Surcharge Payment Order against 株式会社N・フィールド

{
  "record": {
    "id": "a293c635-dc36-486d-bb27-e4d1e2f548eb",
    "url": "https://regbase.jp/en/enforcement/kinshoho-nhuirudo-20230407",
    "company_name_original": "株式会社N・フィールド",
    "company_name_registry": "株式会社N・フィールド",
    "corporate_number": "5120001103529",
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "課徴金納付命令",
      "en": "Surcharge Payment Order"
    },
    "authority": {
      "ja": "金融庁",
      "en": "Financial Services Agency"
    }
  },
  "entity_match": {
    "status": "confirmed",
    "confidence": 95,
    "method": "normalized_name_with_corporate_number",
    "method_label": "Normalized Japanese name matched to a company profile with Corporate Number",
    "notes": "Matched by normalized Japanese company name to an enriched company profile with a Corporate Number."
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Medium-high",
    "actionMeaning": "A formal administrative order requiring payment of a monetary surcharge.",
    "practicalNote": "Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-nhuirudo-20230407",
    "officialSourceUrl": "https://www.fsa.go.jp/news/r4/shouken/20230406-1.html",
    "archiveUrl": "https://kiroku.today/view/844ce4cd7el0zf6v",
    "archiveCapturedAt": "2026-04-05T00:30:46.23+00:00",
    "extractedAt": "2026-04-24T23:29:16.229+00:00",
    "translatedAt": "2026-05-01T06:46:44.863+00:00",
    "evidenceCheckedAt": "2026-04-24T23:29:16.229+00:00",
    "generatedAt": "2026-05-20T22:58:24.101Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}