Possible 警告書発出 against K.K. Sutato[(h29.11mo Xian Zai)] , K.K. Oto[(jiu Shang Hao)] Yun Ying Ze Ren Zhe A

株式会社スタート【H29.11末現在】、株式会社オート【旧商号】 運営責任者 A (Financial Instruments and Exchange Act)
Financial Instruments and Exchange Act金融庁・財務局Possible entity match1 April 2018

Action summary

Company
Original: 株式会社スタート【H29.11末現在】、株式会社オート【旧商号】 運営責任者 A
Entity match
Possible entity match60/100Machine extracted
Company name extracted from the Japanese public disclosure
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
警告書発出
警告書発出
Action date
1 April 2018
Issuing authority
金融庁・財務局
金融庁・財務局

Violation

Show original Japanese text

インターネットを通じて、投資顧問契約に基づく助言の勧誘を行っていたもの 当該業者が提供するサービスの名称は「株BOOK、株LIFEパートナー、日本株式リサーチ」である。 当該業者は、H30.3.29付で金融商品取引法違反行為に係る裁判所の禁止及び停止命令の発令があった株式会社JG-company外2社らが、投資助言に関するウェブサイトを開設するために設立した実体のない会社である。

Compliance context

Context needed

This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the original Japanese source and determine relevance to your counterparty-risk workflow.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original 金融庁・財務局 announcement (Japanese)
Extracted at
2026-05-14T21:13:26.084+00:00
Evidence checked
Not recorded
Archive captured
Not archived
Show audit JSON
{
  "record": {
    "id": "1a71162f-bcb4-4ab0-9a8a-8d5073175f1c",
    "url": "https://regbase.jp/en/enforcement/kinshoho-sutatoh2911mo-xian-zai-otojiu-shang-hao-yun-ying-ze-ren-zhe-a-20180401",
    "company_name_original": "株式会社スタート【H29.11末現在】、株式会社オート【旧商号】 運営責任者 A",
    "company_name_registry": "株式会社スタート【H29.11末現在】、株式会社オート【旧商号】 運営責任者 A",
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "警告書発出",
      "en": "警告書発出"
    },
    "authority": {
      "ja": "金融庁・財務局",
      "en": "金融庁・財務局"
    }
  },
  "entity_match": {
    "status": "possible",
    "confidence": 60,
    "method": "extracted_japanese_name",
    "method_label": "Company name extracted from the Japanese public disclosure",
    "notes": null
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Context needed",
    "actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
    "practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-sutatoh2911mo-xian-zai-otojiu-shang-hao-yun-ying-ze-ren-zhe-a-20180401",
    "officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
    "archiveUrl": null,
    "archiveCapturedAt": null,
    "extractedAt": "2026-05-14T21:13:26.084+00:00",
    "translatedAt": null,
    "evidenceCheckedAt": null,
    "generatedAt": "2026-05-15T03:56:31.685Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

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Company info

English name
K.K. Sutato[(h29.11mo Xian Zai)] , K.K. Oto[(jiu Shang Hao)] Yun Ying Ze Ren Zhe A Romanized
Japanese name
株式会社スタート【H29.11末現在】、株式会社オート【旧商号】 運営責任者 A
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About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.