Enforcement record

Issuance of Warning Letter disclosure naming RL360 Insurance Company Limited

RL360 Insurance Company Limited (Financial Instruments and Exchange Act)

This page records the name used in a government disclosure. The match to a specific legal entity is unconfirmed, so no company profile, Corporate Number, address, representative, or related-company history is attributed here.

Financial Instruments and Exchange ActFinancial Services Agency and Local Finance BureausEntity match unconfirmed1 May 2026

Action type

Issuance of Warning Letter

Law

Financial Instruments and Exchange Act

Authority

Financial Services Agency and Local Finance Bureaus

Action date

1 May 2026

Current page: Enforcement record

This screen focuses on one disclosed action and preserves the source name exactly as published. The match to a specific legal entity is unconfirmed; no company profile or company-level history is attributed.

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Includes the source disclosure name, regulator, governing law, source links, archive status, and an explicit unconfirmed entity-match notice. Company identifiers are omitted.

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/api/v1/enforcements?company=RL360%20Insurance%20Company%20Limited&limit=10

Action summary

Company
RL360 Insurance Company LimitedJapanese only
Original: RL360 Insurance Company Limited
Entity match unconfirmed — source disclosure name only.
Entity match
Possible entity match60/100Machine checked
Company name extracted from the Japanese public disclosure
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
Issuance of Warning Letter
警告書発出
Action date
1 May 2026
Issuing authority
Financial Services Agency and Local Finance Bureaus
金融庁・財務局
Industry context
無登録金融商品取引業者(海外)

Violation

Machine-translated summary — verify against original

The entity was found to be managing funds received from investors by operating collective investment schemes such as RSP (Regular Savings Plan) formed by the entity, accepting investments from general investors, and managing the invested assets as securities.

Show original Japanese text

組成するファンドに出資を受けた金銭の運用を行っていたもの 当該業者が組成するRSP(Regular Savings Plan)等の集団投資スキーム(ファンド)に対し、一般投資家からの出資を受け入れ、有価証券に対する投資として、出資を受けた財産の運用を行っていることが判明したもの。

Compliance context

Context needed

This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the original Japanese source and determine relevance to your counterparty-risk workflow.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original Financial Services Agency and Local Finance Bureaus announcement (Japanese)Archived source snapshot
Extracted at
2026-05-15T15:25:41.574+00:00
Evidence checked
2026-05-15T15:25:41.574+00:00
Archive captured
2026-05-15T18:30:39.444+00:00
Show audit JSON
{
  "record": {
    "id": "a42a2271-f38d-4f83-bf6d-9b8ef9291fb4",
    "url": "https://regbase.jp/en/enforcement/kinshoho-rl360insurancecompanylimited-20260501",
    "company_name_original": "RL360 Insurance Company Limited",
    "company_name_registry": null,
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "警告書発出",
      "en": "Issuance of Warning Letter"
    },
    "authority": {
      "ja": "金融庁・財務局",
      "en": "Financial Services Agency and Local Finance Bureaus"
    }
  },
  "entity_match": {
    "status": "possible",
    "confidence": 60,
    "method": "extracted_japanese_name",
    "method_label": "Company name extracted from the Japanese public disclosure",
    "notes": null
  },
  "review": {
    "status": "machine_reviewed",
    "label": "Machine checked"
  },
  "compliance_context": {
    "severity": "Context needed",
    "actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
    "practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-rl360insurancecompanylimited-20260501",
    "officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
    "archiveUrl": "https://kiroku.today/view/9fa660712e7967kc",
    "archiveCapturedAt": "2026-05-15T18:30:39.444+00:00",
    "extractedAt": "2026-05-15T15:25:41.574+00:00",
    "translatedAt": "2026-07-06T04:21:39.774+00:00",
    "evidenceCheckedAt": "2026-05-15T15:25:41.574+00:00",
    "generatedAt": "2026-07-11T05:52:24.534Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.