Possible 警告書発出 against 株式会社Richesse 責任者 A
Action summary
- Company
- 株式会社Richesse 責任者 AJapanese onlyOriginal: 株式会社Richesse 責任者 A
- Entity match
- Possible entity match60/100Machine extractedCompany name extracted from the Japanese public disclosure
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- 警告書発出警告書発出
- Action date
- 1 May 2018
- Issuing authority
- 金融庁・財務局金融庁・財務局
Violation
Show original Japanese text
インターネットを通じて、投資顧問契約に基づき、助言を行っていたもの 当該業者が販売する「長谷川ナオヤ」の「GRAND SLAM」という名称の商品を購入後、無料通話アプリを介してバイナリーオプション取引のタイミングの通知を受けたとの情報が寄せられている。その他、当該商品には「市場健祐」の「フルオートメーションパック」が付帯しているとの情報が寄せられている。 なお、当該業者がバイナリーオプションの口座開設先として紹介している「ハイローオーストラリア(運営者:Highlow Markets Pty. Ltd.)」に対しては平成27年11月17日付、「フルオートメーションパック」の口座開設先として指定している「Big Boss(運営者:Big Boss Financial Limited)」に対しては平成29年2月10日付で警告を行っている。
Compliance context
Context neededThis is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the original Japanese source and determine relevance to your counterparty-risk workflow.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Evidence pack
- Extracted at
- 2026-05-14T21:13:26.084+00:00
- Evidence checked
- Not recorded
- Archive captured
- Not archived
Show audit JSON
{
"record": {
"id": "a4d1af6f-23be-41cb-bd42-cfbfa93ca350",
"url": "https://regbase.jp/en/enforcement/kinshoho-richesseze-ren-zhe-a-20180501",
"company_name_original": "株式会社Richesse 責任者 A",
"company_name_registry": "株式会社Richesse 責任者 A",
"corporate_number": null,
"law": {
"ja": "金融商品取引法",
"en": "Financial Instruments and Exchange Act"
},
"action_type": {
"ja": "警告書発出",
"en": "警告書発出"
},
"authority": {
"ja": "金融庁・財務局",
"en": "金融庁・財務局"
}
},
"entity_match": {
"status": "possible",
"confidence": 60,
"method": "extracted_japanese_name",
"method_label": "Company name extracted from the Japanese public disclosure",
"notes": null
},
"review": {
"status": "unreviewed",
"label": "Machine extracted"
},
"compliance_context": {
"severity": "Context needed",
"actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
"practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
"lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
},
"evidence": {
"recordUrl": "https://regbase.jp/en/enforcement/kinshoho-richesseze-ren-zhe-a-20180501",
"officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
"archiveUrl": null,
"archiveCapturedAt": null,
"extractedAt": "2026-05-14T21:13:26.084+00:00",
"translatedAt": null,
"evidenceCheckedAt": null,
"generatedAt": "2026-05-15T03:54:07.528Z"
},
"limitations": [
"RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
"English summaries are provided for reference. The original Japanese source is authoritative.",
"Possible or unresolved entity matches should be manually verified before use in a decision."
]
}The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.
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Language
日本語版を見る (Japanese)Company info
- English name
- 株式会社Richesse 責任者 A Japanese only
- Japanese name
- 株式会社Richesse 責任者 A
About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.