Possible 警告書発出 against San He Horudeingusu K.K. Dai Biao Qu Di Yi A *bei Kao Lan Notoori,shi Zai Suruye Zhe Nochi Zhu Hui She Noming Cheng Nisi Taming Cheng Tosonodai Biao Zhe Wopian Tuteirumono.

三和ホールディングス株式会社代表取締役 A ※備考欄のとおり、実在する業者の持株会社の名称に似た名称とその代表者を騙っているもの。 (Financial Instruments and Exchange Act)

Financial Instruments and Exchange Act金融庁・財務局Possible entity match1 September 2012

Use this data via API

Fetch this company's enforcement records

/api/v1/enforcements?company=%E4%B8%89%E5%92%8C%E3%83%9B%E3%83%BC%E3%83%AB%E3%83%87%E3%82%A3%E3%83%B3%E3%82%B0%E3%82%B9%E6%A0%AA%E5%BC%8F%E4%BC%9A%E7%A4%BE%20%E4%BB%A3%E8%A1%A8%E5%8F%96%E7%B7%A0%E5%BD%B9%20A%20%E2%80%BB%E5%82%99%E8%80%83%E6%AC%84%E3%81%AE%E3%81%A8%E3%81%8A%E3%82%8A%E3%80%81%E5%AE%9F%E5%9C%A8%E3%81%99%E3%82%8B%E6%A5%AD%E8%80%85%E3%81%AE%E6%8C%81%E6%A0%AA%E4%BC%9A%E7%A4%BE%E3%81%AE%E5%90%8D%E7%A7%B0%E3%81%AB%E4%BC%BC%E3%81%9F%E5%90%8D%E7%A7%B0%E3%81%A8%E3%81%9D%E3%81%AE%E4%BB%A3%E8%A1%A8%E8%80%85%E3%82%92%E9%A8%99%E3%81%A3%E3%81%A6%E3%81%84%E3%82%8B%E3%82%82%E3%81%AE%E3%80%82&limit=10

Open JSON API docs

Action summary

Company: San He Horudeingusu K.K. Dai Biao Qu Di Yi A *bei Kao Lan Notoori,shi Zai Suruye Zhe Nochi Zhu Hui She Noming Cheng Nisi Taming Cheng Tosonodai Biao Zhe Wopian Tuteirumono.Romanized
Original: 三和ホールディングス株式会社代表取締役 A ※備考欄のとおり、実在する業者の持株会社の名称に似た名称とその代表者を騙っているもの。
Entity match: Possible entity match60/100Machine extracted
Company name extracted from the Japanese public disclosure
Governing law: Financial Instruments and Exchange Act
金融商品取引法
Action type: 警告書発出
警告書発出
Action date: 1 September 2012
Issuing authority: 金融庁・財務局
金融庁・財務局

Violation

Show original Japanese text

勧誘葉書の送付による未公開株・社債等の買取りを行っていたもの。登録を受けた金融商品取引業者「三和エステート株式会社」の持株会社の名称に似た名称とその代表者（A）、当該登録業者の登録番号に似た登録番号「財務支局庁（金商）第88 号」及び所在地を騙っていた。

Compliance context

Context needed

This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the original Japanese source and determine relevance to your counterparty-risk workflow.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original 金融庁・財務局 announcement (Japanese)

Extracted at: 2026-05-14T21:13:26.087+00:00
Evidence checked: Not recorded
Archive captured: Not archived

Show audit JSON

{
  "record": {
    "id": "cdb597f2-7741-474c-b57e-8481ed7632a6",
    "url": "https://regbase.jp/en/enforcement/kinshoho-san-he-horudeingusudai-biao-qu-di-yi-abei-kao-lan-notoorishi-zai-suruye-zhe-noch-20120901",
    "company_name_original": "三和ホールディングス株式会社 代表取締役 A ※備考欄のとおり、実在する業者の持株会社の名称に似た名称とその代表者を騙っているもの。",
    "company_name_registry": "三和ホールディングス株式会社 代表取締役 A ※備考欄のとおり、実在する業者の持株会社の名称に似た名称とその代表者を騙っているもの。",
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "警告書発出",
      "en": "警告書発出"
    },
    "authority": {
      "ja": "金融庁・財務局",
      "en": "金融庁・財務局"
    }
  },
  "entity_match": {
    "status": "possible",
    "confidence": 60,
    "method": "extracted_japanese_name",
    "method_label": "Company name extracted from the Japanese public disclosure",
    "notes": null
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Context needed",
    "actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
    "practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-san-he-horudeingusudai-biao-qu-di-yi-abei-kao-lan-notoorishi-zai-suruye-zhe-noch-20120901",
    "officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
    "archiveUrl": null,
    "archiveCapturedAt": null,
    "extractedAt": "2026-05-14T21:13:26.087+00:00",
    "translatedAt": null,
    "evidenceCheckedAt": null,
    "generatedAt": "2026-05-15T11:15:49.047Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

Language

日本語版を見る (Japanese)

Company info

English name: San He Horudeingusu K.K. Dai Biao Qu Di Yi A *bei Kao Lan Notoori,shi Zai Suruye Zhe Nochi Zhu Hui She Noming Cheng Nisi Taming Cheng Tosonodai Biao Zhe Wopian Tuteirumono. Romanized
Japanese name: 三和ホールディングス株式会社代表取締役 A ※備考欄のとおり、実在する業者の持株会社の名称に似た名称とその代表者を騙っているもの。

See company profile →

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.