Surcharge Payment Order against K.K. Mitubazhu Shi

株式会社ミツバ株式 (Financial Instruments and Exchange Act)
Financial Instruments and Exchange ActFinancial Services AgencyJanuary 28, 2022

Action summary

Company
Original: 株式会社ミツバ株式
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
Surcharge Payment Order
課徴金納付命令
Action date
January 28, 2022
Penalty
¥825K (¥825,000)
Issuing authority
Financial Services Agency
金融庁

Violation

Machine-translated summary — verify against original

Based on the recommendation from the Securities and Exchange Surveillance Commission for a surcharge payment order following an inspection result, a decision was made to initiate adjudication proceedings.

Show original Japanese text

証券取引等監視委員会からの検査結果に基づく課徴金納付命令の勧告を受け、審判手続開始の決定を行った。

Source

Original Financial Services Agency announcement (in Japanese)

The original Japanese disclosure is the authoritative record.

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Company info

English name
K.K. Mitubazhu Shi Romanized
Japanese name
株式会社ミツバ株式
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About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.