Surcharge Payment Order against Nomura Securities Co., Ltd.

野村證券株式会社 (Financial Instruments and Exchange Act)
Financial Instruments and Exchange ActFinancial Services AgencyJanuary 6, 2024

Action summary

Company
Original: 野村證券株式会社
Corporate Number: 6010001074037
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
Surcharge Payment Order
課徴金納付命令
Action date
January 6, 2024
Penalty
¥22M (¥21,760,000)
Issuing authority
Financial Services Agency
金融庁

Violation

Machine-translated summary — verify against original

Market manipulation related to long-term government bond futures.

Show original Japanese text

長期国債先物に係る相場操縦

Source

Original Financial Services Agency announcement (in Japanese)

The original Japanese disclosure is the authoritative record.

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Company info

English name
Nomura Securities Co., Ltd. Official
Japanese name
野村證券株式会社
Corporate Number
6010001074037
Registered address
東京都中央区日本橋1丁目13番1号
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About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.