Enforcement record
Issuance of Warning Letter disclosure naming ラッセル・インベスト株式会社（Russell Invest Japan CO.Ltd.） 代表取締役社長兼CEO A
This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.
Action type
Issuance of Warning Letter
Law
Financial Instruments and Exchange Act
Authority
Financial Services Agency and Local Finance Bureaus
Action date
1 October 2015
Current page: Enforcement record
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Public-source and preservation status
- Publishing authority
- Financial Services Agency and Local Finance Bureaus
- Official source URL
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- Captured: May 16, 2026, 03:30 AM JST
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Action summary
- Company
- ラッセル・インベスト株式会社（Russell Invest Japan CO.Ltd.） 代表取締役社長兼CEO AJapanese onlyOriginal: ラッセル・インベスト株式会社（Russell Invest Japan CO.Ltd.） 代表取締役社長兼CEO A
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Issuance of Warning Letter警告書発出
- Action date
- 1 October 2015
- Issuing authority
- Financial Services Agency and Local Finance Bureaus金融庁・財務局
- Industry context
- 無登録金融商品取引業者（国内）
Violation
The company displayed and sent a statement claiming to conduct financial instruments business. The operator is falsely claiming to be a registered financial instruments business operator, similar in trade name to Russell Investment Co., Ltd., and is using the registration number Kanto Finance Bureau Director (Kinsho) No. 198.
Show original Japanese text
会社概要に金融商品取引業を行う旨を表示し送付したもの。 当該業者は、登録を受けた金融商品取引業者である「ラッセル・インベストメント株式会社」に類似した商号及び財務局の登録番号である「関東財務局長（金商）第198号」を騙っている。
Compliance context
Context neededThis is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.
Financial markets law covering securities, investment services, disclosure, and market conduct.
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Language
日本語版を見る (Japanese)About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.