financial Instruments and Exchange Act
Authority
Financial Services Agency and Local Finance Bureaus
Action date
1 December 2014
Current page: Enforcement record
This screen focuses on one disclosed action: the published name, governing law, authority, facts, source status, and review evidence.
Source verification
Public-source and preservation status
- Publishing authority
- Financial Services Agency and Local Finance Bureaus
- Official source URL
- Recorded by RegBase
- Entity match
- Not confirmed; shown under the published name
- Kiroku preservation
- Saved content requires review
- Captured: May 16, 2026, 03:30 AM JST
“Confirmed” means that RegBase matched this record to the cited public disclosure or entity under the stated checks. It does not verify the truth of the disclosure or guarantee the entity’s current status, creditworthiness, or any legal conclusion.
Available sources and saved files are listed in the public documents section below.
Action summary
- Company
- 株式会社ジャフコ 代表者 AJapanese onlyOriginal: 株式会社ジャフコ 代表者 A
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Issuance of Warning Letter警告書発出
- Action date
- 1 December 2014
- Issuing authority
- Financial Services Agency and Local Finance Bureaus金融庁・財務局
- Industry context
- 無登録金融商品取引業者（国内）
Violation
The company displayed and sent a company profile claiming to be engaged in financial instruments business. The profile included a registration number similar to that of the Financial Services Agency and falsely claimed to be a licensed financial instruments business operator. The company also impersonated the name of the actual company JAFCO. The profile was similar to that of Next Line Co., Ltd., which had been warned on September 17, 2014.
Show original Japanese text
会社概要に金融商品取引業を行う旨を表示し送付したもの。 当該業者は、外国通貨に関する会社概要を送付しており、当該会社概要には、「金融商品取引業者」と記載し、財務局の登録番号に類似した「財務局長（金商）第1631号」を騙っていた。また、当該業者は、実在する「株式会社ジャフコ」の商号を騙っている。当該会社概要は、平成26年9月17日付で警告を行った「株式会社ネクストライン」と類似している。
Public documents and saved materials
Source links and saved materials are available to purchasers of the evidence pack. You can also download the compiled records and available saved files.
Loading materials…
Compliance context
Context neededThis is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the original Japanese source and determine relevance to your counterparty-risk workflow.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Language
日本語版を見る (Japanese)About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.