Enforcement record
Issuance of Warning Letter disclosure naming 株式会社Richesse 責任者 A
This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.
Action type
Issuance of Warning Letter
Law
Financial Instruments and Exchange Act
Authority
Financial Services Agency and Local Finance Bureaus
Action date
1 May 2018
Current page: Enforcement record
This screen focuses on one disclosed action: the published name, governing law, authority, facts, source status, and review evidence.
Source verification
Public-source and preservation status
- Publishing authority
- Financial Services Agency and Local Finance Bureaus
- Official source URL
- Recorded by RegBase
- Entity match
- Not confirmed; shown under the published name
- Kiroku preservation
- Saved content requires review
- Captured: May 16, 2026, 03:30 AM JST
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Action summary
- Company
- 株式会社Richesse 責任者 AJapanese onlyOriginal: 株式会社Richesse 責任者 A
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Issuance of Warning Letter警告書発出
- Action date
- 1 May 2018
- Issuing authority
- Financial Services Agency and Local Finance Bureaus金融庁・財務局
- Industry context
- 無登録金融商品取引業者（国内）
Violation
An entity provided advice based on an investment advisory contract via the internet. It is reported that after purchasing a product called [GRAND SLAM] by [Hasegawa Naoya], sold by the entity, the customer received notifications for binary options trading timing through a free call app. Additionally, it is reported that the product includes [Full Automation Pack] by [Market Kensuke]. The entity had previously been warned on November 17, 2015, regarding the introduction of [Highlow Australia (Operator: Highlow Markets Pty. Ltd.)] as a binary options account opening destination, and on February 10, 2017, regarding [Big Boss (Operator: Big Boss Financial Limited)] as the designated account opening destination for the [Full Automation Pack].
Show original Japanese text
インターネットを通じて、投資顧問契約に基づき、助言を行っていたもの 当該業者が販売する「長谷川ナオヤ」の「GRAND SLAM」という名称の商品を購入後、無料通話アプリを介してバイナリーオプション取引のタイミングの通知を受けたとの情報が寄せられている。その他、当該商品には「市場健祐」の「フルオートメーションパック」が付帯しているとの情報が寄せられている。 なお、当該業者がバイナリーオプションの口座開設先として紹介している「ハイローオーストラリア（運営者：Highlow Markets Pty. Ltd.）」に対しては平成27年11月17日付、「フルオートメーションパック」の口座開設先として指定している「Big Boss（運営者：Big Boss Financial Limited）」に対しては平成29年2月10日付で警告を行っている。
Public documents and saved materials
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Compliance context
Context neededThis is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.
Financial markets law covering securities, investment services, disclosure, and market conduct.
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Language
日本語版を見る (Japanese)About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.