Enforcement record

Issuance of Warning Letter disclosure naming NPO法人ケアライフセンター（NPO法人ケアサポートセンター） 代表取締役 A

NPO法人ケアライフセンター（NPO法人ケアサポートセンター） 代表取締役 A (Financial Instruments and Exchange Act)

This page records one action from a Japanese government disclosure, including the published name, governing law, authority, action details, and official source.

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Financial Instruments and Exchange ActFinancial Services Agency and Local Finance BureausGovernment disclosure1 May 2014

Action type

Issuance of Warning Letter

Law

Financial Instruments and Exchange Act

Authority

Financial Services Agency and Local Finance Bureaus

Action date

1 May 2014

Current page: Enforcement record

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Public-source and preservation status

Publishing authority
Financial Services Agency and Local Finance Bureaus
Official source URL
Recorded by RegBase
Entity match
Not confirmed; shown under the published name
Kiroku preservation
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Captured: May 16, 2026, 03:30 AM JST

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Action summary

Company
NPO法人ケアライフセンター（NPO法人ケアサポートセンター） 代表取締役 AJapanese only
Original: NPO法人ケアライフセンター（NPO法人ケアサポートセンター） 代表取締役 A
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
Issuance of Warning Letter
警告書発出
Action date
1 May 2014
Issuing authority
Financial Services Agency and Local Finance Bureaus
金融庁・財務局
Industry context
無登録金融商品取引業者（国内）

Violation

Machine-translated summary — verify against original

A company sent solicitation materials and solicited the purchase of stocks. The company received a phone call from the company offering to buy unlisted stocks, and after an appraisal of the stocks they held, they received a document titled [Stock and Bond Transfer Agreement]. They were also told that acquiring unlisted stocks from other companies was a condition for purchasing, but this was not true. The solicitation materials are similar to those used by [Japan Life Support Co., Ltd. (Japan Life Support Center)], which was warned on the same day.

Show original Japanese text

勧誘資料等を送付したうえで、株式等の買取りの勧誘を行っていたもの。 当該業者から電話で未公開株等の買取りの勧誘を受け、保有する未公開株等の査定に応じたところ、「株式及び社債権譲渡契約書」と題する書面が送られてきたとの情報が寄せられている。 また、「未公開株等の買取りの条件として、他の会社の未公開株の取得が必要」等の説明を受けているが、そのような事実はない。 勧誘資料は、同日付で警告を行った「株式会社日本ライフサポート（日本ライフサポートセンター）」と類似している。

Compliance context

Context needed

This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.

Financial markets law covering securities, investment services, disclosure, and market conduct.

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Language

日本語版を見る (Japanese)

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.