Possible 警告書発出 against JDR Securities Limited

JDR Securities Limited (Financial Instruments and Exchange Act)
Financial Instruments and Exchange Act金融庁・財務局Possible entity match1 January 2025

Action summary

Company
Original: JDR Securities Limited
Entity match
Possible entity match60/100Machine extracted
Company name extracted from the Japanese public disclosure
Governing law
Financial Instruments and Exchange Act
金融商品取引法
Action type
警告書発出
警告書発出
Action date
1 January 2025
Issuing authority
金融庁・財務局
金融庁・財務局

Violation

Show original Japanese text

インターネットを通じて、店頭デリバティブ取引の勧誘を行っていたもの 当該業者が提供するサービスの名称は「JDR Securities」である。 なお、当該業者との関係性は不明であるが、警告している以下の業者については一部の所在地が同様もしくは酷似している。 ・「Blue Dragon LLC」(令和7年1月29日付で警告) ・「AxiTrader Limited」(令和6年1月24日付で警告) ・「Rupex Limited」(令和5年10月25日付で警告) ・「TEC Solution.Ltd」(令和3年12月22日付で警告) ・「Alpha Tradex Limited」(令和2年6月29日付で警告) ・「AAFX TRADING COMPANY LIMITED」(令和2年2月14日付で警告) ・「JF Global Limited」(令和2年2月14日付で警告)

Compliance context

Context needed

This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.

Financial markets law covering securities, investment services, disclosure, and market conduct.

Review the original Japanese source and determine relevance to your counterparty-risk workflow.

This context is an operational aid for review workflows, not a credit opinion or legal conclusion.

Evidence pack

Original 金融庁・財務局 announcement (Japanese)
Extracted at
2026-05-14T21:13:26.083+00:00
Evidence checked
Not recorded
Archive captured
Not archived
Show audit JSON
{
  "record": {
    "id": "7b9641ae-4f38-4ac7-bd0d-792eb2e51eba",
    "url": "https://regbase.jp/en/enforcement/kinshoho-jdrsecuritieslimited-20250101",
    "company_name_original": "JDR Securities Limited",
    "company_name_registry": "JDR Securities Limited",
    "corporate_number": null,
    "law": {
      "ja": "金融商品取引法",
      "en": "Financial Instruments and Exchange Act"
    },
    "action_type": {
      "ja": "警告書発出",
      "en": "警告書発出"
    },
    "authority": {
      "ja": "金融庁・財務局",
      "en": "金融庁・財務局"
    }
  },
  "entity_match": {
    "status": "possible",
    "confidence": 60,
    "method": "extracted_japanese_name",
    "method_label": "Company name extracted from the Japanese public disclosure",
    "notes": null
  },
  "review": {
    "status": "unreviewed",
    "label": "Machine extracted"
  },
  "compliance_context": {
    "severity": "Context needed",
    "actionMeaning": "This is a public Japanese regulatory disclosure. The exact legal effect depends on the cited source and regulator.",
    "practicalNote": "Review the original Japanese source and determine relevance to your counterparty-risk workflow.",
    "lawContext": "Financial markets law covering securities, investment services, disclosure, and market conduct."
  },
  "evidence": {
    "recordUrl": "https://regbase.jp/en/enforcement/kinshoho-jdrsecuritieslimited-20250101",
    "officialSourceUrl": "https://www.fsa.go.jp/ordinary/chuui/mutouroku.html",
    "archiveUrl": null,
    "archiveCapturedAt": null,
    "extractedAt": "2026-05-14T21:13:26.083+00:00",
    "translatedAt": null,
    "evidenceCheckedAt": null,
    "generatedAt": "2026-05-15T03:52:58.672Z"
  },
  "limitations": [
    "RegBase aggregates public Japanese government disclosures and does not provide a credit opinion.",
    "English summaries are provided for reference. The original Japanese source is authoritative.",
    "Possible or unresolved entity matches should be manually verified before use in a decision."
  ]
}

The original Japanese disclosure is the authoritative record. Use possible or unresolved matches only as leads for manual review.

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Company info

English name
JDR Securities Limited Japanese only
Japanese name
JDR Securities Limited
See company profile →

About this recordAggregated and translated from public Japanese government disclosures. The English text is for reference only — authoritative content is the linked Japanese source.