Enforcement record
Issuance of Warning Letter disclosure naming Smarttool Trading SC Limited
This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.
Action type
Issuance of Warning Letter
Law
Financial Instruments and Exchange Act
Authority
Financial Services Agency and Local Finance Bureaus
Action date
1 January 2026
Current page: Enforcement record
This screen focuses on one disclosed action: the published name, governing law, authority, facts, source status, and review evidence.
Source verification
Public-source and preservation status
- Publishing authority
- Financial Services Agency and Local Finance Bureaus
- Official source URL
- Recorded by RegBase
- Entity match
- Not confirmed; shown under the published name
- Kiroku preservation
- Saved content requires review
- Captured: May 16, 2026, 03:30 AM JST
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Action summary
- Company
- Smarttool Trading SC LimitedJapanese onlyOriginal: Smarttool Trading SC Limited
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Issuance of Warning Letter警告書発出
- Action date
- 1 January 2026
- Issuing authority
- Financial Services Agency and Local Finance Bureaus金融庁・財務局
- Industry context
- 無登録金融商品取引業者（海外）
Violation
A company was soliciting over-the-counter derivative transactions over the internet. The services provided by the company are named Axia, Axia, Axia Trade, and Axia Trade. The relationship with this company is unknown, but its location is similar or nearly identical to those of the following entities that have been warned: Trinota Markets (Global) Limited (warned on January 29, 2025), XS Ltd (warned on September 25, 2024), Nymstar Limited (warned on April 21, 2023), and Tradexfin Limited (warned on August 21, 2020).
Show original Japanese text
インターネットを通じて、店頭デリバティブ取引の勧誘を行っていたもの 当該業者が提供するサービスの名称は「Axia、アクシア、Axia Trade、アクシアトレード」である。 なお、当該業者との関係性は不明であるが、警告している以下の業者と所在地が同様もしくは酷似している。 ・「Trinota Markets (Global) Limited」(令和7年1月29日で警告) ・「XS Ltd」(令和6年9月25日で警告) ・「Nymstar Limited」(令和5年4月21日付で警告) ・「Tradexfin Limited」(令和2年8月21日付で警告)
Public documents and saved materials
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Compliance context
Context neededThis is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.
Financial markets law covering securities, investment services, disclosure, and market conduct.
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Language
日本語版を見る (Japanese)About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.