Possible Surcharge Payment Order against ＴＨＥＷＨＹＨＯＷＤＯＣＯＭＰＡＮＹ（株）

ＴＨＥＷＨＹＨＯＷＤＯＣＯＭＰＡＮＹ（株） (Financial Instruments and Exchange Act)

Financial Instruments and Exchange ActFinancial Services AgencyPossible entity match2 December 2024

For developers: integration details

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/api/v1/enforcements?company=%EF%BC%B4%EF%BC%A8%EF%BC%A5%20%EF%BC%B7%EF%BC%A8%EF%BC%B9%20%EF%BC%A8%EF%BC%AF%EF%BC%B7%20%EF%BC%A4%EF%BC%AF%20%EF%BC%A3%EF%BC%AF%EF%BC%AD%EF%BC%B0%EF%BC%A1%EF%BC%AE%EF%BC%B9%EF%BC%88%E6%A0%AA%EF%BC%89&limit=10

Open API response API docs

Action summary

Company: ＴＨＥＷＨＹＨＯＷＤＯＣＯＭＰＡＮＹ（株）Japanese original
Original: ＴＨＥＷＨＹＨＯＷＤＯＣＯＭＰＡＮＹ（株）
Entity match: Possible entity match60/100Machine extracted
Company name extracted from the Japanese public disclosure
Governing law: Financial Instruments and Exchange Act
金融商品取引法
Action type: Surcharge Payment Order
課徴金納付命令
Action date: 2 December 2024
Penalty: ¥45M (¥44,820,000)
Issuing authority: Financial Services Agency
金融庁

Violation

Show original Japanese text

有価証券報告書等の虚偽記載

Compliance context

Medium-high

A formal administrative order requiring payment of a monetary surcharge.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original Financial Services Agency announcement (Japanese)Archived source snapshot

Extracted at: 2026-05-09T12:02:55.345+00:00
Evidence checked: 2026-05-09T12:02:55.345+00:00
Archive captured: 2026-05-09T12:02:55.948+00:00

Show audit JSON

{
  "record": {
    "id": "ee704c36-8617-4121-b641-23228f11c312",
    "url": "https://regbase.jp/en/enforcement/kinshoho-thewhyhowdocompany-20241202",
    "company_name_original": "ＴＨＥ ＷＨＹ ＨＯＷ ＤＯ ＣＯＭＰＡＮＹ（株）",
    "company_name_registry": "ＴＨＥ ＷＨＹ ＨＯＷ ＤＯ ＣＯＭＰＡＮＹ（株）",
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "課徴金納付命令",
      "en": "Surcharge Payment Order"
    },
    "authority": {
      "ja": "金融庁",
      "en": "Financial Services Agency"
    }
  },
  "entity_match": {
    "status": "possible",
    "confidence": 60,
    "method": "extracted_japanese_name",
    "method_label": "Company name extracted from the Japanese public disclosure",
    "notes": null
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Medium-high",
    "actionMeaning": "A formal administrative order requiring payment of a monetary surcharge.",
    "practicalNote": "Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-thewhyhowdocompany-20241202",
    "officialSourceUrl": "https://www.fsa.go.jp/news/r7/shouken/20251002-1.html",
    "archiveUrl": "https://kiroku.today/view/e88b2181efyaoidf",
    "archiveCapturedAt": "2026-05-09T12:02:55.948+00:00",
    "extractedAt": "2026-05-09T12:02:55.345+00:00",
    "translatedAt": null,
    "evidenceCheckedAt": "2026-05-09T12:02:55.345+00:00",
    "generatedAt": "2026-05-20T05:38:40.077Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

Language

日本語版を見る (Japanese)

Company info

English name: ＴＨＥＷＨＹＨＯＷＤＯＣＯＭＰＡＮＹ（株） Japanese original
Japanese name: ＴＨＥＷＨＹＨＯＷＤＯＣＯＭＰＡＮＹ（株）

See company profile →

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.

Possible Surcharge Payment Order against ＴＨＥ ＷＨＹ ＨＯＷ ＤＯ ＣＯＭＰＡＮＹ（株）