Possible Surcharge Payment Order against クオンタムソリューションズ(株)
For developers: integration details
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/api/v1/enforcements?company=%E3%82%AF%E3%82%AA%E3%83%B3%E3%82%BF%E3%83%A0%E3%82%BD%E3%83%AA%E3%83%A5%E3%83%BC%E3%82%B7%E3%83%A7%E3%83%B3%E3%82%BA%EF%BC%88%E6%A0%AA%EF%BC%89&limit=10Action summary
- Company
- クオンタムソリューションズ(株)Japanese originalOriginal: クオンタムソリューションズ(株)
- Entity match
- Possible entity match60/100Machine extractedCompany name extracted from the Japanese public disclosure
- Governing law
- Financial Instruments and Exchange Act金融商品取引法
- Action type
- Surcharge Payment Order課徴金納付命令
- Action date
- 28 October 2024
- Penalty
- ¥6M (¥6,000,000)
- Issuing authority
- Financial Services Agency金融庁
Violation
Show original Japanese text
四半期報告書の虚偽記載
Compliance context
Medium-highA formal administrative order requiring payment of a monetary surcharge.
Financial markets law covering securities, investment services, disclosure, and market conduct.
Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.
This context is an operational aid for review workflows, not a credit opinion or legal conclusion.
Evidence pack
- Extracted at
- 2026-05-09T12:02:55.302+00:00
- Evidence checked
- 2026-05-09T12:02:55.302+00:00
- Archive captured
- 2026-05-09T12:02:55.984+00:00
Show audit JSON
{
"record": {
"id": "f3c3a220-2f55-44f5-9e60-d9ae2c633294",
"url": "https://regbase.jp/en/enforcement/kinshoho-kuontamusoriyusiyonzu-20241028",
"company_name_original": "クオンタムソリューションズ(株)",
"company_name_registry": "クオンタムソリューションズ(株)",
"corporate_number": null,
"law": {
"ja": "金融商品取引法",
"en": "Financial Instruments and Exchange Act"
},
"action_type": {
"ja": "課徴金納付命令",
"en": "Surcharge Payment Order"
},
"authority": {
"ja": "金融庁",
"en": "Financial Services Agency"
}
},
"entity_match": {
"status": "possible",
"confidence": 60,
"method": "extracted_japanese_name",
"method_label": "Company name extracted from the Japanese public disclosure",
"notes": null
},
"review": {
"status": "unreviewed",
"label": "Machine extracted"
},
"compliance_context": {
"severity": "Medium-high",
"actionMeaning": "A formal administrative order requiring payment of a monetary surcharge.",
"practicalNote": "Review the amount, covered conduct, recurrence history, and remediation evidence before making a risk decision.",
"lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
},
"evidence": {
"recordUrl": "https://regbase.jp/en/enforcement/kinshoho-kuontamusoriyusiyonzu-20241028",
"officialSourceUrl": "https://www.fsa.go.jp/news/r7/shouken/20250828-6.html",
"archiveUrl": "https://kiroku.today/view/724571be94yaoi9v",
"archiveCapturedAt": "2026-05-09T12:02:55.984+00:00",
"extractedAt": "2026-05-09T12:02:55.302+00:00",
"translatedAt": null,
"evidenceCheckedAt": "2026-05-09T12:02:55.302+00:00",
"generatedAt": "2026-05-20T05:42:49.569Z"
},
"limitations": [
"RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
"English summaries are provided for reference. The original Japanese source is authoritative.",
"Possible or unresolved entity matches should be manually verified before use in a decision."
]
}The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.
Language
日本語版を見る (Japanese)Company info
- English name
- クオンタムソリューションズ(株) Japanese original
- Japanese name
- クオンタムソリューションズ(株)
About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.